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Comments on: Equity Market Structure Advisory Committee
[File No. 265-29]
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Apr. 11, 2018 | Dennis Bernhard |
Feb. 13, 2018 | Kermit R. Kubitz, attorney, California |
Dec. 5, 2017 | Tim Quast, President, ModernNetworks IR LLC |
Nov. 15, 2017 | Brad Katsuyama, Chief Executive Officer, and John Ramsay, Chief Market Policy Officer; Investors Exchange LLC |
Oct. 13, 2017 | Chris Concannon, President and Chief Operating Officer, CBOE; Thomas Wittman, CEO, The Nasdaq Stock Market LLC, and Thomas W. Farley, President, NYSE |
Aug. 4, 2017 | Richard Steiner, Electronic Trading Strategist, RBC Capital Markets |
Jul. 27, 2017 | Marc R. Bryant, Senior Vice President, Deputy General Counsel, Fidelity Investments |
Jun. 30, 2017 | Tim Gately, Managing Director, Head of Equities for the Americas, Citigroup Global Markets Inc. |
Jun. 29, 2017 | Theodore R. Lazo, Managing Director and Associate General Counsel, SIFMA |
Jun. 13, 2017 | Tyler Gellasch, Executive Director, Healthy Markets Association |
Apr. 21, 2017 | Anthony Albanese, Chief Regulatory Officer, New York Stock Exchange |
Apr. 5, 2017 | Thomas Gira, Executive Vice President, FINRA |
Apr. 5, 2017 | Brett W. Redfearn, Global Head of Equity Market Structure Strategy, J.P. Morgan Securities |
Apr. 5, 2017 | Thomas Wittman, Executive Vice President, Nasdaq, Inc. |
Apr. 4, 2017 | John K. Kerin, CEO and President, Chicago Stock Exchange, Inc. |
Apr. 3, 2017 | Tyler Gellasch, Executive Director, Healthy Markets Association |
Mar. 29, 2017 | R.T. Leuchtkafer |
Mar. 29, 2017 | Theodore R. Lazo, Managing Director and Associate General Counsel, SIFMA |
Mar. 24, 2017 | David M. Weisberger, President, Exquam LLC |
Dec. 23, 2016 | Tyler Gellasch, Executive Director, Healthy Markets |
Nov. 21, 2016 | John Russell, Chairman of the Board, and James Toes, President & CEO; Security Traders Association, New York, New York |
Nov. 18, 2016 | Marc R. Bryant, Senior Vice President, Deputy General Counsel, Fidelity Investments, Boston, Massachusetts |
Sep. 23, 2016 | Stuart J. Kaswell, Executive Vice President & Managing Director, General Counsel, Managed Funds Association |
Sep. 23, 2016 | Richard Steiner, Electronic Trading Strategist, RBC Capital Markets, New York, New York |
Sep. 13, 2016 | J. A. |
Aug. 17, 2016 | Eric Swanson, Esq., General Counsel, Bats Global Markets, Inc., New York, New York |
Aug. 11, 2016 | Paul Roland, Chair, Operating Committee, Nasdaq |
Aug. 2, 2016 | Bill Alpert, Senior Editor, Barron's |
Aug. 2, 2016 | James J. Angel, Ph.D., CFA, Georgetown University |
Aug. 2, 2016 | Christopher Nagy, Director, Healthy Markets Association |
Aug. 2, 2016 | Stacey Cunningham, Chief Operating Officer, New York Stock Exchange |
Aug. 2, 2016 | Norman B. Arnoff |
Aug. 2, 2016 | John Zecca, Senior Vice President, Nasdaq, Inc., Rockville, Maryland |
Aug. 2, 2016 | Frank Hatheway, Ph.D., Senior Vice President and Chief Economist, Nasdaq, Inc., Rockville, Maryland |
Aug. 1, 2016 | Suzanne H. Shatto, Investor, Seattle, Washington |
Jul. 5, 2016 | Kermit Kubitz |
Jun. 15, 2016 | Security Traders Association |
Jun. 1, 2016 | Peter Schwartz, www.systemicriskregulation.com |
May 24, 2016 | Richard Steiner, Electronic Trading Strategist, RBC Capital Markets, New York, New York |
May 24, 2016 | Joan C. Conley, SVP and Corporate Secretary, Nasdaq, Inc., Rockville, Maryland |
May 24, 2016 | Peter Schwartz |
May 23, 2016 | J.A., New York |
May 13, 2016 | Elizabeth King, General Counsel and Corporate Secretary, New York Stock Exchange |
May 7, 2016 | Suzanne H. Shatto, Seattle, Washington |
Apr. 26, 2016 | Thomas Farley, President, New York Stock Exchange |
Apr. 26, 2016 | Brett W. Redfearn, Global Head of Market Structure Strategy, J.P. Morgan Securities, New York, New York |
Apr. 25, 2016 | Haim Bodek, Managing Principal, and Stanislav Dolgopolov, Regulatory Consultant, Decimus Capital Markets, LLC, Stamford, Connecticut |
Apr. 6, 2016 | Canadian Security Traders Association, Toronto, Canada |
Mar. 18, 2016 | Kermit Kubitz |
Mar. 10, 2016 | Martin Small, Head of US iShares, BlackRock, et al. |
Mar. 10, 2016 | Andrew Silverman, Managing Director, Co-Head, Morgan Stanley Electronic Trading |
Feb. 25, 2016 | John P. Franz, Pittsburgh, Pennsylvania |
Feb. 2, 2016 | Paul O'Donnell, Managing Director, Morgan Stanley |
Feb. 2, 2016 | Frank Hatheway, Ph.D., Senior Vice President and Chief Economist, Nasdaq, Inc. |
Feb. 2, 2016 | Dennis Dick, CFA, Capital Markets Policy Council, CFA Institute |
Feb. 1, 2016 | Hubert De Jesus, Co-Head of Market Structure and Electronic Trading, BlackRock |
Feb. 1, 2016 | Darrell Starr-Jude |
Feb. 1, 2016 | Bradley Voorhees, Washington, District of Columbia |
Jan. 28, 2016 | Edward T. Tilly, CEO, Chicago Board Options Exchange, Inc., Chicago, Illinois |
Jan. 28, 2016 | Kermit Kubitz |
Jan. 27, 2016 | Anonymous |
Jan. 20, 2016 | David W. Blass, General Counsel, Investment Company Institute, Washington, District of Columbia |
Jan. 6, 2016 | Kermit R. Kubitz, Individual investor, San Francisco, California |
Dec. 14, 2015 | J. Albert, New York |
Oct. 27, 2015 | Andrew Silverman, Managing Director, Morgan Stanley |
Oct. 27, 2015 | Michael Buek, Principal and Portfolio Manager, The Vanguard Group, Inc. |
Oct. 27, 2015 | Brett W. Redfearn, Head of Market Structure Strategy, JP Morgan Securities, New York, New York |
Oct. 27, 2015 | William Michael Cunningham, Social Investing Advisor, Washington, District of Columbia |
Oct. 27, 2015 | Thomas Wittman, Executive Vice President, Nasdaq, Inc. |
Oct. 26, 2015 | Reginald M. Browne,
Senior Managing Director, ETF Trading, Cantor Fitzgerald |
Oct. 23, 2015 | R.T. Leuchtkafer |
Oct. 22, 2015 | Dennis M. Kelleher, President and CEO, Better Markets, Washington, District of Columbia |
Oct. 22, 2015 | Yong Chao, University of Louisville; Chen Yao, University of Warwick; and Mao Ye, University of Illinois, Urbana-Champaign |
Oct. 21, 2015 | Tyler Gellasch, Executive Director, Healthy Markets Association |
Oct. 20, 2015 | John Rochon |
Oct. 20, 2015 | John Rochon |
Oct. 20, 2015 | John I. Sanders and Benjamin Leighton, Wake Forest School of Law Community Law and Business Clinic |
Oct. 20, 2015 | Mary Ann Burns, FIA Principal Traders Group |
Oct. 16, 2015 | Anonymous |
Oct. 9, 2015 | David M. Weisberger, Managing Director and Global Head of RegOne Solutions, a Markit company, New York, New York |
Sep. 30, 2015 | William Silver, former NYSE Specialist, New York, New York |
Sep. 29, 2015 | Managed Funds Association, Washington, DC |
Sep. 22, 2015 | Kermit Kubitz |
Sep. 22, 2015 | Kermit Kubitz |
Aug. 6, 2015 | R.T. Leuchtkafer |
Jul. 30, 2015 | Joan C. Conley, Senior Vice President and Corporate Secretary, NASDAQ OMX Group, Rockville, Maryland |
May 14, 2015 | Michael J. Friedman, General Counsel, Trillium, New York, New York |
May 13, 2015 | Thomas Farley, President, New York Stock Exchange |
May 13, 2015 | James P. Selway, Head of Electronic Brokerage, ITG Inc., New York, New York |
May 13, 2015 | Bill Baxter, Head of Global Program Trading and Market Structure, Fidelity Investments, Boston, Massachusetts |
May 13, 2015 | Dave Lauer, KOR Group LLC |
May 13, 2015 | Thomas Wittman, Executive Vice President, NASDAQ OMX Group, Inc. |
May 13, 2015 | Joseph Saluzzi and Sal Arnuk, Partners and Co-Founders, Themis Trading LLC |
May 13, 2015 | Suzanne Hamlet Shatto |
May 13, 2015 | Reginald M. Browne, Senior Managing Director, ETF Trading, Cantor Fitzgerald & Co. |
May 12, 2015 | Eric S. Hunsader, CEO, Nanex, LLC, Winnetka, Illinois |
May 11, 2015 | Ari Burstein, Associate General Counsel, Investment Company Institute |
May 11, 2015 | Edward T. Tilly, CEO, Chicago Board Options Exchange, Incorporated, Chicago, Illinois |
May 11, 2015 | Haim Bodek, Managing Principal, Decimus Capital Markets, LLC, and Peter Kovac, Managing Member, Ozone Park Partners |
May 8, 2015 | Mary Ann Burns, Chief Operating Officer, FIA |
May 6, 2015 | R.T. Leuchtkafer |
May 5, 2015 | Douglas
A. Cifu, Chief Executive Officer, Virtu Financial |
Apr. 23, 2015 | Emiliano Pagnotta, Ph.D., Assistant Professor of Finance, Imperial College London, London, United Kingdom |
Jan. 28, 2015 | Mary Ann Burns, Chief Operating Officer, FIA Principal Traders Group |
Jan. 23, 2015 | Rory O'Kane, Chairman of the Board, and James Toes, President & CEO, Security Traders Association, New York, New York |
Oct. 1, 2014 | Brandon Becker, Executive Vice President & Chief Legal Officer, TIAA-CREF |
Sep. 5, 2014 | James Toes, President & CEO, Security Traders Association, New York, New York |
May 8, 2014 | Thomas Peterffy, CEO, Interactive Brokers, Palm Beach, Florida |
http://www.sec.gov/comments/265-29/265-29.shtml
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