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Adding Disqualification Requirements to Regulation D Offerings:
Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act


Submitted Comments

Mar. 2, 2011 Jack L. Hollander, Chairman, Executive Committee, Investment Program Association
Nov. 4, 2010 David Massey, NASAA President and Deputy Securities Commissioner, North Carolina Department of the Secretary of State
Sep. 22, 2010 Richard H. Baker, President and CEO, Managed Funds Association

Meetings with SEC Officials

May 12, 2011 Memorandum from Division of Corporation Finance regarding May 3, 2011, panel discussion with representatives of the Real Estate Investment Securities Association
May 11, 2011 Memorandum from the Division of Corporation Finance regarding a May 4, 2011, meeting with representatives of the Real Estate Investment Securities Association
Apr. 18, 2011 Memorandum from the Division of Investment Management regarding an April 15, 2011, meeting with representatives of the Private Equity Growth Company Council
Feb. 14, 2011 Memorandum from Division of Corporation Finance regarding February 14, 2011 meeting with representatives of Real Estate Investment Securities Association

 

http://www.sec.gov/comments/df-title-ix/regulation-d-disqualification/regulation-d-disqualification.shtml


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