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Litigation Releases - Fourth Quarter 2004
| Release No. |
Date |
Action |
| LR-19019 |
Dec. 30, 2004 |
Michael Lauer, et al.
|
| LR-19018 |
Dec. 30, 2004 |
Michael Lauer, et al.
|
| LR-19017 |
Dec. 29, 2004 |
Hershey Moss
|
| LR-19016 |
Dec. 28, 2004 |
Robert J. Cassandro, Michael C. Cardascia, and Stephen E. Apolant, Defendants, and Joan Cardascia, Relief Defendant
|
| LR-19015 |
Dec. 27, 2004 |
Brad A. Weaver and Beta Asset Management, Inc.
|
| LR-19014 |
Dec. 27, 2004 |
Martin Fox
|
| LR-19013 |
Dec. 22, 2004 |
Maxxon et al.
|
| LR-19012 |
Dec. 22, 2004 |
Morgan Nields
|
| LR-19011 |
Dec. 22, 2004 |
Claude Lefebvre and Dennis S. Herula
|
| LR-19010 |
Dec. 22, 2004 |
Dennis Herula et al.
|
| LR-19009 |
Dec. 22, 2004 |
Southern Financial Group, Inc., Richard M. Wooten, Charles Dennis McKittrick and Gerald F. Hunter, Jr.,United States District Court for the District of South Carolina, Charleston Division
|
| LR-19008 |
Dec. 22, 2004 |
Paul V. Degenhart, University Club Group, Inc. and UC Properties, LLC
|
| LR-19007 |
Dec. 20, 2004 |
Texas American Group, Inc., Alan E. Humphrey, Richard E. Lee, and William Grosvenor
|
| LR-19006 |
Dec. 20, 2004 |
John W. Surgent, et al.
|
| LR-19005 |
Dec. 17, 2004 |
Jack A. Brown, Jules Fleder, Roger Sherman, Bernard Ware et al.
|
| LR-19004 |
Dec. 17, 2004 |
Martin Julien Marks
Other Release No.: AAER-2154 |
| LR-19003 |
Dec. 17, 2004 |
PanaMed Corp.
|
| LR-19002 |
Dec. 17, 2004 |
Jack D. Weiss
Other Release No.: AAER-2153 |
| LR-19001 |
Dec. 16, 2004 |
Maurice L. Arel
|
| LR-19000 |
Dec. 16, 2004 |
David James Leslie
|
| LR-18993A |
Dec. 15, 2004 |
Bradford C. Bleidt, et al.
|
| LR-18999 |
Dec. 15, 2004 |
R. Geoffrey Layne, James S. Sholeff, Dale Boeth, and Shawn Mcghee
Other Release No.: AAER-2152 |
| LR-18998 |
Dec. 14, 2004 |
Min T. Ma and Joyce Manni Ng
|
| LR-18997 |
Dec. 14, 2004 |
Benny G. Morris and First Choice Management Services Inc. et al.
|
| LR-18996 |
Dec. 13, 2004 |
Delta Rental Systems, Inc., et al.
|
| LR-18995 |
Dec. 8, 2004 |
Richard Rambahal, et al.
Other Release No.: AAER-2150 |
| LR-18994 |
Dec. 7, 2004 |
John Benjamin Stewart, Jr., Stewart Finance Company, Stewart National Finance Company, Donald N. Ellis and D&E Acquisitions, Inc.
|
| LR-18992 |
Dec. 6, 2004 |
Superior Opportunities, Inc., J.F. Simms & Co., LLC, William J. Hickey, Sean A. Osborne and Jon F. Simms
|
| LR-18991 |
Dec. 2, 2004 |
Michael Lauer, et al.
|
| LR-18990 |
Dec. 2, 2004 |
Larry Grabarnick, Marc David Shiner, Donald LaBarre and Sara Jane Peck
|
| LR-18989 |
Dec. 2, 2004 |
John Paul Orr, Michael J. Frank, Albert M. Abbood, Darrell Edquist, David C. Kirkpatrick, David N. Bixler, Thomas L. Taylor and Randall M. Stone
Other Release No.: AAER-2147
|
| LR-18988 |
Dec. 2, 2004 |
Discover Capital Holdings Corp., et al.
|
| LR-18987 |
Nov. 30, 2004 |
Gene C. Geiger, Charles F. Kirby
|
| LR-18986 |
Nov. 30, 2004 |
Evan S. Collins
Other Release No.: AAER-2146 |
| LR-18985 |
Nov. 30, 2004 |
American International Group, Inc.
Other Release No.: AAER-2145 |
| LR-18981A |
Nov. 24, 2004 |
Paul H. Bristow and Nikhil Sinha
Release No.: AAER-2141A |
| LR-18984 |
Nov. 23, 2004 |
First Access Financial, LLC, et al.
|
| LR-18983 |
Nov. 22, 2004 |
Michael J. Ricks, John H. Woody, and Mark P. Mead
|
| LR-18982 |
Nov. 22, 2004 |
American Financial Group Of Aventura, Inc., David H. Siegel and Edward M. Chism, Sr.
|
| LR-18981 |
Nov. 19, 2004 |
Paul H. Bristow and Nikhil Sinha
Other Release No.: AAER-2141 |
| LR-18980 |
Nov. 19, 2004 |
William M. Baker, et al.
|
| LR-18979 |
Nov. 18, 2004 |
Peter J. Wilson
|
| LR-18978 |
Nov. 18, 2004 |
Emvest Mortgage Fund, LLC, Emvest, Inc., and Milon Lyle Brock
|
| LR-18977 |
Nov. 17, 2004 |
Kevin Hobbs et al.
|
| LR-18976 |
Nov. 17, 2004 |
Medi-Hut Co., Inc., Joseph A. Sanpietro, Laurence M. Simon and Lawrence P. Marasco
|
| LR-18975 |
Nov. 17, 2004 |
John Allen Snoble
|
| LR-18974 |
Nov. 17, 2004 |
Russell T. Bradlee, Thomas F. Bradlee, Louis P. Stone, IV, and Angela DelVacchio |
| LR-18973 |
Nov. 16, 2004 |
FoneCash, Inc., and Daniel E. Charboneau
|
| LR-18972 |
Nov. 16, 2004 |
Bradford C. Bleidt, et al.
|
| LR-18971 |
Nov. 16, 2004 |
Phoenix Telecom, L.L.C., Jerold Benjamin Clawson, Jerry Deland Beacham and H. Ellis Ragland, Jr.
|
| LR-18970 |
Nov. 15, 2004 |
Investment Technology, Inc. et al.
|
| LR-18969 |
Nov. 15, 2004 |
Conrad M. Black, et al.
Other Release No.: AAER-2136 |
| LR-18968 |
Nov. 15, 2004 |
Paul Simmons, Rodney Gilbert, John Zankowski, Esq., Kerry Kennedy, Stanley Siciliano and Eric Littman, Esq.
|
| LR-18967 |
Nov. 15, 2004 |
Crescent Financial Group, Inc., Berkshire Tax Consultants Co., Warfield Capital Management Co., SpencerFerguson Receivables Corp., Thompson & Whitehurst Acquisition Consultants, and McKenzie Goldstein & Associates
|
| LR-18966 |
Nov. 9, 2004 |
Aqua Vie Beverage Corp., Thomas J. Gillespie, and Joseph J. Wozniak
|
| LR-18965 |
Nov. 9, 2004 |
Koji Goto
|
| LR-18964 |
Nov. 9, 2004 |
OSF, Inc. et al.
|
| LR-18963 |
Nov. 8, 2004 |
Patrick Ballinger, Dennis R. Weaver, Kosta S. Kovachev, Lee E. Larscheid, Benny G. Morris, Darin W. Roberts, Linda M. Sears, Todd F. Walker, Branson City Limits, Inc., Resort Hotels, Inc., Universal Financial Leasing, Inc., and Ozark Ticket and Travel, Inc.
|
| LR-18962 |
Nov. 5, 2004 |
The Rose Fund, LLC, The Rose Fund, Inc., TRF Holdings, Inc., Michael Alexander, Paul E. Nelson, William Wright, Rose Collections, Inc., Pacific Video Network, Inc., Resort Management Co., Inc., Web Inventions, Inc., Who Banging, Inc., and Yae, Inc.
|
| LR-18961 |
Nov. 4, 2004 |
Ohana International, Inc., Financial Solutions, and Christiano Hashimoto |
| LR-18960 |
Nov. 4, 2004 |
Bill L. Stapleton
|
| LR-18959 |
Nov. 4, 2004 |
Learn Waterhouse, Inc.; Randall T. Treadwell; Rick D. Sluder; Larry C. Saturday; and Arnulfo M. Acosta
|
| LR-18958 |
Nov. 4, 2004 |
Wachovia Corporation
|
| LR-18957 |
Nov. 3, 2004 |
Treyton L. Thomas, et al.
|
| LR-18956 |
Nov. 2, 2004 |
Andrew S. Marks |
| LR-18955 |
Nov. 2, 2004 |
Barrington Schneer
|
| LR-18954 |
Nov. 2, 2004 |
David Rivard; David Kaplan
Other Release No.: AAER-2131 |
| LR-18953 |
Nov. 1, 2004 |
Frederick J. Gilliland, et al.
|
| LR-18952 |
Oct. 29, 2004 |
Neurotech Development Corporation, et al.
|
| LR-18951 |
Oct. 29, 2004 |
America's Hedge Fund, L.P., et al.
|
| LR-18950 |
Oct. 28, 2004 |
Beacon Hill Asset Management, LLC, John D. Barry, Thomas P. Daniels, John M. Irwin, and Mark P. Miszkiewicz, Defendants, and Beacon Hill Master, Ltd., Bristol Fund, Ltd., Safe Harbor Fund, L.P., Safe Harbor Asset Management, LLC, Milestone Plus Partners, L.P., Milestone Global Advisors, L.P., Nancy Daniels, Marie Irwin, Ellen Lynch, and Jennifer Tindell, Relief Defendants
|
| LR-18949 |
Oct. 27, 2004 |
Vector Medical Technologies, Inc., Michael H. Salit, James P. Farnell, Michael J. Farnell, David A. Zimmerman and Stanley B. Wasser
|
| LR-18948 |
Oct. 27, 2004 |
Vector Medical Technologies, Inc., Michael H. Salit, James P. Farnell, Michael J. Farnell, David A. Zimmerman and Stanley B. Wasser
|
| LR-18947 |
Oct. 27, 2004 |
Vector Medical Technologies, Inc., Michael H. Salit, James P. Farnell, Michael J. Farnell, David A. Zimmerman and Stanley B. Wasser
|
| LR-18946 |
Oct. 27, 2004 |
Vector Medical Technologies, Inc., Michael H. Salit, James P. Farnell, Michael J. Farnell, David A. Zimmerman and Stanley B. Wasser
|
| LR-18945 |
Oct. 27, 2004 |
Robert A. Magnan, Investment Recovery Network, Inc., John Delprince, and Old Dominion Securities, Inc.
|
| LR-18944 |
Oct. 27, 2004 |
Peter Roor, et al.
|
| LR-18943 |
Oct. 26, 2004 |
Arnold Geller, et al.; John Joslyn, et al.
|
| LR-18942 |
Oct. 26, 2004 |
Slocum, Gordon & Co., et al.
|
| LR-18941 |
Oct. 25, 2004 |
Kenneth K. Livesay, et al.
Other Release No.: AAER-2128 |
| LR-18940 |
Oct. 25, 2004 |
Michael G. Beckford
|
| LR-18939 |
Oct. 25, 2004 |
Platforms Wireless International Corp., William C. Martin, Charles B. Nelson, Robert D. Perry, Francois M. Draper, and Victor L. Ziller
|
| LR-18938 |
Oct. 22, 2004 |
Geek Securities, Inc., Geek Advisors, Inc. , Kautilya "Tony" Sharma, and Neal R. Wadhwa
|
| LR-18937 |
Oct. 22, 2004 |
Superior Opportunities, Inc., J.F. Simms & Co., LLC, William J. Hickey, Sean A. Osborne and Jon F. Simms
|
| LR-18936 |
Oct. 21, 2004 |
Qwest Communications International Inc.
Other Release No.: AAER-2127 |
| LR-18935 |
Oct. 20, 2004 |
John Mervyn Nabors and Eric J. McCracken
Other Release No.: AAER-2126 |
| LR-18934 |
Oct. 18, 2004 |
Stevin R. Hoover
|
| LR-18933 |
Oct. 15, 2004 |
Reeder, et al.
|
| LR-18932 |
Oct. 14, 2004 |
Learn Waterhouse, Inc.; Randall T. Treadwell; Rick D. Sluder; Larry C. Saturday; and Arnulfo M. Acosta
|
| LR-18930 |
Oct. 14, 2004 |
David M. Wolfson et al.
|
| LR-18929 |
Oct. 13, 2004 |
Koninklijke Ahold N.V. (Royal Ahold); A. Michiel Meurs and Cees van der Hoeven; Johannes Gerhardus Andreae; Ture Roland Fahlin
Other Release No.: AAER-2124 |
| LR-18928 |
Oct. 12, 2004 |
Soulfood Concepts, Inc. and Markova Campbell
Other Release No.: AAER-2122 |
| LR-18927 |
Oct. 8, 2004 |
Market-Timing Technologies, LLC and David A. Perry
|
| LR-18926 |
Oct. 7, 2004 |
Stanley Awdisho, Michael Kundrat and Kristopher Smolinski
|
| LR-18925 |
Oct. 7, 2004 |
Douglas A. Murphy, David G. Kay and Lawrence H. Theriot
|
| LR-18924 |
Oct. 7, 2004 |
Gursel Mandaci
|
| LR-18923 |
Oct. 7, 2004 |
Alan Brian Bond, Robert I. Spruill and Albriond Capital Management, LLC
|
| LR-18922 |
Oct. 6, 2004 |
Global Health; Global Clearing; Global Securities; Goldman Quintero & Associates; Vince Dory And Joshua Adams |
| LR-18921 |
Oct. 6, 2004 |
Safescript Pharmacies, Inc., f/k/a RTIN Holdings, Inc., Curtis A. Swanson, Stanley L. Swanson, R. Stephen Cavender, And Curtis A. Borman
Other Release No.: AAER-2121 |
| LR-18920 |
Oct. 6, 2004 |
Robert A. Magnan, Investment Recovery Network, Inc., John Delprince, and Old Dominion Securities, Inc. |
| LR-18919 |
Oct. 6, 2004 |
Stephen P. Gardner, et al.
Other Release No.: AAER-2120 |
| LR-18918 |
Oct. 5, 2004 |
Marada Global Corp., et al.
Other Release No.: |
| LR-18917 |
Oct. 4, 2004 |
Dennis Herula et al. |
| LR-18916 |
Oct. 1, 2004 |
Darmstadter |
http://www.sec.gov/litigation/litreleases/lit4q04.shtml
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