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Adding Disqualification Requirements to Regulation D Offerings:
Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act
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Mar. 2, 2011 | Jack L. Hollander, Chairman, Executive Committee, Investment Program Association |
Nov. 4, 2010 | David Massey, NASAA President and Deputy Securities Commissioner, North Carolina Department of the Secretary of State |
Sep. 22, 2010 | Richard H. Baker, President and CEO, Managed Funds Association |
Meetings with SEC Officials
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May 12, 2011 | Memorandum from Division of Corporation Finance regarding May 3, 2011, panel discussion with representatives of the Real Estate Investment Securities Association |
May 11, 2011 | Memorandum from the Division of Corporation Finance regarding a May 4, 2011, meeting with representatives of the Real Estate Investment Securities Association |
Apr. 18, 2011 | Memorandum from the Division of Investment Management regarding an April 15, 2011, meeting with representatives of the Private Equity Growth Company Council |
Feb. 14, 2011 | Memorandum from Division of Corporation Finance regarding February 14, 2011 meeting with representatives of Real Estate Investment Securities Association |
http://www.sec.gov/comments/df-title-ix/regulation-d-disqualification/regulation-d-disqualification.shtml
Modified:
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