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Comments on OFR Study on Asset Management Issues
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| Sep. 13, 2015 | Brenda Kinabrew, Albuquerque, New Mexico |
| Aug. 19, 2014 | Timothy W. Cameron, Esq., Managing Director and Head, Asset Management Group, Securities Industry and Financial Markets Association (SIFMA), et al. |
| Jul. 22, 2014 | Paul Schott Stevens, President & CEO, Investment Company Institute |
| May 22, 2014 | Barbara Novick, Vice Chairman, BlackRock, Inc. |
| May 15, 2014 | Daniel M. Gallagher, Commissioner, U.S. Securities and Exchange Commission |
| May 15, 2014 | Satya Thallam, Director of Financial Services Policy, American Action Forum, Washington, District of Columbia |
| Apr. 18, 2014 | John Gidman, Association of Institutional INVESTORS |
| Apr. 10, 2014 | Dr. Dieter Wemmer, Member of the Board of Management, Allianz SE |
| Apr. 9, 2014 | Paul S. Stevens, President & CEO, Investment Company Institute, Washington, District of Columbia |
| Apr. 8, 2014 | Laura Merianos, Principal, Vanguard |
| Apr. 7, 2014 | Richard Lacaille, Executive Vice President, Global Chief Investment Officer, State Street Global Advisors |
| Apr. 7, 2014 | James F. Rothenberg, The Capital Group Companies, Los Angeles, California |
| Apr. 7, 2014 | Scott C. Goebel, SVP General Counsel, Fidelity Management Research Co., Boston, Massachusetts |
| Apr. 7, 2014 | Richard Foster, Vice President and Senior Counsel for Legal and Regulatory Affairs, Financial Services Roundtable, Washington, District of Columbia |
| Apr. 7, 2014 | John Gidman, Association of Institutional Investors |
| Apr. 7, 2014 | Douglas M. Hodge, Chief Executive Officer, PIMCO, Newport Beach, California |
| Apr. 7, 2014 | David F. Freeman, Jr., Arnold & Porter LLP, on behalf of Federated Investors, Inc. |
| Apr. 4, 2014 | Barbara Novick, BlackRock, New York, New York |
| Apr. 4, 2014 | Timothy W. Cameron and Matthew J. Nevins, Securities Industry and Financial Markets Association |
| Apr. 4, 2014 | Timothy W. Cameron and Matthew J. Nevins, Securities Industry and Financial Markets Association |
| Mar. 14, 2014 | Barbara Novick, Vice Chairman, BlackRock |
| Feb. 25, 2014 | Barbara Novick, Vice Chairman, BlackRock |
| Feb. 25, 2014 | Opal L. Komora, Telephone Pioneers, Hendersonville |
| Jan. 23, 2014 | Senator Mark Kirk, Senator Thomas Carper, Senator Patrick Toomey, Senator Claire McCaskill, and Senator Jerry Moran |
| Dec. 4, 2013 | James C. Allen, CFA, Head, Capital Markets Policy, Americas, and Linda L. Rittenhouse, Director, Capital Markets Policy, CFA Institute |
| Dec. 3, 2013 | Barbara Novick, Vice Chairman, BlackRock |
| Nov. 26, 2013 | Tim Buckley, Chief Investment Officer, and John Hollyer, Principal and Head of Risk Management Group, Vanguard |
| Nov. 14, 2013 | James Bone, Risk Advisory Consultant, Global Compliance Associates, LLC, Lincoln, Rhode Island |
| Nov. 7, 2013 | Kenneth W. Willman, Chief Legal Officer, Russell Investments |
| Nov. 5, 2013 | James J. Angel, Ph.D., CFA, Visiting Associate Professor, University of Pennsylvania, The Wharton School |
| Nov. 1, 2013 | Paul Schott Stevens, President & CEO, Investment Company Institute |
| Nov. 1, 2013 | Avi Nachmany, Director of Research, Strategic Insight, New York, New York |
| Nov. 1, 2013 | Dennis M. Kelleher, President and CEO; Robert Jenkins, Senior Fellow; and Stephen Hall, Securities Specialist; Better Markets, Inc., Washington, District of Columbia |
| Nov. 1, 2013 | Douglas M. Hodge, Managing Director, Chief Operating Officer, Pacific Investment Management Company LLC, Newport Beach, California |
| Nov. 1, 2013 | John Gidman, Association of Institutional INVESTORS |
| Nov. 1, 2013 | James F. Rothenberg, Chairman, The Capital Group Companies, Inc., Los Angeles, California |
| Nov. 1, 2013 | Oliver Ireland, Morrison & Foerster LLP |
| Nov. 1, 2013 | Scott C. Goebel, General Counsel, Fidelity Management and Research Co., Boston, Massachusetts |
| Nov. 1, 2013 | John D. Hawke, Jr., Arnold and Porter, LLP on behalf of Federated Investors, Inc., Washington, District of Columbia |
| Nov. 1, 2013 | Richard M. Whiting, Executive Director and General Counsel, Financial Services Roundtable, Washington, District of Columbia |
| Nov. 1, 2013 | Timothy W. Cameron, Managing Director, Asset Management Group, and Matthew J. Nevins, Esq., Managing Director and Associate General Counsel, Asset Management Group, Securities Industry and Financial Markets Association; David G. Tittsworth, Executive Director, Investment Adviser Association |
| Nov. 1, 2013 | Christopher L. Davis, President, Money Management Institute |
| Nov. 1, 2013 | Barbara Novick, Vice Chairman, BlackRock |
| Nov. 1, 2013 | Kevin M. Carome, Senior Managing Director and General Counsel, Invesco Ltd., Atlanta, Georgia |
| Nov. 1, 2013 | Sidley Austin LLP |
| Nov. 1, 2013 | Peter Kraus, Chairman and CEO, AllianceBernstein L. P., New York, New York |
| Nov. 1, 2013 | R. Glenn Hubbard, John L. Thornton, and Hal S. Scott, Committee on Capital Markets Regulation |
| Nov. 1, 2013 | Hester Peirce, Senior Research Fellow, and Robert W. Greene, Research Associate, Mercatus Center at George Mason University, Arlington, Virginia |
| Nov. 1, 2013 | Cathy Santoro |
| Oct. 31, 2013 | David Oestreicher, Chief Legal Counsel, T. Rowe Price Associates, Inc., Baltimore, Maryland |
| Oct. 31, 2013 | Paul H. Kupiec, Ph.D., Resident Scholar, American Enterprise Institute, Washington, District of Columbia |
| Oct. 31, 2013 | Timothy S. Bishop, Mayer Brown LLP, Chicago, Illinois |
| Oct. 31, 2013 | Thomas P. Vartanian, Dechert LLP, Washington, District of Columbia |
| Oct. 30, 2013 | David Hirschmann, President and Chief Executive Officer, Center for Capital Markets Competitiveness, U.S. Chamber of Commerce |
| Oct. 24, 2013 | Roy Smith, Chesterfield, Virginia |
| Oct. 9, 2013 | John Doe, Registered Representative, Florida |
http://www.sec.gov/comments/am-1/am-1.shtml
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