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Comments on Solicitation of Comment to Assist in Study on Assigned Credit Ratings

[Release No. 34-64456; File No. 4-629]


Submitted Comments

(Click here for meetings with SEC officials)
Jun. 20, 2012 Jason W. Parsont
Jun. 11, 2012 Martin S. Hughes, Chief Executive Officer, Redwood Trust, Inc., Mill Valley, California
Nov. 17, 2011 Senator Al Franken, U.S. Senate
Sep. 14, 2011 Senators Al Franken and Roger F. Wicker, U.S. Senate
Sep. 13, 2011 Americans for Financial Reform
Sep. 13, 2011 Laurel Leitner, Senior Analyst, Council of Institutional Investors
Sep. 13, 2011 Claire A. Hill, University of Minnesota Law School, Minneapolis, Minnesota
Sep. 13, 2011 Jeffrey Manns, Associate Professor, George Washington University Law School
Sep. 13, 2011 Robert Dobilas, President, Morningstar Credit Ratings, LLC
Sep. 13, 2011 Michel Madelain, President and Chief Operating Officer, Moody’s Investors Service
Sep. 13, 2011 Karrie McMillan, General Counsel, Investment Company Institute
Sep. 13, 2011 Daniel Curry, President, and Mary Keogh, Managing Director, Regulatory Affairs, DBRS Limited
Sep. 13, 2011 Dennis Kelleher, President and CEO; Wallace C. Turbeville, Derivatives Specialist; and Stephen W. Hall, Securities Specialist; Better Markets, Inc., Washington, District of Columbia
Sep. 13, 2011 Patrick Milano, Executive Vice President, Operations, Standard and Poor's Ratings Services, New York, New York
Sep. 13, 2011 David H. Stevens, President and Chief Executive Officer, Mortgage Bankers Association
Sep. 13, 2011 Stephen M. Renna, Chief Executive Officer, CRE Finance Council
Sep. 13, 2011 Richard M. Whiting, Executive Director and General Counsel, The Financial Services Roundtable, Washington, District of Columbia
Sep. 13, 2011 James Nadler, President, Kroll Bond Rating Agency, Inc., New York, New York
Sep. 13, 2011 Richard Hopkin, Managing Director, Association for Financial Markets in Europe, London, United Kingdom
Sep. 13, 2011 Anthony Randazzo, Director of Economic Research, Reason Foundation, Washington, District of Columbia
Sep. 13, 2011 Valerie Kay, Managing Director Morgan Stanley & Co. LLC, New York, New York
Sep. 13, 2011 Richard A. Dorfman, Managing Director, Head of Securitization, and Christopher B. Killian, Vice President, Securitization Group, Securities Industry and Financial Markets Association (SIFMA)
Sep. 13, 2011 Jason W. Parsont
Sep. 12, 2011 Gerald W. McEntee, American Federation of State, County and Municipal Employees, Washington, District of Columbia
Sep. 12, 2011 Tom Deutsch, Executive Director, American Securitization Forum
Sep. 9, 2011 Charles D. Brown, General Counsel, Fitch Ratings
Jul. 4, 2011 William Michael Cunningham, Creative Investment Research, Inc., Washington, District of Columbia
May 12, 2011 Robert Grunzinger, CFA, CPA (inactive), Director, Wheelhouse Securities Corp., St. Louis, Missouri
May 11, 2011 Karen Polege, St. Paul, Minnesota
May 10, 2011 Ja Sto
May 10, 2011 Donald C. Huffaker, CPA, CFA, Elgin, Illinois
May 10, 2011 Adrian Burridge, Canada
 

Meetings with SEC Officials

(
Click here for submitted comments from the public)
Jul. 30, 2012 Memorandum from the Office of Credit Ratings regarding a July 25, 2012, meeting with Senator Al Franken and Senator Charles Schumer
Jul. 12, 2012 Memorandum from the Office of Credit Ratings regarding a July 12, 2012, meeting with Senator Al Franken
May 29, 2012 Memorandum from the Division of Trading and Markets regarding a May 29, 2012, meeting with representatives of Standard and Poor’s Ratings Services
Apr. 18, 2012 Memorandum from the Division of Trading and Markets regarding an April 17, 2012, meeting with representatives of Redwood Trust
Apr. 2, 2012 Memorandum from the Division of Trading and Markets regarding an April 2, 2012, meeting with Mayree Clark
Mar. 29, 2012 Memorandum from the Division of Trading and Markets regarding a March 29, 2012, meeting with representatives of the Association for Financial Professionals
Mar. 28, 2012 Memorandum from the Division of Trading and Markets regarding a March 28, 2012, meeting with Dr. David Raboy
Mar. 26, 2012 Memorandum from the Division of Trading and Markets regarding a March 26, 2012, meeting with Jeffrey Manns, Associate Professor
Mar. 22, 2012 Memorandum from the Division of Trading and Markets regarding a March 22, 2012, meeting with representatives of DBRS
Mar. 14, 2012 Memorandum from the Division of Trading and Markets regarding a March 14, 2012, meeting with Mahesh Kotecha and Roy Weinberger
Mar. 12, 2012 Memorandum from the Division of Trading and Markets regarding a March 12, 2012, meeting with Neil Baron
Mar. 8, 2012 Memorandum from the Division of Trading and Markets regarding a March 8, 2012, meeting with Professor Joseph Grundfest
Feb. 29, 2012 Memorandum from the Division of Trading and Markets regarding a February 29, 2012, meeting with representatives of Morningstar Credit Ratings
Feb. 10, 2012 Memorandum from the Division of Trading and Markets regarding a February 10, 2012, meeting with representatives of Kroll Bond Rating Agency
Feb. 3, 2012 Memorandum from the Division of Trading and Markets regarding a February 3, 2012, meeting with Senator Al Franken
Jan. 30, 2012 Memorandum from the Division of Trading and Markets regarding a January 30, 2012, meeting with representatives of Moody's
Jan. 26, 2012 Memorandum from the Division of Trading and Markets regarding a January 26, 2012, meeting with representatives of Fitch
Dec. 21, 2011 Memorandum from the Division of Trading and Markets regarding a December 21, 2011, meeting with representatives of Standard & Poor's
Dec. 2, 2011 Memorandum from the Division of Trading and Markets regarding a December 2, 2011, meeting with Senator Al Franken
Nov. 3, 2011 Memorandum from the Office of Commissioner Walter regarding a November 3, 2011, meeting with representatives of Standard & Poor's Ratings Services
Sep. 26, 2011 Memorandum from the Division of Trading and Markets regarding a September 26, 2011, meeting with representatives of Standard & Poor's Ratings Services

 

http://www.sec.gov/comments/4-629/4-629.shtml


Modified: 10/16/2014