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Litigation Releases - Third Quarter 1999
| Release No. |
Date |
Action |
| LR-16322 |
Sep. 30, 1999 |
Inorganic Recycling Corporation, Edward J. Halloran, Michele Caridi, Daniel J. Moore and Richard Furman |
| LR-16320 |
Sep. 30, 1999 |
Jeffrey S. Richman and Stephen P. Erlich |
| LR-16319 |
Sep. 30, 1999 |
Robert A. Kargl, David K. Stenslie, and Monica M. O'Leary |
| LR-16318 |
Sep. 30, 1999 |
Donald Radle and Michael Dwyer |
| LR-16317 |
Sep. 30, 1999 |
Todd Hansen ("Hansen") and Nicholas LoBue |
| LR-16316 |
Sep. 30, 1999 |
Robert J. Dalton, James L. Masini, and George J. Bodlak |
| LR-16315 |
Sep. 29, 1999 |
HGI, Inc., Mark Hanna, Brian Scanlon, Stephen Palumbo, Angelo John Bosco, Thomas Fede, Shane Ferras, Scott Follett, Joseph Tuozzo, Steven Arevalo, Steven Hanna, Paul Karkenny, Robert Palumbo, and Raymond Saulon |
| LR-16314 |
Sep. 29, 1999 |
Jeffrey P. Ehrlich, Michael E. Ehrlich, Howard S. Grossman, Joseph C. Palermo and Anthony P. Vassallo |
| LR-16313 |
Sep. 29, 1999 |
Dr. Alan Brody |
| LR-16312 |
Sep. 28, 1999 |
Chelsea Associates, Inc. and Rondall Harris |
| LR-16310 |
Sep. 28, 1999 |
Fastcomm Communications Corporation and Charles L. Deslaurier |
| LR-16309 |
Sep. 28, 1999 |
Harold M. Ickovics, Stephen J. Kesh and Robert M. Cankes |
| LR-16308 |
Sep. 28, 1999 |
David E. Stevenson and Mark A. Stevenson |
| LR-16307 |
Sep. 28, 1999 |
Computone Corporation, Thomas J. Anderson, Gregory A. Alba, Donald A. Pearce, Duncan E. Hume and Brian D. Kretschman |
| LR-16306 |
Sep. 28, 1999 |
Francis A. Tarkenton, Donald P. Addington, Rick W. Gossett, Lee R. Fontaine, William E. Hammersla, III, Eladio Alvarez and Edward Welch |
| LR-16305 |
Sep. 28, 1999 |
Itex Corporation, Terry L. Neal, Michael T. Baer, Graham H. Norris, Cynthia Pfaltzgraff and Joseph M. Morris |
| LR-16304 |
Sep. 28, 1999 |
Robert H. Sutton |
| LR-16303 |
Sep. 28, 1999 |
Noah Steinberg, Enriquez Reyes Carrion, Gershon Tannenbaum, Jay M. Vermonty and Carmen Vermonty |
| LR-16302 |
Sep. 28, 1999 |
Bradley J. Buchanan |
| LR-16301 |
Sep. 28, 1999 |
Jose Carlos Villares, Jose E. Rivera and Guillermo Quinones |
| LR-16300 |
Sep. 28, 1999 |
Jerry M. Walker and Craig R. Clark |
| LR-16299 |
Sep. 28, 1999 |
C.E.C. Industries Corporation, Gerald H. Levine, and Marie A. Levine |
| LR-16298 |
Sep. 28, 1999 |
Mar-Jeanne Tendler, Arthur Tendler, and Billie Jolson |
| LR-16297 |
Sep. 28, 1999 |
Mitchell Kahn, et. al. |
| LR-16296 |
Sep. 28, 1999 |
Lawrence Borowiak |
| LR-16295 |
Sep. 27, 1999 |
Charles F. Parisi |
| LR-16294 |
Sep. 27, 1999 |
Corporate Relations Group, Inc., Stratcomm Media Ltd., Gulf Atlantic Publishing, Inc., New Concepts L.L.C., CJL Corporation, Pow Wow, Inc., Fondo De Adquisiciones E Inversiones Internacionales Xl, S.A., C.A. Oportunidad, S.A., Ammonia Hold, Inc., Roberto E. Veitia, James W. Spratt III, James A. Skalko, Jack R. Rodriguez, Jose Antonio Gomez Cortes, Arnold Zousmer, Charles J. Lidman and Michael Parnell |
| LR-16293 |
Sep. 27, 1999 |
Michael Carnicle, Michael Hansen, William Straughan, Randy Glad, Lionel Reifler, Howard Ray and Arie From |
| LR-16292 |
Sep. 23, 1999 |
Bernard J. Krispinsky |
| LR-16291 |
Sep. 23, 1999 |
Jerome Bechstein |
| LR-16290 |
Sep. 23, 1999 |
Shane Vaessen and William McNamara, et al. |
| LR-16289 |
Sep. 22, 1999 |
Ronald A. Knittle and Mary A. Erickson |
| LR-16288 |
Sep. 22, 1999 |
W. David Blunk, Audrey John Elam and Stanley C. Eaves |
| LR-16287 |
Sep. 22, 1999 |
C. David Decker |
| LR-16286 |
Sep. 22, 1999 |
William G. Griffin |
| LR-16285 |
Sep. 17, 1999 |
Lawrence J. Rosenfeld, Robert J. Sher and Jennifer R. Weiss |
| LR-16284 |
Sep. 17, 1999 |
Virtual Gaming Enterprises, Inc. |
| LR-16283 |
Sep. 15, 1999 |
Herbert Emanuel Woll |
| LR-16282 |
Sep. 15, 1999 |
LeLong Investment Group, LLC and James A. Marino |
| LR-16281 |
Sep. 14, 1999 |
Kevin James Quinn, Go Irish, Ltd. and HMC Limited, LLC |
| LR-16280 |
Sep. 13, 1999 |
Kevin C. Samson and Samson Financial Group, Inc. |
| LR-16279 |
Sep. 13, 1999 |
Princeton Economics International, LTD., Princeton Global Management, LTD. and Martin A. Armstrong |
| LR-16278 |
Sep. 13, 1999 |
Lorraine K. Cassano |
| LR-16277 |
Sep. 10, 1999 |
Paul V. Montle, LS Capital Corporation, Paul V. Culotta, Carol C. Martino, CMA Noel, LTD., Mario J. Iacoviello, Ilan Arbel, and Europe American Capital Corporation |
| LR-16276 |
Sep. 10, 1999 |
Gary Landon Davenport, dba Southwest Family Trust Service, Financial Marketing Service and Liberty Marketing Service, Russell Reeves, dba Enterra Marketing Service, Richard Earl Russell and Gregory Monroe Roberts |
| LR-16275 |
Sep. 9, 1999 |
Scott K. Ginsburg, Mark J. Ginsburg and Jordan E. Ginsburg |
| LR-16274 |
Sep. 8, 1999 |
Highland Financial Corporation, Kay L. Cahill, individually and d/b/a Interdyne Ltd., Michael B. Chalmers, John C. Matthews, individually and d/b/a Sunland States Insurance Agency, Roger Myatt and Robert Alberding |
| LR-16273 |
Sep. 7, 1999 |
The Commonwealth Group, LLC and Ned Rich Hart |
| LR-16272 |
Sep. 3, 1999 |
David D. Tsang, Maggie I. Hsin Yu Zahn and Robert D. Tsang |
| LR-16271 |
Sep. 2, 1999 |
United Fire Technology, Inc., James Gartland, Beverlee Kamerling, a/k/a Beverlee Claydon, WWBM Consultants, Inc., Michael Hooper, Kenneth Starnes, and Charles Jones |
| LR-16270 |
Sep. 2, 1999 |
Lawrence J. Penna, Herman Epstein and Douglas J. Mangan |
| LR-16269 |
Sep. 1, 1999 |
Gary Landon Davenport, DBA Southwest Family Trust Service, Financial Marketing Service and Liberty Marketing Service, Russell Reeves, DBA Enterra Marketing Service, Richard Earl Russell and Gregory Monroe Roberts |
| LR-16268 |
Aug. 31, 1999 |
Phebe W. Erdman, et al. |
| LR-16267 |
Aug. 30, 1999 |
Amtel Communications, Inc., et al. |
| LR-16266 |
Aug. 30, 1999 |
Gary D. Hoke, Jr. |
| LR-16265 |
Aug. 27, 1999 |
Beachport Entertainment Corporation |
| LR-16264 |
Aug. 26, 1999 |
International Heritage, Inc., Stanley H. Van Etten, Claude W. Savage, Larry G. Smith and International Heritage Incorporated |
| LR-16263 |
Aug. 26, 1999 |
Christian Petersen |
| LR-16262 |
Aug. 26, 1999 |
Alireza Hooshiari |
| LR-16261 |
Aug. 26, 1999 |
Thomas R. Allen |
| LR-16260 |
Aug. 25, 1999 |
Raymond Lum Kwan Sung |
| LR-16259 |
Aug. 23, 1999 |
Kenneth D. Ough |
| LR-16258 |
Aug. 23, 1999 |
Floyd P. Goodson, James F. Goodson and John R. Fiser |
| LR-16257 |
Aug. 20, 1999 |
Sebastian International Enterprises, Inc., Ferdinand Ben Sebastian, III and Jan L. Sebastian |
| LR-16256 |
Aug. 19, 1999 |
Wang et al. |
| LR-16255 |
Aug. 19, 1999 |
David A. Colvin, Intellinet Publishing, Inc., Intellinet Holding Group, Inc., Medical Advantage, Inc., Lamelli, Inc., Wall Street Research Company, Inc., Job Kjell Hovik, Lamar Ellis, and John Larson |
| LR-16254 |
Aug. 18, 1999 |
Vincent Napolitano, Irving J. Stitsky, Jordan I. Shamah, Robert B. Kessler et al. |
| LR-16253 |
Aug. 17, 1999 |
Welco Securities, Inc. William S. Shapiro and Kenneth S. Shapiro |
| LR-16252 |
Aug. 13, 1999 |
Uniprime Capital Acceptance, Inc. and Alfred J. Flores |
| LR-16251 |
Aug. 12, 1999 |
Jerald M. Banks |
| LR-16250 |
Aug. 11, 1999 |
Owen D. Taranta |
| LR-16249 |
Aug. 11, 1999 |
ICN Pharmaceuticals, Inc., Milan Panic, Nils O. Johannesson, and David C. Watt |
| LR-16248 |
Aug. 11, 1999 |
Members Service Corporation |
| LR-16247 |
Aug. 11, 1999 |
Bing Sung |
| LR-16246 |
Aug. 5, 1999 |
Gregory G. Vernon |
| LR-16245 |
Aug. 5, 1999 |
Alamin, Inc., Financial Resources, George L. Vaughn and Curt Arvidson |
| LR-16244 |
Aug. 4, 1999 |
The Globus Group, Inc., et al. |
| LR-16243 |
Aug. 4, 1999 |
Brett S. Henderson and Richard F. Randall |
| LR-16242 |
Aug. 4, 1999 |
InverWorld, Inc., et al. |
| LR-16241 |
Aug. 4, 1999 |
William Jay Ramsey |
| LR-16240 |
Aug. 3, 1999 |
Michael A. Mooney |
| LR-16239 |
Aug. 2, 1999 |
First Entertainment, Inc., and Abraham B. Goldberg |
| LR-16238 |
Aug. 2, 1999 |
Barzilay, et al. |
| LR-16237 |
Aug. 2, 1999 |
Edward A. Durante, First New Haven Corporation, Burton G. Vishno, Thomas J. Donahue, Investment Resources, Inc., Daniel C. Sanders, Thomas G. Scalzo, Jr., Timothy J. Pinchin, Shareholder Communications Group, LLC., Pacific Corporate Equities, LLC., Jackson L. Morris, Mark E. Gould, Thomas K. Williams, Syncom, International, Inc., And World International Marketing, Inc., Defendants, and Janice Sheeley Durante, Stanley T. Deck, Sr., and Walter J. Zink, Relief Defendants |
| LR-16236 |
Aug. 2, 1999 |
Lambert D. Vander Tuig |
| LR-16235 |
Aug. 2, 1999 |
Arete Industries, Inc. et al. |
| LR-16234 |
Aug. 2, 1999 |
North American Corporate Consultants, Inc., Robert Leslie Millstone, and Jay Franklin Johnson |
| LR-16233 |
Aug. 2, 1999 |
Kanakaris Communications, Inc. et al. |
| LR-16232 |
Aug. 2, 1999 |
American Telephone+Data, Inc., William Posnett Lynas, III, Janeen Hauxhurst-Lynas, and Daniel W. Kratochvil |
| LR-16231 |
Aug. 2, 1999 |
Richard H. Steinberg, Timothy J. Brasel, Joseph J. Peirce, Roger M. Taft and Stuart J. Taft |
| LR-16230 |
Aug. 2, 1999 |
Janson Capital, Inc. |
| LR-16229 |
Aug. 2, 1999 |
Compressent, Inc. |
| LR-16228 |
Aug. 2, 1999 |
John R. Manion, Rocco J. Anselmo, James L. Rammelt, Ivan Kron, Donald S. Italia and William E. Sklar |
| LR-16227 |
Aug. 2, 1999 |
Jennifer D'Antoni |
| LR-16226 |
Jul. 30, 1999 |
Excal Enterprises, Inc. et al. |
| LR-16225 |
Jul. 29, 1999 |
Great White Marine and Recreation, Inc. |
| LR-16224 |
Jul. 28, 1999 |
Alamin, Inc., Financial Resources, George L. Vaughn and Curt Arvidson |
| LR-16223 |
Jul. 28, 1999 |
Peter H. Norman and Donald A. Baillargeon |
| LR-16222 |
Jul. 27, 1999 |
Theodore H. Smick, Louis L. Lima and John L. Lima |
| LR-16221 |
Jul. 26, 1999 |
Parkersburg Wireless Limited Liability Company et al. |
| LR-16220 |
Jul. 26 1999 |
Samson Hui and Rich Leader Enterprises Limited |
| LR-16219 |
Jul. 23, 1999 |
Funding Resoures Group, et al |
| LR-16218 |
Jul. 22, 1999 |
Robert E. Cohen, Victor M. Caron, and James B. Yates, Jr. |
| LR-16217 |
Jul. 22, 1999 |
Arthur H. Shoemaker |
| LR-16216 |
Jul. 22, 1999 |
Glittergrove Investments, Ltd. |
| LR-16215 |
Jul. 21, 1999 |
Cindy G. Hamer |
| LR-16214 |
Jul. 19, 1999 |
Bruce J. Kingdon, Kenneth Goglia, and Harvey Plante |
| LR-16213 |
Jul. 16, 1999 |
Future Strategies SRL a/k/a Future Strategies International |
| LR-16212 |
Jul. 16, 1999 |
Globus Group, Inc. |
| LR-16211 |
Jul. 14, 1999 |
Donald G. Brooks and Brooks Financial Planning, Inc. |
| LR-16210 |
Jul. 13, 1999 |
Kenneth Senffner |
| LR-16209 |
Jul. 12, 1999 |
Mark R. Blacher |
| LR-16208 |
Jul. 12, 1999 |
Arjun Sekhri, Amolak Sehgal, Pratima Rajan, Fuad Dow, Gordon W. Cochrane, Martin L. Thifault, Rohina Sharma, and Sharad Kapoor, Defendants, and Mahendar Sekhri and Sharda Sekhri, Relief Defendants |
| LR-16207 |
Jul. 12, 1999 |
Stewart, et al. |
| LR-16206 |
Jul. 8, 1999 |
Sanjay Saxena |
| LR-16205 |
Jul. 7, 1999 |
James Russell Cleveland, individually, and d/b/a Central Texas Securities |
| LR-16204 |
Jul. 7, 1999 |
Nichi Capital, Ltd., Wise Choice Discount Brokerage, Inc., Olawande A. Agunloye, and Brian Walfish |
| LR-16203 |
Jul. 6, 1999 |
Ong Congqin Bobby and Lum Kwan Sung |
http://www.sec.gov/litigation/litreleases/lit3q99.shtml
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