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Comments on NMS Plan:
Notice of Filing of Proposed National Market System Plan Governing the Process of Selecting a Plan Processor and Developing a Plan for the Consolidated Audit Trail

[Release No. 34-70892; File No. 4-668]


Submitted Comments

Sep. 18, 2014 Manisha Kimmel, Managing Director, Financial Information Forum
Mar. 27, 2014 Timothy Cummings, Assistant Vice President, Equities and Assistant General Counsel, and Theodore R. Lazo, Managing Director and Associate General Counsel, SIFMA
Feb. 24, 2014 Tamara Schademann, BATS Exchange, Inc., et al.
Feb. 13, 2014 Manisha Kimmel, Executive Director, Financial Information Forum
Jan. 31, 2014 Tamara Schademann, BATS Exchange, Inc., et al.
Jan. 24, 2014 Manisha Kimmel, Executive Director, Financial Information Forum
Dec. 23, 2013 Anonymous
Dec. 23, 2013 Manisha Kimmel, Executive Director, Financial Information Forum
Dec. 23, 2013 Theodore R. Lazo, Managing Director & Associate General Counsel, SIFMA
Dec. 23, 2013 Anonymous
Dec. 20, 2013 Marcia Asquith, Senior Vice President and Corporate Secretary, Financial Industry Regulatory Authority, Washington, District of Columbia

Meetings with SEC Officials

Aug. 21, 2014 Memorandum from the Office of Commissioner Kara Stein regarding an August 21, 2014, meeting with representatives of the Securities Industry and Financial Markets Association (SIFMA)
Jun. 5, 2014 Memorandum from the Office of Commissioner Kara Stein regarding a March 20, 2014, meeting with representatives of the Financial Information Forum
Mar. 20, 2014 Memorandum from the Office of Commissioner Kara Stein regarding a March 20, 2014, meeting with representatives of the Financial Information Forum
Feb. 11, 2014 Memorandum from the Division of Trading and Markets regarding a February 11, 2014, meeting with representatives of Galileo Global Advisors
Feb. 11, 2014 Memorandum from the Division of Trading and Markets regarding a February 6, 2014, meeting with representatives of the Financial Information Forum

 

http://www.sec.gov/comments/4-668/4-668.shtml


Modified: 09/22/2014