|
|
 |
Litigation Releases - Third Quarter 2003
| Release No. |
Date |
Action |
| LR-18381 |
Sept. 30, 2003 |
Craig J. Shaber, Stephen R. Wright, and Bonaventure Capital, Ltd., et al.; and 2DoTrade, Inc., George Russell Taylor, Barry William Gewin aka Barry Peters, Eric T. Landis, Dominic Roelandt, Michael D. Karsch, L. Van Stillman, David A. Wood, Jr., Clinton Walker, Oxford and Hayes, Ltd., FG & P Consulting, Ltd., Hackney Holdings, Ltd., Weston Partners, Inc., Infiniti Corporate Services, Ltd., Argo Financial, Ltd., 21st Equity Partners, Inc., MCG Partners, Inc., and LMR, Ltd. |
| LR-18380 |
Sept. 30, 2003 |
ACI, Inc. and Clarence E. Long, Defendants, and Jon G. Ervin, Sr., Relief Defendant |
| LR-18379 |
Sept. 30, 2003 |
DeWalt J. Willard, Jr., William F. Willard, Sr. and Larry L. Martin
|
| LR-18378 |
Sept. 30, 2003 |
Paul A. Gianamore and Ryan D. Evans
|
| LR-18377 |
Sept. 30, 2003 |
John J. Lawbaugh
|
| LR-18376 |
Sept. 29, 2003 |
John R. Felder and Jean M. Ruhl
|
| LR-18375 |
Sept. 29, 2003 |
Wellness Technologies, Inc. and Jesse Dean Bogdonoff
|
| LR-18374 |
Sept. 29, 2003 |
Loren D. Pfau
Release No. AAER-1878 |
| LR-18373 |
Sept. 29, 2003 |
Vivendi Universal, S.A.
|
| LR-18372 |
Sept. 29, 2003 |
Kenneth L. Lay
|
| LR-18371 |
Sept. 29, 2003 |
Sport-Haley, Inc., Robert G. Tomlinson, and Steve S. Auger
|
| LR-18370 |
Sept. 29, 2003 |
James C. Horne
|
| LR-18369 |
Sept. 29, 2003 |
Jonathan G. Fink
|
| LR-18368 |
Sept. 26, 2003 |
Warren J. Soloski
|
| LR-18367 |
Sept. 26, 2003 |
Sean Nevett
|
| LR-18366 |
Sept. 26, 2003 |
Daryl G. Desjardins, Robert S. Zaba, Alnoor Jiwan, Ronald D. Brouillette and Brian A. Koehn
|
| LR-18365 |
Sept. 26, 2003 |
U.S. Funding Corporation, U.S. Funding Company, Capital Concept Marketing, Inc., Angelica Gwinnett, and Charles Fremer
|
| LR-18364 |
Sept. 26, 2003 |
Thomas A. Sebastian
|
| LR-18363 |
Sept. 25, 2003 |
Eduardo A. Masferrer, Juan Carlos Bernacé and John M.R. Jacobs |
| LR-18362 |
Sept. 25, 2003 |
Millennium Capital Hedge Fund, L.P., Millennium Capital Group, LLC, and Andreas F. Zybell |
| LR-18361 |
Sept. 24, 2003 |
Arthur K. Bartlett |
| LR-18360 |
Sept. 24, 2003 |
Andrew S. Marks |
| LR-18359 |
Sept. 23, 2003 |
Gary C. Halbert, et al. |
| LR-18358 |
Sept. 23, 2003 |
Jeffrey R. Anderson and Scott H. Miller
Release No. AAER-1868 |
| LR-18357 |
Sept. 22, 2003 |
Richard I. Berger and Bonnie K. Metz
Release No. AAER-1867 |
| LR-18356 |
Sept. 22, 2003 |
Ronald Stephen Holt, et al. |
| LR-18355 |
Sept. 18, 2003 |
Sophia M. Kabler
Release No. AAER-1864 |
| LR-18354 |
Sept. 22, 2003 |
James Mulhearn, Damian Delgado, and Adrian Balboa |
| LR-18353 |
Sept. 17, 2003 |
Tecumseh Holdings Corporation, Tecumseh Tradevest LLC, S.B. Cantor & Co., Inc., John L. Milling, Gerard A. McCallion, Anthony M. Palovchik and Dale Carone, Defendants, and Tecumseh Alpha Fund LP, Tecumseh Alpha LLC, and Stracq, Inc., Relief Defendants |
| LR-18352 |
Sept. 16, 2003 |
Vivendi Universal, S.A
|
| LR-18351 |
Sept. 15, 2003 |
John F. Turant, Jr., et al.
|
| LR-18350 |
Sept. 12, 2003 |
Dennis Herula et al.
|
| LR-18349 |
Sept. 12, 2003 |
Paul Howe Noe, et al.
|
| LR-18348 |
Sept. 12, 2003 |
Vector Medical Technologies, Inc., Michael H. Salit, James P. Farnell, Michael J. Farnell, David A. Zimmerman and Stanley B. Wasser
|
| LR-18347 |
Sept. 12, 2003 |
Spiegel, Inc.
|
| LR-18346 |
Sept. 11, 2003 |
Viatical Capital, Inc., d/b/a Life Settlement Network, Life Investment Funding Enterprises, Inc., Charles Douglas York, and Robert Kingston Coyne
|
| LR-18345 |
Sept. 11, 2003 |
Stephen D. Price
Release No. AAER-1862 |
| LR-18344 |
Sept. 11, 2003 |
Kenneth P. D'Angelo and RBF International, Inc.
|
| LR-18343 |
Sept. 11, 2003 |
Christine B. Hoberg
Release No. AAER-1860 |
| LR-18342 |
Sept. 11, 2003 |
Smart-Mart, Inc., Timothy A. McMurray and Bradley D. Woy
|
| LR-18341 |
Sept. 11, 2003 |
Maven Capital Corporation, Maven Enterprises, Inc., and Rodd Buckle, et al.
|
| LR-18340 |
Sept. 11, 2003 |
Brightpoint, Inc., American International Group, Inc., Phillip Bounsall, John Delaney and Timothy Harcharik
Release No. AAER-1858 |
| LR-18339 |
Sept. 10, 2003 |
Michael Martin and Malcolm McVay
Release No.: AAER-1853 |
| LR-18338 |
Sept. 10, 2003 |
A. B. Financing and Investments, Inc., and Anthony Blissett
|
| LR-18337 |
Sept. 10, 2003 |
Online Power Supply, Inc., Larry G. Arnold and Kris M. Budinger
|
| LR-18336 |
Sept. 10, 2003 |
Blake A. Prater and Wellspring Capital Group, Inc.
|
| LR-18335 |
Sept. 10, 2003 |
Ben F. Glisan, Jr.
Release No.: AAER-1852 |
| LR-18334 |
Sept. 9, 2003 |
Robert I. Spruill
|
| LR-18333 |
Sept. 9, 2003 |
Kris Klinger
|
| LR-18332 |
Sept. 9, 2003 |
Lawrence Borowiak
Release No.: AAER-1851 |
| LR-18331 |
Sept. 9, 2003 |
Benil Finance, Ltd.
|
| LR-18330 |
Sept. 9, 2003 |
Schering-Plough Corporation
|
| LR-18329 |
Sept. 8, 2003 |
Brian P. Delaney, et al.
|
| LR-18328 |
Sept. 8, 2003 |
Marcelino Colt, aka Marcelino Colt Vasquez, Geneva Financial Ltd. and Hector Campa Acedo
|
| LR-18327 |
Sept. 8, 2003 |
Vincent Steckler
Release No.: AAER-1850 |
| LR-18326 |
Sept. 8, 2003 |
eConnect, Thomas S. Hughes, Richard Epstein and Alliance Equities, Inc.
|
| LR-18325 |
Sept. 5, 2003 |
Sharp Capital, Inc.
|
| LR-18324 |
Sept. 5, 2003 |
Mohamed Wael Ibrahim Elzein, individually d/b/a Focus Mentors Elzein Management; Hussein Hassan El Zein; and Darin Raymond Knee
|
| LR-18323 |
Sept. 4, 2003 |
Reed E. Slatkin
|
| LR-18322 |
Sept. 4, 2003 |
Peter J. Davis, Jr., John M. Youngdahl, and Steven E. Nothern
|
| LR-18321 |
Sept. 3, 2003 |
Robert Arneson and Ridgedale State Bank |
| LR-18320 |
Sept. 2, 2003 |
Jeffrey D. Chandler and Randall Jordan |
| LR-18319 |
Sept. 2, 2003 |
Geoffrey E. Fitts and William D. Fabri, Sr. |
| LR-18318 |
Sept. 2, 2003 |
Thomas E. Loyd, Individually and d/b/a Investors' Alert, et al. |
| LR-18317 |
Aug. 29, 2003 |
PanWorld Minerals International Inc., Robert G. Weeks, Kenneth L. Weeks, David A. Hesterman, Larry Krasny, L.K. Management, Inc., Joseph Fabiilli, Puritan Communications, Inc., and Jerome Wenger
|
| LR-18316 |
Aug. 28, 2003 |
Brett G. Brubaker and Abraham & Sons Capital, Inc.
|
| LR-18315 |
Aug. 28, 2003 |
Terry Richard Martin, Silver Legacy Corporation, Silver Sound LLC, Jonas David Smith, Michael W. McCall, Charles J. Tull, Ibis Securities LLC, Kenneth R. Martin, George Tamura, Goldman Sig, Inc., Edward L. Tezak, Signal Mortgage Inc., and John H. White
|
| LR-18314 |
Aug. 28, 2003 |
Terry L. Kirch
|
| LR-18313 |
Aug. 28, 2003 |
Global Telelink Services, Inc., Global Contact Corporation, and Robert Smith III
|
| LR-18312 |
Aug. 28, 2003 |
Ryan D. Evans and Paul A. Gianamore
|
| LR-18311 |
Aug. 27, 2003 |
Luis Giro
|
| LR-18310 |
Aug. 26, 2003 |
Environmental Solutions Worldwide, Inc. et al.
|
| LR-18309 |
Aug. 25, 2003 |
Toks, Inc. and Ade O. Ogunjobi
|
| LR-18308 |
Aug. 25, 2003 |
Jay Laveson
|
| LR-18307 |
Aug. 25, 2003 |
Gabor S. Acs and Penny King Holdings Corp.
|
| LR-18306 |
Aug. 25, 2003 |
Solucorp Industries Ltd., et al.
Release No.: AAER-1849 |
| LR-18305 |
Aug. 22, 2003 |
John N. Ehrman
|
| LR-18304 |
Aug. 22, 2003 |
David Isaac Lapin and Jeffrey Carl Wigginton
|
| LR-18303 |
Aug. 22, 2003 |
Online Power Supply, Inc., Larry G. Arnold and Kris M. Budinger
|
| LR-18302 |
Aug. 22, 2003 |
Michael I. Nnebe, Nelson C. Walker, Hildreth J. Fleming, Jr., Steven S. Bocchino, and Daniel M. Coyle
|
| LR-18301 |
Aug. 21, 2003 |
Metropolis Holdings, LLC and Edward Gray
|
| LR-18300 |
Aug. 21, 2003 |
Irving Paul David
|
| LR-18299 |
Aug. 20, 2003 |
Michael Batterman, Randall B. Batterman III, and Dynasty Fund, Ltd., et al.
|
| LR-18298 |
Aug. 20, 2003 |
Davi Thomas
|
| LR-18297 |
Aug. 20, 2003 |
Wulf International Ltd. and George R. Wulf
|
| LR-18296 |
Aug. 19, 2003 |
Medi-Hut Company, Inc., Joseph A. Sanpietro, Laurence M. Simon and Lawrence P. Marasco
|
| LR-18295 |
Aug. 18, 2003 |
Westshore Agency of Michigan, et al.
|
| LR-18294 |
Aug. 18, 2003 |
Donald John Christensen, II, Jack E. Uselton, Marc R. Tow, George W. Guttman, Joseph M. Blumenthal, and Mountain Energy, Inc.
|
| LR-18293 |
Aug. 18, 2003 |
Rica Foods et. al.
|
| LR-18292 |
Aug. 18, 2003 |
Sherry L. Gibson
|
| LR-18291 |
Aug. 18, 2003 |
Kevin L. Lawrence, Steven J. Reimer, Michael J. Culp, Larry L. Beaman, Harvey W. Kuiken, Alex Lacson, and Alfonso Lacson, Jr.
|
| LR-18290 |
Aug. 14, 2003 |
Peregrine Systems, Inc.
Release No.: AAER-1845 |
| LR-18289 |
Aug. 14, 2003 |
Raymond L. Kotrozo, Pamela H. Wilson, and Warner Pacific Financial, Inc.
|
| LR-18288 |
Aug. 14, 2003 |
R.J. Reynolds Tobacco Holdings, Inc.
|
| LR-18287 |
Aug. 13, 2003 |
Robert A. Magnan, et al.
|
| LR-18286 |
Aug. 13, 2003 |
David Gane, Jeffrey D. Welsh, Southern Financial Services, Ins., Southern Waste, Inc., dba Strategic Investors Group, Charles T. Tamburello, and Capital Research Group, Inc.
|
| LR-18285 |
Aug. 13, 2003 |
Vladislav Steven Zubkis
|
| LR-18284 |
Aug. 13, 2003 |
Stefan M. Palatin
Release No.: AAER-1841 |
| LR-18283 |
Aug. 12, 2003 |
Morris Weissman
Release No.: AAER-1836 |
| LR-18282 |
Aug. 11, 2003 |
Dianna Blairtorbett a/k/a Dianna Blair Torbett a/k/a Dianna Blair-Torbett, Individually and d/b/a McMinn Consultants, and McMinn Consultants, Limited
|
| LR-18281 |
Aug. 8, 2003 |
John R. Powell
|
| LR-18280 |
Aug. 8, 2003 |
Unistar Financial Service Corp., Marc A. Sparks, F. Jeffrey Nelson, Phillip H. Clayton, Dino A. Romano, Cynthia Jackson, Intermark Investments, Inc., Turner Holdings, Inc., and Nicole Clayton Caver
|
| LR-18279 |
Aug. 8, 2003 |
Conrad Diaz |
| LR-18278 |
Aug. 7, 2003 |
Scott Alexander Gryskiewicz |
| LR-18277 |
Aug. 7, 2003 |
WorldCom, Inc.
Release No.: AAER-1834 |
| LR-18276 |
Aug. 7, 2003 |
David Andrew Hilton and Stephen Scott Lowber
Release No.: AAER-1833 |
| LR-18275 |
Aug. 6, 2003 |
Oliver Hilsenrath and David S. Klarman
Release No.: AAER-1831 |
| LR-18274 |
Aug. 6, 2003 |
First Florida Communications, Inc.
|
| LR-18273 |
Aug. 6, 2003 |
Raymond C. Mohr
|
| LR-18272 |
Aug. 6, 2003 |
Tel-One, Inc.
|
| LR-18271 |
Aug. 5, 2003 |
Alexander H. Edwards, III
Release No.: AAER-1828 |
| LR-18270 |
Aug. 4, 2003 |
Nutrition Superstores.com, Inc., Advanced Wound Care, Inc. and Wayne Santini
|
| LR-18269 |
Aug. 4, 2003 |
Franchise Direct, Inc. and Andrew W. Doney
|
| LR-18268 |
Aug. 4, 2003 |
Quintek Technologies, Inc., Panamed Corp., and Thomas W. Sims
|
| LR-18267 |
Aug. 4, 2003 |
John Wayne Zidar, et al.
|
| LR-18266 |
July 31, 2003 |
Dwarka P. Rathi and Charles H. Pennington |
| LR-18265 |
July 31, 2003 |
Discover Capital Holdings Corp., et al. |
| LR-18264 |
July 30, 2003 |
Mark Fisch and Edward Gregory |
| LR-18263 |
July 30, 2003 |
Richardson, et al. |
| LR-18262 |
July 30, 2003 |
Louis W. Ratfield |
| LR-18261 |
July 30, 2003 |
Danis Yadegar-Mooshiabadi |
| LR-18260 |
July 29, 2003 |
Merrill Scott & Associates, Ltd. |
| LR-18259A |
July 30, 2003 |
Joseph Lloyd Norris, Mark Gray Coleman, Magellan Ccommunications Group, LLC, and Northern Lights Financial, LLC |
| LR-18258 |
July 29, 2003 |
Global Asset Parters, Ltd., Global Services Group, LLC, Global Internet Fund Group, Inc., William L. Haynes and Relief Defendant, Centurion International, LLC. |
| LR-18257 |
July 29, 2003 |
System Software Associates, Inc., Roger Covey and Joseph Skadra |
| LR-18256 |
July 28, 2003 |
U.S. Enviromental, Inc. |
| LR-18255 |
July 28, 2003 |
Timothy J. Potter and George R. Potter |
| LR-18254 |
July 28, 2003 |
Ryan J. Fontaine and Simpleton Holdings Corporation a/k/a Signature Investments Hedge Fund |
| LR-18253 |
July 28, 2003 |
Glen W. Hilker, Larry M. Baker , Project Dacono LLC and HB Investors LLC, and relief defendants HSB Development Co. LLC, Westco Investment & Finance, Inc., TriCord LLC and Brookshire Development Co. LLC |
| LR-18252 |
July 28, 2003 |
J.P. Morgan Chase & Co. |
| LR-18251 |
July 25, 2003 |
Tecumseh Holdings Corporation, et al. |
| LR-18250 |
July 25, 2003 |
Edward Fruchtenbaum |
| LR-18249 |
July 24, 2003 |
Investment Technology, Inc. et al. |
| LR-18248 |
July 24, 2003 |
Schield Management Company and Marshall L. Schield |
| LR-18247 |
July 23, 2003 |
Michael Lauer, Lancer Management Group, LLC, and Lancer Management Group II, LLC |
| LR-18246 |
July 23, 2003 |
Marvin W. Goldstein |
| LR-18245 |
July 23, 2003 |
The Gaming Factory, Inc., et al. |
| LR-18244 |
July 23, 2003 |
Paul A. Spray, Thomas E. Loyd, Marc Barhonovich, et al. |
| LR-18243 |
July 22, 2003 |
Philip R. Gratz |
| LR-18242 |
July 22, 2003 |
Jay Gilbertson, Albert Bergonzi and Dominick Derosa
Release No.: AAER-1818 |
| LR-18241 |
July 22, 2003 |
Rent-Way, Inc., et al.
Release No.: AAER-1816 |
| LR-18240 |
July 21, 2003 |
Securities And Exchange Commission v. Health Maintenance Centers, Inc., Znetix, Inc., Cascade Pointe of Arizona, LLC, Cascade Pointe of Nevis, LLC, Kevin L. Lawrence, Donovan C. Claflin, Clifford G. Baird, Bainbridge Human Performance Centers, PLLC, Kimberly Alexander, Bonnie M. Couch, Stacy Gray, and Vicki L. Lawrence |
| LR-18239 |
July 18, 2003 |
Going Platinum, Inc., et al.
|
| LR-18238 |
July 18, 2003 |
Carl Stevens, et al. |
| LR-18237 |
July 18, 2003 |
William L. Brotherton and International Business Consortium, Inc.
|
| LR-18236 |
July 18, 2003 |
Lawrence Artz
|
| LR-18235 |
July 17, 2003 |
Charles E. Dickerson
|
| LR-18234 |
July 17, 2003 |
Daniel D. Dyer And Oxbow Capital Partners, LLC
|
| LR-18233 |
July 17, 2003 |
Marada Global Corp., et al.
|
| LR-18232 |
July 17, 2003 |
Joseph F. Doody
|
| LR-18231 |
July 16, 2003 |
Discover Capital Holdings Corp., et al.
|
| LR-18230 |
July 14, 2003 |
Kevin Kirkpatrick
|
| LR-18229 |
July 14, 2003 |
Carnegie International Corporation, et al.
Release No.: AAER-1813 |
| LR-18228 |
July 11, 2003 |
Robert Snyder, AlphaCom, Inc., James Stamp, and Gary Kendron
|
| LR-18227 |
July 10, 2003 |
William Clark Davis
|
| LR-18226 |
July 10, 2003 |
Michael Lauer, Lancer Management Group, LLC, and Lancer Management Group II, LLC, Defendants, and Lancer Offshore, Inc., Lancer Partners, LP, Omifund, Ltd., LSPV, Inc., and LSPV, LLC, Relief Defendants
|
| LR-18225 |
July 10, 2003 |
Web Hosting Headquarters Partnership, Donald E. Rhoades, Kenneth R. Grossfeld, Wayne L. Prichason, Eduardo Villar, and Karyn Miller, et al.
|
| LR-18224 |
July 10, 2003 |
Web Hosting Headquarters Partnership, Donald E. Rhoades, Kenneth R. Grossfeld, Wayne L. Prichason, Eduardo Villar, and Karyn Miller, et al.
|
| LR-18223 |
July 10, 2003 |
Americash-Inc.com, Inc., National Business Concepts, Inc. d/b/a Americash, Norman Benjamin and World Business Systems LLC d/b/a World Business Systems, Inc.
|
| LR-18222 |
July 10, 2003 |
Discover Capital Holdings Corp., et al.
|
| LR-18221 |
July 8, 2003 |
John E. Brinker, Jr., Gary J. Bentz, et al |
| LR-18220 |
July 7, 2003 |
Jerry A. Womack |
| LR-18219 |
July 7, 2003 |
WorldCom Inc.
Release No.: AAER-1811 |
| LR-18218 |
July 7, 2003 |
Tanner, et al. |
| LR-18217 |
July 7, 2003 |
Benjamin Franklin Cook et al. |
| LR-18216 |
July 7, 2003 |
Jean Baptiste Jean Pierre, Gabriel Toks Pearse and Darius L. Lee |
| LR-18215 |
July 7, 2003 |
Benjamin Franklin Cook et al. |
| LR-18214 |
July 3, 2003 |
Peter W. Chabot, Chabot Investments, Inc., Sirens Investments, Inc., Sirens Synergy, The Synergy Fund, LLC |
| LR-18213 |
July 3, 2003 |
Claude Lefebvre et al. |
| LR-18212 |
July 3, 2003 |
Dennis Herula et al. |
| LR-18211 |
July 3, 2003 |
G. Christopher Scoggin |
| LR-18210 |
July 2, 2003 |
WorldCom Inc.
Release No.: AAER-1810 |
| LR-18209 |
July 2, 2003 |
David Malmstedt and Mark Huetteman |
| LR-18208 |
July 2, 2003 |
K.C. Smith |
| LR-18207 |
July 1, 2003 |
EK-1, Inc. and Stephen Lee Adlman |
http://www.sec.gov/litigation/litreleases/lit3q03.shtml
|
