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Comments on Joint meetings on Harmonization of Regulation

[File No. 4-588]

Oct. 9, 2009 NorthStar
Oct. 8, 2009 Patrick Walls
Sep. 25, 2009 Richard H. Baker, President and CEO, Managed Funds Association
Sep. 21, 2009 Larry Leibowitz, Head of U.S. Execution and Global Technology, NYSE Euronext
Sep. 18, 2009 Boston Options Exchange, Chicago Board Options Exchange, International Securities Exchange, NASDAQ Options Market, NASDAQ OMX PHLX and The Options Clearing Corporation
Sep. 15, 2009 Neal L. Wolkoff, CEO of ELX Futures, L.P., New York, New York
Sep. 14, 2009 John M. Damgard, President, Futures Industry Association
Sep. 14, 2009 John M. Yetter, Vice President and Deputy General Counsel, The NASDAQ OMX Group, Inc.
Sep. 14, 2009 Ira D. Hammerman, Senior Managing Director and General Counsel, Securities Industry and Financial Markets Association
Sep. 14, 2009 William G. Mulligan, HedgeOp Compliance, L.L.C.
Sep. 14, 2009 Lee A. Pickard, Pickard & Djinis LLP, on behalf of Federated Investors, Inc.
Sep. 14, 2009 Gary DeWaal, Senior Managing Director and Group General Counsel, Newedge USA, LLC
Sep. 13, 2009 Douglas J. Engmann, President, Engmann Options, Inc., San Francisco, California
Sep. 12, 2009 Jeff Jacobsen, Brookport, Illinois
Sep. 4, 2009 David Weirich, Snohomish, Washington
Sep. 3, 2009 Michael R. Butowsky, Partner, Mayer Brown LLP
Sep. 3, 2009 Sharon Brown-Hruska, Ph.D., NERA Economic Consulting, Washington, District of Columbia
Sep. 3, 2009 Damon A. Silvers, Associate General Counsel, American Federation of Labor and Congress of Industrial Organizations
Sep. 3, 2009 Richard Owens, Latham & Watkins
Sep. 3, 2009 Kathleen H. Moriarty, Katten Muchin Rosenman LLP
Sep. 3, 2009 Michael W. Connolly, Vice Chairman, Board of Directors, Association for Financial Professionals
Sep. 3, 2009 Richard H. Baker, President and CEO, Managed Funds Association
Sep. 3, 2009 Kenneth M. Raisler, Sullivan & Cromwell LLP
Sep. 3, 2009 Professor John C. Coffee, Jr., Adolf A. Berle Professor of Law, Columbia University Law School
Sep. 3, 2009 Daniel J. Roth, President and Chief Executive Officer, National Futures Association
Sep. 2, 2009 Edward J. Rosen, Cleary, Gottlieb, Steen & Hamilton
Sep. 2, 2009 Brandon Becker, Chief Legal Officer, TIAA-CREF
Sep. 2, 2009 Dr. Mark Cooper, Director of Research, Consumer Federation of America
Sep. 2, 2009 Brian Nigito, Managing Director, Global Electronic Trading Company
Sep. 2, 2009 William J. Brodsky, Chairman and Chief Executive Officer, Chicago Board Options Exchange, Inc.
Sep. 2, 2009 Stephen Luparello, Vice Chairman, FINRA
Sep. 2, 2009 Annette L. Nazareth, Davis Polk & Wardwell LLP
Sep. 2, 2009 Johnathan Short, Senior Vice President and General Counsel, IntercontinentalExchange, Inc.
Sep. 2, 2009 Eric Baggesen, Senior Investment Officer for Global Equity, California Public Employees' Retirement System
Sep. 2, 2009 Lawrence E. Harris, USC Marshall School of Business, Los Angeles, California
Sep. 2, 2009 Larry Leibowitz, Head of U.S. Execution and Global Technology, NYSE Euronext
Sep. 2, 2009 Peter Reitz, Member of Executive Board, Eurex
Sep. 2, 2009 Wayne Luthringshausen, Chairman and CEO, Options Clearing Corporation
Sep. 2, 2009 Stephen Merkel, Executive Vice President and General Counsel, BGC Partners, Inc.,Executive Managing Director and General Counsel, Cantor Fitzgerald & Co.
Sep. 2, 2009 Mark D. Young, Kirkland & Ellis LLP, on behalf of the Futures Industry Association
Sep. 2, 2009 Craig S. Donohue, CEO, CME Group Inc.
Sep. 2, 2009 Yvonne Downs, Senior Director, Newedge USA, LLC
Sep. 2, 2009 Anthony J. Leitner, AJ Leitner & Associates
Aug. 30, 2009 Rodney Lee, MD
Aug. 21, 2009 Ryan F. Best, Orem, Utah
Aug. 21, 2009 Rick Crew
Aug. 20, 2009 David L. Weirich, Snohomish, Washington

Modified: 10/09/2009