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Accredited Investor Standard:
Title IV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act


Submitted Comments

(Click here for meetings with SEC officials)
Dec. 4, 2014 Norman B. Arnoff, Esq.
Dec. 30, 2010 Robert P. Johnson, President, AEI Capital Corporation
Nov. 15, 2010 Field J. Garthwaite, Owner, JBTV LLC, Los Angeles, California
Nov. 14, 2010 Matthew Mireles, Founder CEO, SpeakerText, Inc., Mountain View, California
Nov. 10, 2010 William Carleton and Joseph Wallin, Seattle, Washington
Nov. 8, 2010 Spencer Hoffman, Founder of fledgling startup, New York, New York
Nov. 4, 2010 David Massey, NASAA President and Deputy Securities Commissioner, North Carolina Department of the Secretary of State
Sep. 24, 2010 Keith P. Bishop, Adjunct Professor, Chapman University School of Law, Orange, California
Sep. 22, 2010 Richard H. Baker, President and CEO, Managed Funds Association
Aug. 25, 2010 State of Alaska
Aug. 14, 2010 Mark A. Buffington, Atlanta, Georgia
Aug. 11, 2010 Michael Scillia, Chairman, ASG Securities, Inc., Fort Lauderdale, Florida
Aug. 4, 2010 Peter J. Chepucavage, General Counsel, Plexus Consulting LLC
Aug. 3, 2010 Pat Nelson, MBA, Irvine, California
Jul. 29, 2010 April Hamlin, Minneapolis, Minnesota
Jul. 28, 2010 Robin McLeish, Virginia Beach, Virginia

Meetings with SEC Officials

(
Click here for submitted comments from the public)
Oct. 7, 2010 Memorandum from the Office of Commissioner Elisse B. Walter regarding an October 7, 2010 meeting with representatives from the Securities Industry and Financial Markets Association
Oct. 5, 2010 Memorandum from the Division of Corporation Finance regarding an October 5, 2010, meeting with representatives of the State of Alaska
Oct. 5, 2010 Memorandum from the Office of Commissioner Troy A. Paredes regarding an October 5, 2010, meeting with representatives of the State of Alaska

 

http://www.sec.gov/comments/df-title-iv/accredited-investor/accredited-investor.shtml


Modified: 12/18/2014