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Litigation Releases - Fourth Quarter 2001

Current Litigation Releases

Archives: 1995-2004

Release No. Date Action
LR-17291 Dec. 27, 2002 Nelson Barber
LR-17290 Dec. 21, 2002 Robert R. Dillie and Mid-America Foundation, Inc., Defendants, and Mid-America Financial Group, Inc., Relief Defendant
LR-17289 Dec. 21, 2001 Earl A. Abbott, Richard L. Stalvey, Glenn Perdue, Robert E. Gerwin, Kenneth C. Nunn and Thomas J. O'Keeffe
LR-17288 Dec. 20, 2001 Richard T. Taylor, individually and doing business as Transworld Bankers, and Kevin M. Devoto, individually and doing business as First Fidelity Financial, et al.
LR-17287 Dec. 20, 2001 Skyline Group, Inc., Robert L. Sheets, and Mary A. West
LR-17286 Dec. 20, 2001 Dunyasha M. Yetts, Worldwide Financial Group, Inc, World Wide Sports Group, Inc. and Gordon Yocom
LR-17285 Dec. 20, 2001 Vestron Financial Corp., et al.
LR-17284 Dec. 19, 2001 Hoover and Hoover Capital Management, Inc.
LR-17283 Dec. 19, 2001 Save the World Air, Inc., Jeffrey Alan Muller, and Billy Blackwelder
LR-17282 Dec. 19, 2001 Douglas M. Gloff
LR-17281 Dec. 19, 2001 Lytle E. Fogelsong, Thomas Gregory Cook, James H. Malbaff, and Malbaff & Cook
LR-17280 Dec. 19, 2001 Maria Iacovelli, Richard Morrisey, Individually, as Custodian for Chelsea Adair Morrisey, as Custodian for Eric Ryan Morrisey, and as Custodian for Andrew Jason Morrisey, Jerry Thornthwaite, and Marvin Kogod
LR-17279 Dec. 19, 2001 Sean R. Price and Benjamin J. Maldonado III
LR-17278 Dec. 18, 2001 Patricia A. Bugenhagen, James L. Shisler, James R. Gallagher, Estate of Timothy P. Gallagher, Richard J. Merman, John P. Doughtery, and Fred D. Shapiro
LR-17277 Dec. 17, 2001 Paul R. Johnson, et al.
LR-17276 Dec. 17, 2001 Peter W. Chabot, Chabot Investments, Inc., Sirens Investments, Inc., Sirens Synergy and The Synergy Fund, LLC
LR-17275 Dec. 17, 2001 Patrick H. McCarthy
LR-17274 Dec. 13, 2001 Manu B. Shrivastava
LR-17273 Dec. 13, 2001 Charles B. Nelson
LR-17272 Dec. 13, 2001 Invest Better 2001 and John and Jane Does 1 through 10
LR-17271 Dec. 13, 2001 Going Platinum, Inc. and Alan H. Catalan
LR-17270 Dec. 13, 2001 Andrew S. Fastow
LR-17269 Dec. 12, 2001 Jon F. Williams, et al.
LR-17268 Dec. 12, 2001 Packetswitch.com, Inc. and Steven A. Ristau
LR-17267 Dec. 12, 2001 John Freeman, James Cooper, Benton Erskine, Anthony Seminara, Norman Lehrman, Linda Karlsen, Timothy Siemers, Norman Grossman, Lawrence Schwartz, Michael Akva, Robert Fricker, Richard Zelman, Bradley Burke, Benjamin Cooper, Chad L. Conner, Deon Benson, Gordon K. Allen, Jr., Jon Geibel, and William H. Borders II
LR-17266 Dec. 12, 2001 Alan Bond
LR-17265 Dec. 11, 2001 Spectrum Brands Corp., Saverio (Sammy) Galasso III, David Hutter (a/k/a David Green), Charlie Dilluvio and Michael J. Burns
LR-17264 Dec. 10, 2001 Yehuda Shiv, Sagam Capital Management Corporation and Sagma Capital LLC
LR-17263 Dec. 7, 2001 Tandem Management Inc., William F. Branston, Eugene B. Deveney, and Peter S. Alsop
LR-17262 Dec. 7, 2001 Digital Lightware, Inc. and Bryan J. Zwan
LR-17261 Dec. 7, 2001 World Class Limousines, Inc., 1-800-Get-Limo, Inc. and Anthony P. Caliendo, Jr.
LR-17260 Dec. 6, 2001 Devin A. Danehy
LR-17259 Dec. 6, 2001 George P. Matus and Peter T. Matus
LR-17258 Dec. 6, 2001 Richard Collins, et al.
LR-17257 Dec. 5, 2001 BIJ Financial Services d/b/a Molla Investments, New Era Enterprises Company and Brian K. Miles
LR-17256 Dec. 5, 2001 John C. Willy, Jr.
LR-17255 Dec. 5, 2001 TLC Investments & Trade Co., TLC America, Inc. dba Brea Development Company, TLC Brokerage, Inc., dba TLC Marketing, TLC Development, Inc., TLC Real Properties RLLP-1, Cloud & Associates Consulting, Inc., Ernest F. Cossey, Gary W. Williams, and Thomas G. Cloud
LR-17254 Dec. 4, 2001 Stephen J. Fischer
LR-17253 Dec. 3, 2001 Texon Energy Corporation, Lonestar Petroleum Corporation, James E. Hammonds aka Jake Hammonds aka Jake Davis and Barry V. Reed
LR-17252 Dec. 3, 2001 BIJ Financial Services d/b/a Molla Investments, New Era Enterprises Company and Brian K. Miles
LR-17251 Dec. 3, 2001 C-Tech, LLP and Robert W. Schlotterbeck
LR-17250 Nov. 29, 2001 Maurice B. Newman and Richard A. Gerhart
LR-17249 Nov. 29, 2001 Hitsgalore.com, Inc., Stephen J. Bradford, Life Foundation Trust and Jeanette B. Wilcher
LR-17248 Nov. 27, 2001 Texon Energy Corporation, Lonestar Petroleum Corporation, James E. Hammonds aka Jake Hammonds aka Jake Davis, and Barry V. Reed
LR-17247 Nov. 27, 2001 Heartland Group, Inc.
LR-17246 Nov. 21, 2001 Challenge Reality, Inc.
LR-17245 Nov. 21, 2001 Robert C. Ingardia
LR-17244 Nov. 21, 2001 W. David Blunk, Jr., Aubrey John Elam, Jr. and Stanley C. Eaves
LR-17243 Nov. 19, 2001 Robert J. Prevett, et al.; David Chang, et al.; Geoffrey Chang, et al.; Atul Bhagat, et al.; Ken C. Chow, et al.; Mark Apton, et al.; Evan K. Lau
LR-17242 Nov. 19, 2001 Terry L. Dowdell, et al.
LR-17241 Nov. 19, 2001 James A. Nies, Jeffrey Dene Leader and Harold Dalton Davlin
LR-17240 Nov. 19, 2001 Stevin R. Hoover and Hoover Capital Management, Inc.
LR-17239 Nov. 19, 2001 Goldman Lender & Co. Holdings, Blackwell Co., Traderz Associates Holding Inc., Sharon Harosh, Americo Robert Gallo, Oren Fachler, Ralph DiFalo and Steven Bocchino
LR-17238 Nov. 16, 2001 Steven H. Adler
LR-17237 Nov. 16, 2001 Alfred Lemcke
LR-17236 Nov. 16, 2001 Steven R. Hoover and Hoover Capital Management, Inc.
LR-17235 Nov. 15, 2001 Mustang Development Corporation, Tower Operating Company, Neal B. Stein, Cary S. Greene and Samuel Embras, Jr.
LR-17234 Nov. 15, 2001 Going Platinum Inc. and Alan H. Catalan
LR-17233 Nov. 15, 2001 Highland Financial Corporation, et al.
LR-17232 Nov. 15, 2001 Neal D. Nielsen and Scott Nielson
LR-17231 Nov. 14, 2001 Texon Energy Corporation, Lonestar Petroleum Corporation, James E. Hammonds aka Jake Hammons aka Jake Davis and Barry V. Reed
LR-17230 Nov. 13, 2001 Michael W. Berger, Manhattan Investment Fund Ltd., and Manhattan Capital Management, Inc.
LR-17229 Nov. 13, 2001 DC&Z, LLC, Nunzio Desantis, Joseph Zappala, Richard Cook, Francisco Urrea and Greg Carabajal
LR-17228 Nov. 13, 2001 Robert L. Bentley, Entrust Group and Bentley Financial Services, Inc.
LR-17227 Nov. 13, 2001 Peter W. Chabot, Chabot Investments, Inc., Sirens Investments, Inc., Sirens Synergy and the Synergy Fund, LLC
LR-17226 Nov. 8, 2001 Gary Landon Davenport, dba Southwest Family Trust Service, Financial Marketing Service and Liberty Marketing Service; Russell Reeves, dba Enterra Marketing Service; Richard Earl Russell and Gregory Monroe Roberts
LR-17225 Nov. 8, 2001 Joseph F. Doody IV, Joseph F. Doody, and Diane C. Neiley
LR-17224 Nov. 7, 2001 Mustang Development Corporation, Tower Operating Company, Neal B. Stein, Cary S. Greene and Samuel Embras, Jr.
LR-17223 Nov. 6, 2001 Michael G. Sargent, et al.
LR-17222 Nov. 5, 2001 Concord Capital Enterprise, dba Concord Capital Inc. and Concord Capital Enterprises Inc., Scott Yoshizumi, Ann Ta, and Dionisia Pappas
LR-17221 Nov. 5, 2001 Leonid Shpilsky, Alexander Shushkovsky and Grigory Kagan;
Israel M. Shenker;
Joseph Ronald Blackwell, Bradford Dylan Blackwell and Timothy Ryan Blackwell;
Joseph R. Blackwell, Bradford D. Blackwell and Timothy R. Blackwell;
Alexander M. Pomper
LR-17220 Nov. 6, 2001 Timothy S. Vasko, Edward B. Williamson, and Michael J. Schuchard
LR-17219 Nov. 5, 2001 Roland J. Thibodeau
LR-17218 Nov. 2, 2001 Don D. Lukens, individually and doing business as Community Group Funding and Global Sports & Entertainment; J.C., Inc.; and James Carter Allison, individually and doing business as Select Assets
LR-17217 Nov. 1, 2001 Michael E. Hill, individually and doing business as Financial Investments, and Mike Hill, Inc., et al.
LR-17216 Nov. 1, 2001 Michael A. Mooney
LR-17215 Oct. 31, 2001 Vito Valentini, Henry Salzhauer and Michael Salzhauer
LR-17214 Oct. 31, 2001 Frank L. Harris, III
LR-17213 Oct. 31, 2001 William A. Rothrock, IV et al.
LR-17212 Oct. 31, 2001 Michael R. Hendrix, et al.
LR-17211 Oct. 30, 2001 Richard P. Smyth, Arnold E. Johns, Jr., Michael J. Becker and Alan T. Davis
LR-17210 Oct. 29, 2001 Roys Poyiadjis, Lycourgos Kyprianou and AremisSoft Corp.
LR-17209 Oct. 26, 2001 Daniel Patrick O'Connell
LR-17208 Oct. 25, 2001 James R. Harrold, Franklin Management and Consulting, LLC, Accipter, LLC, Franklin Asset Management and Consulting, LLC, Franklin Management and Consulting, Inc., and Concord Development Group, LLC.
LR-17207 Oct. 25, 2001 Steven Goldsborough and William Goldsborough, indivisually and doing business as The Liquibuyers Group
LR-17206 Oct. 25, 2001 Robert L. Bentley, Entrust Group and Bentley Financial Services, Inc.
LR-17205 Oct. 25, 2001 Internet Broadcast Group, et al
LR-17204 Oct. 25, 2001 Hollywood Trenz, Inc., Edward R. Showalter, Tracy A. Braime, and Robert E. Burton, Jr.
LR-17203 Oct. 24, 2001 Hahn Truong, Hieu Truong, Hen Truong, Nina Vinh, Mike Pirbazari and Christopher Nguyen
LR-17202 Oct. 24, 2001 Web Hosting Headquarters Partnership, Donald E. Rhoades, Kenneth R. Grossfeld, Wayne L. Prichason, Eduardo Villar, and Karyn Miller, et al.
LR-17201 Oct. 23, 2001 Robert L. Bentley, Entrust Group and Bently Financial Services, Inc.
LR-17200 Oct. 22, 2001 Vestron Financial Corp., et al.
LR-17199 Oct. 22, 2001 TLC Investments & Trade Co., TLC America, Inc. dba Brea Development Company, TLC Brokerage, Inc. dba TLC Marketing, TLC Development, Inc., TLC Real Properties RLLP-1, Cloud & Associates Consulting, Inc., Ernest F. Cossey, Gary W. Williams, and Thomas G. Cloud
LR-17198 Oct. 19, 2001 Earl A. Abbott, Richard L. Stalvey, Glenn Purdue, Kenneth C. Nunn and Thomas J. O'Keeffe
LR-17197 Oct. 18, 2001 Rodolfo Luzardo, Elias I. Kodsi and Alain D. Kodsi
LR-17196 Oct. 17, 2001 Millionaire.com and Robert L. White
LR-17195 Oct. 17, 2001 Texon Energy Corporation, Lonestar Petroleum Corporation, Tom Miller, Nicholas Bradley, Bill Smith, and Sam Lee
LR-17194 Oct. 16, 2001 Great White Marine and Recreation, Inc., et al.
LR-17193 Oct. 16, 2001 Michael W. Berger, Manhattan Investment Fund Ltd., and Manhattan Capital Management, Inc.
LR-17192 Oct. 16, 2001 John Westergaard, et al.
LR-17191 Oct. 16, 2001 Steven H. Schiffer, Joann R. Schulz, Gary S. Kramer, Jonathan Solow, Frank J. Cannata, and Peter G. Mintz
LR-17190 Oct. 16, 2001 Brendan J. Sterne, Kent Alexander Walker and Ryan Campbell Doersam
LR-17189 Oct. 15, 2001 Jay Lapine
LR-17188 Oct. 15, 2001 Jamie P. Piromalli, et al.
LR-17187 Oct. 15, 2001 Mark Steven Snader, d/b/a E-Highyields.com and The High Yield Club
LR-17186 Oct. 15, 2001 Concord Capital Enterprise, dba Concord Capital Inc., Scott Yoshizumi, Ann Ta, and Dionisia Pappas
LR-17185 Oct. 12, 2001 Shreveport Wireless Cable Television Partnership, Complete Communications Corporation, The Estate of Joseph S. Steingold, Stuart Weingarden, Champion Communications Corporation, B.R. Cable Communications Corporation, Samuel Abrams, Wireless Cable Television of Shreveport Limited Liability Company
LR-17184 Oct 12, 2001 William S. Cordo, Mitchell S. Davis and John A. Blount
LR-17183 Oct. 12, 2001 21st Century Satellite Communications, Inc., Robert Byrch and Spencer Tyrrell
LR-17182 Oct. 12, 2001 Gerard Chiarella, individually and d/b/a Freedom in 14 Day, WVM Financial Group, and Minda Trading Group
LR-17181 Oct. 11, 2001 Frank L. Peitz, Daniel B. Benson, Peter A. Loutos, Sr., Robert D. Paladino, Randall W. Law, and Monica M. Iles
LR-17180 Oct. 11, 2001 Absolutefuture.com, et al.
LR-17179 Oct. 11, 2001 Ramoil Management Ltd., et al.
LR-17178 Oct. 11, 2001 Wamex Holdings, Inc., et al.
LR-17177 Oct. 11, 2001 U.N. Dollars Corp., Harold F. Harris, Ronald E. Crews, Edward A. Durante (a/k/a Ed Simmons), Carib Securities Ltd., Berkshire Capital Partners, Inc., Galton Scott & Golett Inc., Dottenhoff Financial Ltd., Zimenn Importing and Exporting Inc., Prudential Overseas Company, Ltd., Commonwealth Associates, Ltd., Henry C. Weingarten, Defendants; and Exchange Bank & Trust, Inc., and VJV Inc., Relief Defendants
LR-17176 October 10, 2001 Brett S. Henderson and Richard F. Randall
LR-17175 Oct. 5, 2001 Richard P. Smyth, Arnold E. Johns, Jr., Michael J. Becker and Alan T. Davis
LR-17174 Oct. 5, 2001 The Balancer Company, Inc., Mark Miclette and Toni Bonar Miclette
LR-17173 Oct. 4, 2001 Global Asset Partners, Ltd., Global Services Group, LLC, Global Internet Fund Group, Inc., William L. Haynes and Relief Defendant, Centurion International, LLC
LR-17172 Oct. 4, 2001 Roys Poyiadjis, Lycourgos Kyprianou and AremisSoft Corp.
LR-17171 Oct. 4, 2001 Nueworld.com Commerce, Inc., and Timothy C. Ringgenberg
LR-17170 Oct. 4, 2001 Sol Berg and Rosa Hodgson
LR-17169 Oct. 3, 2001 Chiquita Brands International, Inc.
LR-17168 Oct. 2, 2001 Alan E. Wesa
LR-17167 Oct. 2, 2001 Millionaire.com and Robert L. White

http://www.sec.gov/litigation/litreleases/lit4q01.shtml


Modified: 02/14/2005