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Litigation Releases - Fourth Quarter 2002
| Release No. |
Date |
Action |
| LR-17911 |
Dec. 30, 2002 |
Maxxon, Inc., Gifford M. Mabie, Jr., Thomas R. Coughlin Jr. and Rhonda R. Vincent |
| LR-17910 |
Dec. 23, 2002 |
Raymond M. Marker, et al. |
| LR-17909 |
Dec. 23, 2002 |
Russell W. Jones and R&D Marketing, Inc. |
| LR-17908 |
Dec. 20, 2002 |
William R. Kerr and China Investment Group, Ltd. |
| LR-17907 |
Dec. 20, 2002 |
W.J. Nolan & Co., Inc. |
| LR-17906 |
Dec. 19, 2002 |
eWealth Securities, Inc., et al. |
| LR-17905 |
Dec. 19, 2002 |
Terry L. Dowdell, et al. |
| LR-17904 |
Dec. 19, 2002 |
U.S. Technologies Inc. and C. Gregory Earls |
| LR-17903 |
Dec. 19, 2002 |
Alejandro Duclaud Gonzalez de Castilla, et al. |
| LR-17902 |
Dec. 18, 2002 |
David M. Brooks |
| LR-17901 |
Dec. 18, 2002 |
BigPlayStocks.com, Inc. and John R. Luers |
| LR-17900 |
Dec. 17, 2002 |
Gordon J. Rollert |
| LR-17899 |
Dec. 17, 2002 |
Jui-Teng Lin |
| LR-17898 |
Dec. 17, 2002 |
Ira A. Gerard and Karen S. Harris |
| LR-17897 |
Dec. 17, 2002 |
Jorge Eduardo Ballesteros Franco, et al. |
| LR-17896 |
Dec. 17, 2002 |
Frank E. Walsh, Jr. |
| LR-17895 |
Dec. 17, 2002 |
Eugene M. Carriere, James S. Eberhart, Richard Hines, and Kenneth Gottlieb |
| LR-17894 |
Dec. 16, 2002 |
Harral Dunbar, Jr., individually and d/b/a Ghost International |
| LR-17893 |
Dec. 12, 2002 |
Rand E. Shapiro and John D. Weil |
| LR-17892 |
Dec. 12, 2002 |
Southmark Advisory, Inc., Southmark, Inc., and Wendell D. Belden |
| LR-17891 |
Dec. 12, 2002 |
Safety-Kleen Corp., Kenneth W. Winger, Paul R. Humphreys, William D. Ridings, and Thomas W. Ritter, Jr.; Susan Moore |
| LR-17890 |
Dec. 11, 2002 |
Anthony Burges and Burges Asset Management, Inc. |
| LR-17889 |
Dec. 10, 2002 |
Capital Acquisitions, Inc, et al. |
| LR-17888 |
Dec. 10, 2002 |
Nutrition Superstores.com, Inc., Advanced Wound Care, Inc., Franchise Direct, Inc., Anthony F. Musso, Jr., Jeffery Gill, Wayne Santini and Andrew W. Doney |
| LR-17887 |
Dec. 10, 2002 |
Syncor International Corporation |
| LR-17886 |
Dec. 10, 2002 |
Leonard L. Zanello, Sr., Ihor A."Gary" Humesky, Steven B. Rodd, and Robert F. Broege, Jr. |
| LR-17885 |
Dec. 9, 2002 |
A. B. Financing and Investments, Inc. and Anthony Blissett |
| LR-17884 |
Dec. 6, 2002 |
Rajiv Vohra, Sean T. Healey, Lantern Investments, Ltd., Lipton Holdings, Ltd., and Beaufort Holdings, Ltd. |
| LR-17883 |
Dec. 6, 2002 |
Betty L. Vinson and Troy M. Normand |
| LR-17882 |
Dec. 6, 2002 |
Rafi M. Khan |
| LR-17881 |
Dec. 6, 2002 |
John E. Brinker, Jr., Gary J. Bentz, et al. |
| LR-17880 |
Dec. 6, 2002 |
Arthur L. Toll, Bruce B. Edmondson, Gerald Levinson and Elliot S. Fisher |
| LR-17879 |
Dec. 6, 2002 |
Jeffrey D. Chandler and Randall Jordon |
| LR-17878 |
Dec. 6, 2002 |
Stuart A. Slonin, and The Strategies Group, Inc. |
| LR-17877 |
Dec. 6, 2002 |
Leah Industries, Inc., et al. |
| LR-17876 |
Dec. 6, 2002 |
Morgan Cooper |
| LR-17875 |
Dec. 6, 2002 |
Web Hosting Headquarters Partnership, et al. |
| LR-17874 |
Dec. 3, 2002 |
Paul R. Johnson, et al. |
| LR-17873 |
Dec. 3, 2002 |
Pattinson Hayton, et al. |
LR-17872 |
Dec. 3, 2002 |
California Autocare Corporation, Autocare Americorp, Joseph Sanfellipo, James E. Gasper, Kimball R. Vance, Jr. and Elihu M. Sigal |
| LR-17871 |
Dec. 3, 2002 |
Andrew S. Marks |
| LR-17870 |
Dec. 2, 2002 |
IBF Collateralized Finance Corp., et al. |
| LR-17869 |
Dec. 2, 2002 |
Ralph K. Ungermann, Alan J. McMillan, and James O. Mitchell |
| LR-17868 |
Dec. 2, 2002 |
Virtual Cash Card LLC d/b/a Virtual Cash, Eric L. Turner, Kenneth M. May, Omni Advertising, Inc., Anthony Joseph Pinone (Defendants) and Virtual Cash Card International, Inc., Omni Advertising and Marketing, Inc., Kenance Consulting, Inc. (Relief Defendants) |
| LR-17867 |
Nov. 27, 2002 |
Thomas Fletcher & Co. Inc., et al. |
| LR-17866 |
Nov. 26, 2002 |
WorldCom, Inc.
Release No. AAER-1678 |
| LR-17865 |
Nov. 26, 2002 |
Ari Parnes, ADAR Equities, LLC, Shauel Seitler, Jacob Herman, Yezhak Dov Knoll, and Myron Raisman |
| LR-17864 |
Nov. 26, 2002 |
Ryan J. Fontaine and Simpleton Holdings Corporation, a/k/a Signature Investments Hedge Fund |
| LR-17863 |
Nov. 25, 2002 |
800America.com, Inc.
Release No. AAER-1674 |
| LR-17862 |
Nov. 25, 2002 |
Roys Poyiadjis, Lycourgos Kyprianou and AremisSoft Corp., et al. |
| LR-17861 |
Nov. 25, 2002 |
ICN Pharmaceuticals, Inc., Milan Panic, Nils O. Johannesson and David C. Watt |
| LR-17860 |
Nov. 25, 2002 |
Siebel Systems, Inc. |
| LR-17859A |
Nov. 25, 2002 |
Ilse Cappel
Release No. AAER-1673A |
| LR-17858 |
Nov. 22, 2002 |
Eric E. Resteiner, et al. |
| LR-17857 |
Nov. 22, 2002 |
Thomas Fletcher & Co. Inc. et al. |
| LR-17856 |
Nov. 21, 2002 |
Keith Mohn, Mohn Asset Management, L.L.C., Mohn Financial Group, L.L.C., J. Patrick Kisor, PDK International, Inc., Agave, Ltd., Genesis Trading Associates, L.L.C., NCB Investments, Inc., PCM, L.L.C., Jason Malkin, and Gilbert Howard |
| LR-17855 |
Nov. 21, 2002 |
Phillip E. White |
| LR-17854 |
Nov. 21, 2002 |
Inorganic Recycling Corp., et al. |
| LR-17853 |
Nov. 21, 2002 |
Garry W. Stroud, individually and d/b/a Diamond Global Holding Trust, Euro Credit and Exchange Bank Ltd., and Angelic Internatinal, et al. |
| LR-17852 |
Nov. 20, 2002 |
TenFold Corporation, Gary D. Kennedy, Robert P. Hughes, Stanley G. Hanks, and Wynn K. Clayton |
| LR-17851 |
Nov. 20, 2002 |
Merchant Capital LLC, Steven C. Wyer and Kurt V. Beasley, Defendants, and New Vision Financial LLC, Relief Defendant |
| LR-17850 |
Nov. 20, 2002 |
Rodolfo Luzardo, Elias I. Kodsi, and Alain D. Kodsi |
| LR-17849 |
Nov. 19, 2002 |
Network International Investment Corporation, et al. |
| LR-17848 |
Nov. 19, 2002 |
Dennis Herula et al. |
| LR-17847 |
Nov. 19, 2002 |
Net World Marketing, Inc. et al. |
| LR-17846 |
Nov. 18, 2002 |
Ed Johnson and Merl Holdings, Inc.com
Release No. AAER-1668 |
| LR-17845 |
Nov. 18, 2002 |
Earl A. Abbott, Richard L. Stalvey, Glenn Perdue, Robert E. Gerwin, Kenneth C. Nunn and Thomas J. O'Keeffe |
| LR-17844 |
Nov. 15, 2002 |
California Autocare Corporation, Autocare Americorp, Joseph Sanfellipo, James E. Gasper, Kimball R. Vance, Jr., and Elihu M. Sigal |
| LR-17843 |
Nov. 15, 2002 |
Larry Ohms |
| LR-17842 |
Nov. 15, 2002 |
David F. Myers and Buford Yates, Jr.
Release No. AAER-1665 |
| LR-17841 |
Nov. 15, 2002 |
Beacon Hill Asset Management LLC, Beacon Hill Master, Ltd., Bristol Fund, Ltd., Safe Harbor Fund L.P., Safe Harbor Asset Management, LLC, Milestone Plus Partners L.P. and Milestone Global Advisors, L.P. |
| LR-17840 |
Nov. 15, 2002 |
Von Christopher Cummings, et al. |
| LR-17839 |
Nov. 14, 2002 |
Miriam Santos, Michael F. Hollendoner and Peter J. Burns |
| LR-17838 |
Nov. 14, 2002 |
Barry L. Saffer |
| LR-17837 |
Nov. 14, 2002 |
Adelphia Communications Corporation, John J. Rigas, Timothy J. Rigas, Michael J. Rigas, James P. Rigas, James R. Brown, and Michael C. Mulcahey |
| LR-17836 |
Nov. 14, 2002 |
Albert Dunlap et al. |
| LR-17835 |
Nov. 13, 2002 |
800America.com, Inc., et al.
Release No. AAER-1662 |
| LR-17834 |
Nov. 12, 2002 |
Russo Securities, Inc. and Kimberly Kent |
| LR-17833 |
Nov. 8, 2002 |
Steven H. Adler |
| LR-17832 |
Nov. 8, 2002 |
International Heritage, Inc., Stanley H. Van Etten, Claude W. Savage, Larry G. Smith and International Heritage, Incorporated, a Nevada Corporation |
| LR-17831 |
Nov. 7, 2002 |
Beacon Hill Asset Management LLC, Beacon Hill Master, Ltd., Bristol Fund, Ltd., Safe Harbor Fund L.P., Safe Harbor Asset Management, LLC, Milestone Plus Partners L.P. and Milestone Global Advisors, L.P. |
| LR-17830 |
Nov. 5, 2002 |
Steven V. Cotton |
| LR-17829 |
Nov. 5, 2002 |
WorldCom, Inc. |
| LR-17828 |
Nov. 5, 2002 |
Michael J. Rivers and Thomas E. Hall |
| LR-17827 |
Nov. 5, 2002 |
Network International Investment Corporation, et al. |
| LR-17826 |
Nov. 4, 2002 |
Jawsh Corporation |
| LR-17825 |
Nov. 1, 2002 |
Hoover and Hoover Capital Management, Inc. |
| LR-17824 |
Nov. 1, 2002 |
Richard P. Smyth, Arnold E. Johns, Jr., Michael J. Becker and Alan T. Davis |
| LR-17823 |
Nov. 1, 2002 |
Rajiv Vohra, Sean T. Healey, Lantern Investments, Ltd., Lipton Holdings, Ltd., and Beaufort Holdings, Ltd. |
| LR-17822 |
Oct. 31, 2002 |
Homer T. Langrill and Thomas W. Becker |
| LR-17821 |
Oct. 31, 2002 |
Michael E. Hill, individually and doing business as Financial Investments, and Mike Hill, Inc., et al. |
| LR-17820 |
Oct. 31, 2002 |
Douglas M. Gloff |
| LR-17819 |
Oct. 30, 2002 |
Paul R. Johnson, et al. |
| LR-17818 |
Oct. 30, 2002 |
Southmark Advisory, Inc., Southmark, Inc., and Wendell D. Belden |
| LR-17817 |
Oct. 30, 2002 |
Raymond G. Parr |
| LR-17816 |
Oct. 30, 2002 |
Larry Ohms |
| LR-17815 |
Oct. 30, 2002 |
Stephen R. Becker |
| LR-17814 |
Oct. 30, 2002 |
Alvis Colin Smith;
Great White Marine & Recreation, Inc., et al. |
| LR-17813 |
Oct. 29, 2002 |
Discovery Capital Group, Erik Walsh, and John Abresch |
| LR-17812 |
Oct. 29, 2002 |
Discovery Capital Group, Erik Walsh, and John Abresch |
| LR-17811 |
Oct. 29, 2002 |
Kenneth Roy Weare, a/k/a Roy Weaver, J&K Global Marketing Corporation, and AAA-Action.com, Inc. |
| LR-17810 |
Oct. 29, 2002 |
eWealth Securities, Inc., et al. |
| LR-17809 |
Oct. 28, 2002 |
Dennis Herula et al. |
| LR-17808 |
Oct. 28, 2002 |
J. Scott Eskind, Lorus Investments, Inc., and Capital Management Fund, Limited Partnership |
| LR-17807 |
Oct. 25, 2002 |
Joseph Sidoryk, Gary L. Camp, Todd Camp and Thomas J. Siska |
| LR-17806 |
Oct. 24, 2002 |
William J. Pardue |
| LR-17805 |
Oct. 24, 2002 |
Starcash, et al. |
| LR-17804 |
Oct. 24, 2002 |
Kenneth Roy Weare, a/k/a Roy Weaver, J&K Global Marketing Corporation, and AAA-Auction.Com, Inc. |
| LR-17803 |
Oct. 23, 2002 |
Eagle Building Technologies, Inc. and Anthony Damatot |
| LR-17802 |
Oct. 23, 2002 |
Saint James Asset Management, Inc. and John Raymond Linney Clain, Defendants and Clain Family Corporation, Relief Defendant |
| LR-17801 |
Oct. 23, 2002 |
Emsanet Internet Services, Inc., Stefan Abel, Peter Restivo, Inc. D/B/A U.S. Funding, Peter C. Restivo, Nicola A. Liantonio, Jr., and Cesare J. Iori, Jr. |
| LR-17800 |
Oct. 23, 2002 |
Dennis Herula et al. |
| LR-17799 |
Oct. 23, 2002 |
Steven V. Cotton |
| LR-17798 |
Oct. 23, 2002 |
Keith Greenberg and Coyote Consulting and Financial Services, LLP |
| LR-17797 |
Oct. 22, 2002 |
J. Scott Eskind |
| LR-17796 |
Oct. 22, 2002 |
Daniel W. Jacobs |
| LR-17795 |
Oct. 22, 2002 |
Florida Stock Transfer, Inc., Vector Holdings Corp., and Allen E. Weintraub |
| LR-17794 |
Oct. 21, 2002 |
Paul Skulsky, et al.
Release No. AAER-1653 |
| LR-17793 |
Oct. 18, 2002 |
Claude Lefebvre et al. |
| LR-17792a |
Oct. 18, 2002 |
Barry L. Saffer |
| LR-17791 |
Oct. 17, 2002 |
Alan E. Wesa |
| LR-17790 |
Oct. 17, 2002 |
Tanner, et al. |
| LR-17789 |
Oct. 16, 2002 |
Larry F. Smath, Gregory R. Salvage, Joseph T. Falcone, Peter L. Cohen, Seth J. Glaser and Frank Zangara |
| LR-17788 |
Oct. 16, 2002 |
G. Matthias Heinzelmann, III |
| LR-17787 |
Oct. 16, 2002 |
Donald John Christensen, II, Jack E. Uselton, Marc R. Tow, George W. Guttman, Joseph M. Blumenthal, and Mountain Energy, Inc. |
| LR-17786 |
Oct. 15, 2002 |
Lorene Ellen Turpin and Lora K. McKinney |
| LR-17785 |
Oct. 15, 2002 |
John Patrick Fitzgerald |
| LR-17784 |
Oct. 10, 2002 |
Lionel P. Thotam |
| LR-17783 |
Oct. 10, 2002 |
Betty L. Vinson and Troy M. Normand
Release No. AAER-1650 |
| LR-17782 |
Oct. 10, 2002 |
Lernout & Hauspie Speech Products, N.V. |
| LR-17781 |
Oct. 10, 2002 |
Terry L. Dowdell, et al. |
| LR-17780 |
Oct. 10, 2002 |
Terry L. Dowdell, et al. |
| LR-17779 |
Oct. 9, 2002 |
Las Vegas Entertainment Network, Inc., Joseph A. Corazzi, Carl A. Sambus,and Jay I. Goldberg |
| LR-17778 |
Oct. 8, 2002 |
Richard A. Svoboda and Michael A. Robles |
| LR-17777 |
Oct. 8, 2002 |
Terry L. Kirch |
| LR-17776 |
Oct. 8, 2002 |
A.C.L.N., Ltd.; Abderrazak "Aldo" Labiad; Joseph J.H. Bisschops; Alex de Ridder; Pearlrose Holdings International S.A.; Emerald Sea Marine, Inc.; Scott Investments S.A.; BDO International (Cyprus); Minas Ioannou; and Christakis Ioannou (Defendants); and Scandinavian Car Carriers A/S; Pandora Shipping, S.A.; Sergui, Ltd.; Westbound Development Corp.; Maverick Commercial, Inc.; and DCC Limited (Relief Defendants) |
| LR-17775 |
Oct. 8, 2002 |
Eric Patton, et al. |
| LR-17774 |
Oct. 8, 2002 |
William J. Tishman, et al. |
| LR-17773 |
Oct. 7, 2002 |
Jamie P. Piromalli, et al. |
| LR-17772 |
Oct. 7, 2002 |
Steven E. Thorn, et al. |
| LR-17771 |
Oct. 7, 2002 |
Buford Yates, Jr. |
| LR-17770 |
Oct. 7, 2002 |
System Software Associates, Inc., Roger Covey and Joseph Skadra |
| LR-17769 |
Oct. 7, 2002 |
Jesse Hogan |
| LR-17768 |
Oct. 3, 2002 |
Anamar Communications, Inc. and Brett R. Mallory |
| LR-17767 |
Oct. 3, 2002 |
Thomas M. Gibson, et. al. |
| LR-17766 |
Oct. 3, 2002 |
Dominique S. Alvieri and Diversified Financial Corporation |
| LR-17765 |
Oct. 2, 2002 |
J.W. Barclay & Co., Inc., and John A. Bruno |
| LR-17764 |
Oct. 2, 2002 |
Gordon J. Rollert |
| LR-17763 |
Oct. 2, 2002 |
David I. Namer, et al. |
| LR-17762 |
Oct. 2, 2002 |
Andrew S. Fastow |
| LR-17761 |
Oct. 1, 2002 |
Quest Capital Strategies, Inc. and David Chen Yu |
| LR-17760 |
Oct. 1, 2002 |
J. Kenneth Stringer III, J. Mark Samper, William N. Martin, and Steven R. Eagleburger |
| LR-17759 |
Oct. 1, 2002 |
Claude Lefebvre et al. |
| LR-17758 |
Oct. 1, 2002 |
Arthur A. Goodwin, William J. Burke and Christopher P. Whalen |
http://www.sec.gov/litigation/litreleases/lit4q02.shtml
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