SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission


  About the SEC

  Filings & Forms

  Regulatory Actions

  Staff Interps

  Investor Info

  News & Statements

  Litigation


  ALJ

  Information for...

  Divisions


Litigation Releases - Third Quarter 1999

Current Litigation Releases

Archives: 1995-2004

Release No. Date Action
LR-16322 Sep. 30, 1999 Inorganic Recycling Corporation, Edward J. Halloran, Michele Caridi, Daniel J. Moore and Richard Furman
LR-16320 Sep. 30, 1999 Jeffrey S. Richman and Stephen P. Erlich
LR-16319 Sep. 30, 1999 Robert A. Kargl, David K. Stenslie, and Monica M. O'Leary
LR-16318 Sep. 30, 1999 Donald Radle and Michael Dwyer
LR-16317 Sep. 30, 1999 Todd Hansen ("Hansen") and Nicholas LoBue
LR-16316 Sep. 30, 1999 Robert J. Dalton, James L. Masini, and George J. Bodlak
LR-16315 Sep. 29, 1999 HGI, Inc., Mark Hanna, Brian Scanlon, Stephen Palumbo, Angelo John Bosco, Thomas Fede, Shane Ferras, Scott Follett, Joseph Tuozzo, Steven Arevalo, Steven Hanna, Paul Karkenny, Robert Palumbo, and Raymond Saulon
LR-16314 Sep. 29, 1999 Jeffrey P. Ehrlich, Michael E. Ehrlich, Howard S. Grossman, Joseph C. Palermo and Anthony P. Vassallo
LR-16313 Sep. 29, 1999 Dr. Alan Brody
LR-16312 Sep. 28, 1999 Chelsea Associates, Inc. and Rondall Harris
LR-16310 Sep. 28, 1999 Fastcomm Communications Corporation and Charles L. Deslaurier
LR-16309 Sep. 28, 1999 Harold M. Ickovics, Stephen J. Kesh and Robert M. Cankes
LR-16308 Sep. 28, 1999 David E. Stevenson and Mark A. Stevenson
LR-16307 Sep. 28, 1999 Computone Corporation, Thomas J. Anderson, Gregory A. Alba, Donald A. Pearce, Duncan E. Hume and Brian D. Kretschman
LR-16306 Sep. 28, 1999 Francis A. Tarkenton, Donald P. Addington, Rick W. Gossett, Lee R. Fontaine, William E. Hammersla, III, Eladio Alvarez and Edward Welch
LR-16305 Sep. 28, 1999 Itex Corporation, Terry L. Neal, Michael T. Baer, Graham H. Norris, Cynthia Pfaltzgraff and Joseph M. Morris
LR-16304 Sep. 28, 1999 Robert H. Sutton
LR-16303 Sep. 28, 1999 Noah Steinberg, Enriquez Reyes Carrion, Gershon Tannenbaum, Jay M. Vermonty and Carmen Vermonty
LR-16302 Sep. 28, 1999 Bradley J. Buchanan
LR-16301 Sep. 28, 1999 Jose Carlos Villares, Jose E. Rivera and Guillermo Quinones
LR-16300 Sep. 28, 1999 Jerry M. Walker and Craig R. Clark
LR-16299 Sep. 28, 1999 C.E.C. Industries Corporation, Gerald H. Levine, and Marie A. Levine
LR-16298 Sep. 28, 1999 Mar-Jeanne Tendler, Arthur Tendler, and Billie Jolson
LR-16297 Sep. 28, 1999 Mitchell Kahn, et. al.
LR-16296 Sep. 28, 1999 Lawrence Borowiak
LR-16295 Sep. 27, 1999 Charles F. Parisi
LR-16294 Sep. 27, 1999 Corporate Relations Group, Inc., Stratcomm Media Ltd., Gulf Atlantic Publishing, Inc., New Concepts L.L.C., CJL Corporation, Pow Wow, Inc., Fondo De Adquisiciones E Inversiones Internacionales Xl, S.A., C.A. Oportunidad, S.A., Ammonia Hold, Inc., Roberto E. Veitia, James W. Spratt III, James A. Skalko, Jack R. Rodriguez, Jose Antonio Gomez Cortes, Arnold Zousmer, Charles J. Lidman and Michael Parnell
LR-16293 Sep. 27, 1999 Michael Carnicle, Michael Hansen, William Straughan, Randy Glad, Lionel Reifler, Howard Ray and Arie From
LR-16292 Sep. 23, 1999 Bernard J. Krispinsky
LR-16291 Sep. 23, 1999 Jerome Bechstein
LR-16290 Sep. 23, 1999 Shane Vaessen and William McNamara, et al.
LR-16289 Sep. 22, 1999 Ronald A. Knittle and Mary A. Erickson
LR-16288 Sep. 22, 1999 W. David Blunk, Audrey John Elam and Stanley C. Eaves
LR-16287 Sep. 22, 1999 C. David Decker
LR-16286 Sep. 22, 1999 William G. Griffin
LR-16285 Sep. 17, 1999 Lawrence J. Rosenfeld, Robert J. Sher and Jennifer R. Weiss
LR-16284 Sep. 17, 1999 Virtual Gaming Enterprises, Inc.
LR-16283 Sep. 15, 1999 Herbert Emanuel Woll
LR-16282 Sep. 15, 1999 LeLong Investment Group, LLC and James A. Marino
LR-16281 Sep. 14, 1999 Kevin James Quinn, Go Irish, Ltd. and HMC Limited, LLC
LR-16280 Sep. 13, 1999 Kevin C. Samson and Samson Financial Group, Inc.
LR-16279 Sep. 13, 1999 Princeton Economics International, LTD., Princeton Global Management, LTD. and Martin A. Armstrong
LR-16278 Sep. 13, 1999 Lorraine K. Cassano
LR-16277 Sep. 10, 1999 Paul V. Montle, LS Capital Corporation, Paul V. Culotta, Carol C. Martino, CMA Noel, LTD., Mario J. Iacoviello, Ilan Arbel, and Europe American Capital Corporation
LR-16276 Sep. 10, 1999 Gary Landon Davenport, dba Southwest Family Trust Service, Financial Marketing Service and Liberty Marketing Service, Russell Reeves, dba Enterra Marketing Service, Richard Earl Russell and Gregory Monroe Roberts
LR-16275 Sep. 9, 1999 Scott K. Ginsburg, Mark J. Ginsburg and Jordan E. Ginsburg
LR-16274 Sep. 8, 1999 Highland Financial Corporation, Kay L. Cahill, individually and d/b/a Interdyne Ltd., Michael B. Chalmers, John C. Matthews, individually and d/b/a Sunland States Insurance Agency, Roger Myatt and Robert Alberding
LR-16273 Sep. 7, 1999 The Commonwealth Group, LLC and Ned Rich Hart
LR-16272 Sep. 3, 1999 David D. Tsang, Maggie I. Hsin Yu Zahn and Robert D. Tsang
LR-16271 Sep. 2, 1999 United Fire Technology, Inc., James Gartland, Beverlee Kamerling, a/k/a Beverlee Claydon, WWBM Consultants, Inc., Michael Hooper, Kenneth Starnes, and Charles Jones
LR-16270 Sep. 2, 1999 Lawrence J. Penna, Herman Epstein and Douglas J. Mangan
LR-16269 Sep. 1, 1999 Gary Landon Davenport, DBA Southwest Family Trust Service, Financial Marketing Service and Liberty Marketing Service, Russell Reeves, DBA Enterra Marketing Service, Richard Earl Russell and Gregory Monroe Roberts
LR-16268 Aug. 31, 1999 Phebe W. Erdman, et al.
LR-16267 Aug. 30, 1999 Amtel Communications, Inc., et al.
LR-16266 Aug. 30, 1999 Gary D. Hoke, Jr.
LR-16265 Aug. 27, 1999 Beachport Entertainment Corporation
LR-16264 Aug. 26, 1999 International Heritage, Inc., Stanley H. Van Etten, Claude W. Savage, Larry G. Smith and International Heritage Incorporated
LR-16263 Aug. 26, 1999 Christian Petersen
LR-16262 Aug. 26, 1999 Alireza Hooshiari
LR-16261 Aug. 26, 1999 Thomas R. Allen
LR-16260 Aug. 25, 1999 Raymond Lum Kwan Sung
LR-16259 Aug. 23, 1999 Kenneth D. Ough
LR-16258 Aug. 23, 1999 Floyd P. Goodson, James F. Goodson and John R. Fiser
LR-16257 Aug. 20, 1999 Sebastian International Enterprises, Inc., Ferdinand Ben Sebastian, III and Jan L. Sebastian
LR-16256 Aug. 19, 1999 Wang et al.
LR-16255 Aug. 19, 1999 David A. Colvin, Intellinet Publishing, Inc., Intellinet Holding Group, Inc., Medical Advantage, Inc., Lamelli, Inc., Wall Street Research Company, Inc., Job Kjell Hovik, Lamar Ellis, and John Larson
LR-16254 Aug. 18, 1999 Vincent Napolitano, Irving J. Stitsky, Jordan I. Shamah, Robert B. Kessler et al.
LR-16253 Aug. 17, 1999 Welco Securities, Inc. William S. Shapiro and Kenneth S. Shapiro
LR-16252 Aug. 13, 1999 Uniprime Capital Acceptance, Inc. and Alfred J. Flores
LR-16251 Aug. 12, 1999 Jerald M. Banks
LR-16250 Aug. 11, 1999 Owen D. Taranta
LR-16249 Aug. 11, 1999 ICN Pharmaceuticals, Inc., Milan Panic, Nils O. Johannesson, and David C. Watt
LR-16248 Aug. 11, 1999 Members Service Corporation
LR-16247 Aug. 11, 1999 Bing Sung
LR-16246 Aug. 5, 1999 Gregory G. Vernon
LR-16245 Aug. 5, 1999 Alamin, Inc., Financial Resources, George L. Vaughn and Curt Arvidson
LR-16244 Aug. 4, 1999 The Globus Group, Inc., et al.
LR-16243 Aug. 4, 1999 Brett S. Henderson and Richard F. Randall
LR-16242 Aug. 4, 1999 InverWorld, Inc., et al.
LR-16241 Aug. 4, 1999 William Jay Ramsey
LR-16240 Aug. 3, 1999 Michael A. Mooney
LR-16239 Aug. 2, 1999 First Entertainment, Inc., and Abraham B. Goldberg
LR-16238 Aug. 2, 1999 Barzilay, et al.
LR-16237 Aug. 2, 1999 Edward A. Durante, First New Haven Corporation, Burton G. Vishno, Thomas J. Donahue, Investment Resources, Inc., Daniel C. Sanders, Thomas G. Scalzo, Jr., Timothy J. Pinchin, Shareholder Communications Group, LLC., Pacific Corporate Equities, LLC., Jackson L. Morris, Mark E. Gould, Thomas K. Williams, Syncom, International, Inc., And World International Marketing, Inc., Defendants, and Janice Sheeley Durante, Stanley T. Deck, Sr., and Walter J. Zink, Relief Defendants
LR-16236 Aug. 2, 1999 Lambert D. Vander Tuig
LR-16235 Aug. 2, 1999 Arete Industries, Inc. et al.
LR-16234 Aug. 2, 1999 North American Corporate Consultants, Inc., Robert Leslie Millstone, and Jay Franklin Johnson
LR-16233 Aug. 2, 1999 Kanakaris Communications, Inc. et al.
LR-16232 Aug. 2, 1999 American Telephone+Data, Inc., William Posnett Lynas, III, Janeen Hauxhurst-Lynas, and Daniel W. Kratochvil
LR-16231 Aug. 2, 1999 Richard H. Steinberg, Timothy J. Brasel, Joseph J. Peirce, Roger M. Taft and Stuart J. Taft
LR-16230 Aug. 2, 1999 Janson Capital, Inc.
LR-16229 Aug. 2, 1999 Compressent, Inc.
LR-16228 Aug. 2, 1999 John R. Manion, Rocco J. Anselmo, James L. Rammelt, Ivan Kron, Donald S. Italia and William E. Sklar
LR-16227 Aug. 2, 1999 Jennifer D'Antoni
LR-16226 Jul. 30, 1999 Excal Enterprises, Inc. et al.
LR-16225 Jul. 29, 1999 Great White Marine and Recreation, Inc.
LR-16224 Jul. 28, 1999 Alamin, Inc., Financial Resources, George L. Vaughn and Curt Arvidson
LR-16223 Jul. 28, 1999 Peter H. Norman and Donald A. Baillargeon
LR-16222 Jul. 27, 1999 Theodore H. Smick, Louis L. Lima and John L. Lima
LR-16221 Jul. 26, 1999 Parkersburg Wireless Limited Liability Company et al.
LR-16220 Jul. 26 1999 Samson Hui and Rich Leader Enterprises Limited
LR-16219 Jul. 23, 1999 Funding Resoures Group, et al
LR-16218 Jul. 22, 1999 Robert E. Cohen, Victor M. Caron, and James B. Yates, Jr.
LR-16217 Jul. 22, 1999 Arthur H. Shoemaker
LR-16216 Jul. 22, 1999 Glittergrove Investments, Ltd.
LR-16215 Jul. 21, 1999 Cindy G. Hamer
LR-16214 Jul. 19, 1999 Bruce J. Kingdon, Kenneth Goglia, and Harvey Plante
LR-16213 Jul. 16, 1999 Future Strategies SRL a/k/a Future Strategies International
LR-16212 Jul. 16, 1999 Globus Group, Inc.
LR-16211 Jul. 14, 1999 Donald G. Brooks and Brooks Financial Planning, Inc.
LR-16210 Jul. 13, 1999 Kenneth Senffner
LR-16209 Jul. 12, 1999 Mark R. Blacher
LR-16208 Jul. 12, 1999 Arjun Sekhri, Amolak Sehgal, Pratima Rajan, Fuad Dow, Gordon W. Cochrane, Martin L. Thifault, Rohina Sharma, and Sharad Kapoor, Defendants, and Mahendar Sekhri and Sharda Sekhri, Relief Defendants
LR-16207 Jul. 12, 1999 Stewart, et al.
LR-16206 Jul. 8, 1999 Sanjay Saxena
LR-16205 Jul. 7, 1999 James Russell Cleveland, individually, and d/b/a Central Texas Securities
LR-16204 Jul. 7, 1999 Nichi Capital, Ltd., Wise Choice Discount Brokerage, Inc., Olawande A. Agunloye, and Brian Walfish
LR-16203 Jul. 6, 1999 Ong Congqin Bobby and Lum Kwan Sung

http://www.sec.gov/litigation/litreleases/lit3q99.shtml


Modified: 02/14/2005