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Family Offices Exclusion:
Title IV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act

See also: Comments on Proposed Rule: Family Offices; File No. S7-25-10


Submitted Comments

Sep. 22, 2010 Richard H. Baker, President and CEO, Managed Funds Association
Sep. 2, 2010 Martin E. Lybecker, WilmerHale, Washington, DC
Jul. 28, 2010 Robin McLeish, Virginia Beach, Virginia
 

Meetings with SEC Officials

Oct. 8, 2010 Memorandum from the Office of the Chairman regarding an October 6, 2010, meeting with representatives of the Financial Services Forum
Oct. 8, 2010 Memorandum from the Office of the Chairman regarding an October 1, 2010, meeting with representatives of the Financial Services Roundtable
Oct. 7, 2010 Memorandum from the Office of Commissioner Elisse B. Walter regarding an October 7, 2010 meeting with representatives from the Securities Industry and Financial Markets Association
Sep. 8, 2010 Memorandum from the Division of Investment Management regarding a September 7, 2010 meeting with the representatives of The Private Investors Coalition, Inc.

 

http://www.sec.gov/comments/df-title-iv/family-offices/family-offices.shtml


Modified: 12/13/2010