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Comments on OFR Study on Asset Management Issues


Aug. 19, 2014 Timothy W. Cameron, Esq., Managing Director and Head, Asset Management Group, Securities Industry and Financial Markets Association (SIFMA), et al.
May 22, 2014 Barbara Novick, Vice Chairman, BlackRock, Inc.
May 15, 2014 Daniel M. Gallagher, Commissioner, U.S. Securities and Exchange Commission
May 15, 2014 Satya Thallam, Director of Financial Services Policy, American Action Forum, Washington, District of Columbia
Apr. 18, 2014 John Gidman, Association of Institutional INVESTORS
Apr. 10, 2014 Dr. Dieter Wemmer, Member of the Board of Management, Allianz SE
Apr. 9, 2014 Paul S. Stevens, President & CEO, Investment Company Institute, Washington, District of Columbia
Apr. 8, 2014 Laura Merianos, Principal, Vanguard
Apr. 7, 2014 Richard Lacaille, Executive Vice President, Global Chief Investment Officer, State Street Global Advisors
Apr. 7, 2014 James F. Rothenberg, The Capital Group Companies, Los Angeles, California
Apr. 7, 2014 Scott C. Goebel, SVP General Counsel, Fidelity Management Research Co., Boston, Massachusetts
Apr. 7, 2014 Richard Foster, Vice President and Senior Counsel for Legal and Regulatory Affairs, Financial Services Roundtable, Washington, District of Columbia
Apr. 7, 2014 John Gidman, Association of Institutional Investors
Apr. 7, 2014 Douglas M. Hodge, Chief Executive Officer, PIMCO, Newport Beach, California
Apr. 7, 2014 David F. Freeman, Jr., Arnold & Porter LLP, on behalf of Federated Investors, Inc.
Apr. 4, 2014 Barbara Novick, BlackRock, New York, New York
Apr. 4, 2014 Timothy W. Cameron and Matthew J. Nevins, Securities Industry and Financial Markets Association
Apr. 4, 2014 Timothy W. Cameron and Matthew J. Nevins, Securities Industry and Financial Markets Association
Mar. 14, 2014 Barbara Novick, Vice Chairman, BlackRock
Feb. 25, 2014 Barbara Novick, Vice Chairman, BlackRock
Feb. 25, 2014 Opal L. Komora, Telephone Pioneers, Hendersonville
Jan. 23, 2014 Senator Mark Kirk, Senator Thomas Carper, Senator Patrick Toomey, Senator Claire McCaskill, and Senator Jerry Moran
Dec. 4, 2013 James C. Allen, CFA, Head, Capital Markets Policy, Americas, and Linda L. Rittenhouse, Director, Capital Markets Policy, CFA Institute
Dec. 3, 2013 Barbara Novick, Vice Chairman, BlackRock
Nov. 26, 2013 Tim Buckley, Chief Investment Officer, and John Hollyer, Principal and Head of Risk Management Group, Vanguard
Nov. 14, 2013 James Bone, Risk Advisory Consultant, Global Compliance Associates, LLC, Lincoln, Rhode Island
Nov. 7, 2013 Kenneth W. Willman, Chief Legal Officer, Russell Investments
Nov. 5, 2013 James J. Angel, Ph.D., CFA, Visiting Associate Professor, University of Pennsylvania, The Wharton School
Nov. 1, 2013 Paul Schott Stevens, President & CEO, Investment Company Institute
Nov. 1, 2013 Avi Nachmany, Director of Research, Strategic Insight, New York, New York
Nov. 1, 2013 Dennis M. Kelleher, President and CEO; Robert Jenkins, Senior Fellow; and Stephen Hall, Securities Specialist; Better Markets, Inc., Washington, District of Columbia
Nov. 1, 2013 Douglas M. Hodge, Managing Director, Chief Operating Officer, Pacific Investment Management Company LLC, Newport Beach, California
Nov. 1, 2013 John Gidman, Association of Institutional INVESTORS
Nov. 1, 2013 James F. Rothenberg, Chairman, The Capital Group Companies, Inc., Los Angeles, California
Nov. 1, 2013 Oliver Ireland, Morrison & Foerster LLP
Nov. 1, 2013 Scott C. Goebel, General Counsel, Fidelity Management and Research Co., Boston, Massachusetts
Nov. 1, 2013 John D. Hawke, Jr., Arnold and Porter, LLP on behalf of Federated Investors, Inc., Washington, District of Columbia
Nov. 1, 2013 Richard M. Whiting, Executive Director and General Counsel, Financial Services Roundtable, Washington, District of Columbia
Nov. 1, 2013 Timothy W. Cameron, Managing Director, Asset Management Group, and Matthew J. Nevins, Esq., Managing Director and Associate General Counsel, Asset Management Group, Securities Industry and Financial Markets Association; David G. Tittsworth, Executive Director, Investment Adviser Association
Nov. 1, 2013 Christopher L. Davis, President, Money Management Institute
Nov. 1, 2013 Barbara Novick, Vice Chairman, BlackRock
Nov. 1, 2013 Kevin M. Carome, Senior Managing Director and General Counsel, Invesco Ltd., Atlanta, Georgia
Nov. 1, 2013 Sidley Austin LLP
Nov. 1, 2013 Peter Kraus, Chairman and CEO, AllianceBernstein L. P., New York, New York
Nov. 1, 2013 R. Glenn Hubbard, John L. Thornton, and Hal S. Scott, Committee on Capital Markets Regulation
Nov. 1, 2013 Hester Peirce, Senior Research Fellow, and Robert W. Greene, Research Associate, Mercatus Center at George Mason University, Arlington, Virginia
Nov. 1, 2013 Cathy Santoro
Oct. 31, 2013 David Oestreicher, Chief Legal Counsel, T. Rowe Price Associates, Inc., Baltimore, Maryland
Oct. 31, 2013 Paul H. Kupiec, Ph.D., Resident Scholar, American Enterprise Institute, Washington, District of Columbia
Oct. 31, 2013 Timothy S. Bishop, Mayer Brown LLP, Chicago, Illinois
Oct. 31, 2013 Thomas P. Vartanian, Dechert LLP, Washington, District of Columbia
Oct. 30, 2013 David Hirschmann, President and Chief Executive Officer, Center for Capital Markets Competitiveness, U.S. Chamber of Commerce
Oct. 24, 2013 Roy Smith, Chesterfield, Virginia
Oct. 9, 2013 John Doe, Registered Representative, Florida

 

http://www.sec.gov/comments/am-1/am-1.shtml

Modified: 08/21/2014