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Litigation Releases - Third Quarter 2003

Current Litigation Releases

Archives: 1995-2004

Release No. Date Action
LR-18381 Sept. 30, 2003 Craig J. Shaber, Stephen R. Wright, and Bonaventure Capital, Ltd., et al.; and 2DoTrade, Inc., George Russell Taylor, Barry William Gewin aka Barry Peters, Eric T. Landis, Dominic Roelandt, Michael D. Karsch, L. Van Stillman, David A. Wood, Jr., Clinton Walker, Oxford and Hayes, Ltd., FG & P Consulting, Ltd., Hackney Holdings, Ltd., Weston Partners, Inc., Infiniti Corporate Services, Ltd., Argo Financial, Ltd., 21st Equity Partners, Inc., MCG Partners, Inc., and LMR, Ltd.
LR-18380 Sept. 30, 2003 ACI, Inc. and Clarence E. Long, Defendants, and Jon G. Ervin, Sr., Relief Defendant
LR-18379 Sept. 30, 2003 DeWalt J. Willard, Jr., William F. Willard, Sr. and Larry L. Martin
LR-18378 Sept. 30, 2003 Paul A. Gianamore and Ryan D. Evans
LR-18377 Sept. 30, 2003 John J. Lawbaugh
LR-18376 Sept. 29, 2003 John R. Felder and Jean M. Ruhl
LR-18375 Sept. 29, 2003 Wellness Technologies, Inc. and Jesse Dean Bogdonoff
LR-18374 Sept. 29, 2003 Loren D. Pfau
Release No. AAER-1878
LR-18373 Sept. 29, 2003 Vivendi Universal, S.A.
LR-18372 Sept. 29, 2003 Kenneth L. Lay
LR-18371 Sept. 29, 2003 Sport-Haley, Inc., Robert G. Tomlinson, and Steve S. Auger
LR-18370 Sept. 29, 2003 James C. Horne
LR-18369 Sept. 29, 2003 Jonathan G. Fink
LR-18368 Sept. 26, 2003 Warren J. Soloski
LR-18367 Sept. 26, 2003 Sean Nevett
LR-18366 Sept. 26, 2003 Daryl G. Desjardins, Robert S. Zaba, Alnoor Jiwan, Ronald D. Brouillette and Brian A. Koehn
LR-18365 Sept. 26, 2003 U.S. Funding Corporation, U.S. Funding Company, Capital Concept Marketing, Inc., Angelica Gwinnett, and Charles Fremer
LR-18364 Sept. 26, 2003 Thomas A. Sebastian
LR-18363 Sept. 25, 2003 Eduardo A. Masferrer, Juan Carlos Bernacé and John M.R. Jacobs
LR-18362 Sept. 25, 2003 Millennium Capital Hedge Fund, L.P., Millennium Capital Group, LLC, and Andreas F. Zybell
LR-18361 Sept. 24, 2003 Arthur K. Bartlett
LR-18360 Sept. 24, 2003 Andrew S. Marks
LR-18359 Sept. 23, 2003 Gary C. Halbert, et al.
LR-18358 Sept. 23, 2003 Jeffrey R. Anderson and Scott H. Miller
Release No. AAER-1868
LR-18357 Sept. 22, 2003 Richard I. Berger and Bonnie K. Metz
Release No. AAER-1867
LR-18356 Sept. 22, 2003 Ronald Stephen Holt, et al.
LR-18355 Sept. 18, 2003 Sophia M. Kabler
Release No. AAER-1864
LR-18354 Sept. 22, 2003 James Mulhearn, Damian Delgado, and Adrian Balboa
LR-18353 Sept. 17, 2003 Tecumseh Holdings Corporation, Tecumseh Tradevest LLC, S.B. Cantor & Co., Inc., John L. Milling, Gerard A. McCallion, Anthony M. Palovchik and Dale Carone, Defendants, and Tecumseh Alpha Fund LP, Tecumseh Alpha LLC, and Stracq, Inc., Relief Defendants
LR-18352 Sept. 16, 2003 Vivendi Universal, S.A
LR-18351 Sept. 15, 2003 John F. Turant, Jr., et al.
LR-18350 Sept. 12, 2003 Dennis Herula et al.
LR-18349 Sept. 12, 2003 Paul Howe Noe, et al.
LR-18348 Sept. 12, 2003 Vector Medical Technologies, Inc., Michael H. Salit, James P. Farnell, Michael J. Farnell, David A. Zimmerman and Stanley B. Wasser
LR-18347 Sept. 12, 2003 Spiegel, Inc.
LR-18346 Sept. 11, 2003 Viatical Capital, Inc., d/b/a Life Settlement Network, Life Investment Funding Enterprises, Inc., Charles Douglas York, and Robert Kingston Coyne
LR-18345 Sept. 11, 2003 Stephen D. Price
Release No. AAER-1862
LR-18344 Sept. 11, 2003 Kenneth P. D'Angelo and RBF International, Inc.
LR-18343 Sept. 11, 2003 Christine B. Hoberg
Release No. AAER-1860
LR-18342 Sept. 11, 2003 Smart-Mart, Inc., Timothy A. McMurray and Bradley D. Woy
LR-18341 Sept. 11, 2003 Maven Capital Corporation, Maven Enterprises, Inc., and Rodd Buckle, et al.
LR-18340 Sept. 11, 2003 Brightpoint, Inc., American International Group, Inc., Phillip Bounsall, John Delaney and Timothy Harcharik
Release No. AAER-1858
LR-18339 Sept. 10, 2003 Michael Martin and Malcolm McVay
Release No.: AAER-1853
LR-18338 Sept. 10, 2003 A. B. Financing and Investments, Inc., and Anthony Blissett
LR-18337 Sept. 10, 2003 Online Power Supply, Inc., Larry G. Arnold and Kris M. Budinger
LR-18336 Sept. 10, 2003 Blake A. Prater and Wellspring Capital Group, Inc.
LR-18335 Sept. 10, 2003 Ben F. Glisan, Jr.
Release No.: AAER-1852
LR-18334 Sept. 9, 2003 Robert I. Spruill
LR-18333 Sept. 9, 2003 Kris Klinger
LR-18332 Sept. 9, 2003 Lawrence Borowiak
Release No.: AAER-1851
LR-18331 Sept. 9, 2003 Benil Finance, Ltd.
LR-18330 Sept. 9, 2003 Schering-Plough Corporation
LR-18329 Sept. 8, 2003 Brian P. Delaney, et al.
LR-18328 Sept. 8, 2003 Marcelino Colt, aka Marcelino Colt Vasquez, Geneva Financial Ltd. and Hector Campa Acedo
LR-18327 Sept. 8, 2003 Vincent Steckler
Release No.: AAER-1850
LR-18326 Sept. 8, 2003 eConnect, Thomas S. Hughes, Richard Epstein and Alliance Equities, Inc.
LR-18325 Sept. 5, 2003 Sharp Capital, Inc.
LR-18324 Sept. 5, 2003 Mohamed Wael Ibrahim Elzein, individually d/b/a Focus Mentors Elzein Management; Hussein Hassan El Zein; and Darin Raymond Knee
LR-18323 Sept. 4, 2003 Reed E. Slatkin
LR-18322 Sept. 4, 2003 Peter J. Davis, Jr., John M. Youngdahl, and Steven E. Nothern
LR-18321 Sept. 3, 2003 Robert Arneson and Ridgedale State Bank
LR-18320 Sept. 2, 2003 Jeffrey D. Chandler and Randall Jordan
LR-18319 Sept. 2, 2003 Geoffrey E. Fitts and William D. Fabri, Sr.
LR-18318 Sept. 2, 2003 Thomas E. Loyd, Individually and d/b/a Investors' Alert, et al.
LR-18317 Aug. 29, 2003 PanWorld Minerals International Inc., Robert G. Weeks, Kenneth L. Weeks, David A. Hesterman, Larry Krasny, L.K. Management, Inc., Joseph Fabiilli, Puritan Communications, Inc., and Jerome Wenger
LR-18316 Aug. 28, 2003 Brett G. Brubaker and Abraham & Sons Capital, Inc.
LR-18315 Aug. 28, 2003 Terry Richard Martin, Silver Legacy Corporation, Silver Sound LLC, Jonas David Smith, Michael W. McCall, Charles J. Tull, Ibis Securities LLC, Kenneth R. Martin, George Tamura, Goldman Sig, Inc., Edward L. Tezak, Signal Mortgage Inc., and John H. White
LR-18314 Aug. 28, 2003 Terry L. Kirch
LR-18313 Aug. 28, 2003 Global Telelink Services, Inc., Global Contact Corporation, and Robert Smith III
LR-18312 Aug. 28, 2003 Ryan D. Evans and Paul A. Gianamore
LR-18311 Aug. 27, 2003 Luis Giro
LR-18310 Aug. 26, 2003 Environmental Solutions Worldwide, Inc. et al.
LR-18309 Aug. 25, 2003 Toks, Inc. and Ade O. Ogunjobi
LR-18308 Aug. 25, 2003 Jay Laveson
LR-18307 Aug. 25, 2003 Gabor S. Acs and Penny King Holdings Corp.
LR-18306 Aug. 25, 2003 Solucorp Industries Ltd., et al.
Release No.: AAER-1849
LR-18305 Aug. 22, 2003 John N. Ehrman
LR-18304 Aug. 22, 2003 David Isaac Lapin and Jeffrey Carl Wigginton
LR-18303 Aug. 22, 2003 Online Power Supply, Inc., Larry G. Arnold and Kris M. Budinger
LR-18302 Aug. 22, 2003 Michael I. Nnebe, Nelson C. Walker, Hildreth J. Fleming, Jr., Steven S. Bocchino, and Daniel M. Coyle
LR-18301 Aug. 21, 2003 Metropolis Holdings, LLC and Edward Gray
LR-18300 Aug. 21, 2003 Irving Paul David
LR-18299 Aug. 20, 2003 Michael Batterman, Randall B. Batterman III, and Dynasty Fund, Ltd., et al.
LR-18298 Aug. 20, 2003 Davi Thomas
LR-18297 Aug. 20, 2003 Wulf International Ltd. and George R. Wulf
LR-18296 Aug. 19, 2003 Medi-Hut Company, Inc., Joseph A. Sanpietro, Laurence M. Simon and Lawrence P. Marasco
LR-18295 Aug. 18, 2003 Westshore Agency of Michigan, et al.
LR-18294 Aug. 18, 2003 Donald John Christensen, II, Jack E. Uselton, Marc R. Tow, George W. Guttman, Joseph M. Blumenthal, and Mountain Energy, Inc.
LR-18293 Aug. 18, 2003 Rica Foods et. al.
LR-18292 Aug. 18, 2003 Sherry L. Gibson
LR-18291 Aug. 18, 2003 Kevin L. Lawrence, Steven J. Reimer, Michael J. Culp, Larry L. Beaman, Harvey W. Kuiken, Alex Lacson, and Alfonso Lacson, Jr.
LR-18290 Aug. 14, 2003 Peregrine Systems, Inc.
Release No.: AAER-1845
LR-18289 Aug. 14, 2003 Raymond L. Kotrozo, Pamela H. Wilson, and Warner Pacific Financial, Inc.
LR-18288 Aug. 14, 2003 R.J. Reynolds Tobacco Holdings, Inc.
LR-18287 Aug. 13, 2003 Robert A. Magnan, et al.
LR-18286 Aug. 13, 2003 David Gane, Jeffrey D. Welsh, Southern Financial Services, Ins., Southern Waste, Inc., dba Strategic Investors Group, Charles T. Tamburello, and Capital Research Group, Inc.
LR-18285 Aug. 13, 2003 Vladislav Steven Zubkis
LR-18284 Aug. 13, 2003 Stefan M. Palatin
Release No.: AAER-1841
LR-18283 Aug. 12, 2003 Morris Weissman
Release No.: AAER-1836
LR-18282 Aug. 11, 2003 Dianna Blairtorbett a/k/a Dianna Blair Torbett a/k/a Dianna Blair-Torbett, Individually and d/b/a McMinn Consultants, and McMinn Consultants, Limited
LR-18281 Aug. 8, 2003 John R. Powell
LR-18280 Aug. 8, 2003 Unistar Financial Service Corp., Marc A. Sparks, F. Jeffrey Nelson, Phillip H. Clayton, Dino A. Romano, Cynthia Jackson, Intermark Investments, Inc., Turner Holdings, Inc., and Nicole Clayton Caver
LR-18279 Aug. 8, 2003 Conrad Diaz
LR-18278 Aug. 7, 2003 Scott Alexander Gryskiewicz
LR-18277 Aug. 7, 2003 WorldCom, Inc.
Release No.: AAER-1834
LR-18276 Aug. 7, 2003 David Andrew Hilton and Stephen Scott Lowber
Release No.: AAER-1833
LR-18275 Aug. 6, 2003 Oliver Hilsenrath and David S. Klarman
Release No.: AAER-1831
LR-18274 Aug. 6, 2003 First Florida Communications, Inc.
LR-18273 Aug. 6, 2003 Raymond C. Mohr
LR-18272 Aug. 6, 2003 Tel-One, Inc.
LR-18271 Aug. 5, 2003 Alexander H. Edwards, III
Release No.: AAER-1828
LR-18270 Aug. 4, 2003 Nutrition Superstores.com, Inc., Advanced Wound Care, Inc. and Wayne Santini
LR-18269 Aug. 4, 2003 Franchise Direct, Inc. and Andrew W. Doney
LR-18268 Aug. 4, 2003 Quintek Technologies, Inc., Panamed Corp., and Thomas W. Sims
LR-18267 Aug. 4, 2003 John Wayne Zidar, et al.
LR-18266 July 31, 2003 Dwarka P. Rathi and Charles H. Pennington
LR-18265 July 31, 2003 Discover Capital Holdings Corp., et al.
LR-18264 July 30, 2003 Mark Fisch and Edward Gregory
LR-18263 July 30, 2003 Richardson, et al.
LR-18262 July 30, 2003 Louis W. Ratfield
LR-18261 July 30, 2003 Danis Yadegar-Mooshiabadi
LR-18260 July 29, 2003 Merrill Scott & Associates, Ltd.
LR-18259A July 30, 2003 Joseph Lloyd Norris, Mark Gray Coleman, Magellan Ccommunications Group, LLC, and Northern Lights Financial, LLC
LR-18258 July 29, 2003 Global Asset Parters, Ltd., Global Services Group, LLC, Global Internet Fund Group, Inc., William L. Haynes and Relief Defendant, Centurion International, LLC.
LR-18257 July 29, 2003 System Software Associates, Inc., Roger Covey and Joseph Skadra
LR-18256 July 28, 2003 U.S. Enviromental, Inc.
LR-18255 July 28, 2003 Timothy J. Potter and George R. Potter
LR-18254 July 28, 2003 Ryan J. Fontaine and Simpleton Holdings Corporation a/k/a Signature Investments Hedge Fund
LR-18253 July 28, 2003 Glen W. Hilker, Larry M. Baker , Project Dacono LLC and HB Investors LLC, and relief defendants HSB Development Co. LLC, Westco Investment & Finance, Inc., TriCord LLC and Brookshire Development Co. LLC
LR-18252 July 28, 2003 J.P. Morgan Chase & Co.
LR-18251 July 25, 2003 Tecumseh Holdings Corporation, et al.
LR-18250 July 25, 2003 Edward Fruchtenbaum
LR-18249 July 24, 2003 Investment Technology, Inc. et al.
LR-18248 July 24, 2003 Schield Management Company and Marshall L. Schield
LR-18247 July 23, 2003 Michael Lauer, Lancer Management Group, LLC, and Lancer Management Group II, LLC
LR-18246 July 23, 2003 Marvin W. Goldstein
LR-18245 July 23, 2003 The Gaming Factory, Inc., et al.
LR-18244 July 23, 2003 Paul A. Spray, Thomas E. Loyd, Marc Barhonovich, et al.
LR-18243 July 22, 2003 Philip R. Gratz
LR-18242 July 22, 2003 Jay Gilbertson, Albert Bergonzi and Dominick Derosa
Release No.: AAER-1818
LR-18241 July 22, 2003 Rent-Way, Inc., et al.
Release No.: AAER-1816
LR-18240 July 21, 2003 Securities And Exchange Commission v. Health Maintenance Centers, Inc., Znetix, Inc., Cascade Pointe of Arizona, LLC, Cascade Pointe of Nevis, LLC, Kevin L. Lawrence, Donovan C. Claflin, Clifford G. Baird, Bainbridge Human Performance Centers, PLLC, Kimberly Alexander, Bonnie M. Couch, Stacy Gray, and Vicki L. Lawrence
LR-18239 July 18, 2003 Going Platinum, Inc., et al.
LR-18238 July 18, 2003 Carl Stevens, et al.
LR-18237 July 18, 2003 William L. Brotherton and International Business Consortium, Inc.
LR-18236 July 18, 2003 Lawrence Artz
LR-18235 July 17, 2003 Charles E. Dickerson
LR-18234 July 17, 2003 Daniel D. Dyer And Oxbow Capital Partners, LLC
LR-18233 July 17, 2003 Marada Global Corp., et al.
LR-18232 July 17, 2003 Joseph F. Doody
LR-18231 July 16, 2003 Discover Capital Holdings Corp., et al.
LR-18230 July 14, 2003 Kevin Kirkpatrick
LR-18229 July 14, 2003 Carnegie International Corporation, et al.
Release No.: AAER-1813
LR-18228 July 11, 2003 Robert Snyder, AlphaCom, Inc., James Stamp, and Gary Kendron
LR-18227 July 10, 2003 William Clark Davis
LR-18226 July 10, 2003 Michael Lauer, Lancer Management Group, LLC, and Lancer Management Group II, LLC, Defendants, and Lancer Offshore, Inc., Lancer Partners, LP, Omifund, Ltd., LSPV, Inc., and LSPV, LLC, Relief Defendants
LR-18225 July 10, 2003 Web Hosting Headquarters Partnership, Donald E. Rhoades, Kenneth R. Grossfeld, Wayne L. Prichason, Eduardo Villar, and Karyn Miller, et al.
LR-18224 July 10, 2003 Web Hosting Headquarters Partnership, Donald E. Rhoades, Kenneth R. Grossfeld, Wayne L. Prichason, Eduardo Villar, and Karyn Miller, et al.
LR-18223 July 10, 2003 Americash-Inc.com, Inc., National Business Concepts, Inc. d/b/a Americash, Norman Benjamin and World Business Systems LLC d/b/a World Business Systems, Inc.
LR-18222 July 10, 2003 Discover Capital Holdings Corp., et al.
LR-18221 July 8, 2003 John E. Brinker, Jr., Gary J. Bentz, et al
LR-18220 July 7, 2003 Jerry A. Womack
LR-18219 July 7, 2003 WorldCom Inc.
Release No.: AAER-1811
LR-18218 July 7, 2003 Tanner, et al.
LR-18217 July 7, 2003 Benjamin Franklin Cook et al.
LR-18216 July 7, 2003 Jean Baptiste Jean Pierre, Gabriel Toks Pearse and Darius L. Lee
LR-18215 July 7, 2003 Benjamin Franklin Cook et al.
LR-18214 July 3, 2003 Peter W. Chabot, Chabot Investments, Inc., Sirens Investments, Inc., Sirens Synergy, The Synergy Fund, LLC
LR-18213 July 3, 2003 Claude Lefebvre et al.
LR-18212 July 3, 2003 Dennis Herula et al.
LR-18211 July 3, 2003 G. Christopher Scoggin
LR-18210 July 2, 2003 WorldCom Inc.
Release No.: AAER-1810
LR-18209 July 2, 2003 David Malmstedt and Mark Huetteman
LR-18208 July 2, 2003 K.C. Smith
LR-18207 July 1, 2003 EK-1, Inc. and Stephen Lee Adlman

http://www.sec.gov/litigation/litreleases/lit3q03.shtml


Modified: 02/14/2005