|
|
Litigation Releases - Third Quarter 2002
Release No. |
Date |
Action |
LR-17757 |
Sept. 30, 2002 |
Capital Acquisitions, Inc., et al. |
LR-17756 |
Sept. 30, 2002 |
Allen Z. Wolfson, Mervyn A. Phelan, David Wolfson, Kevin Kirkpatrick, Robert H. Pozner, John R. Chapman, Mervyn A. Phelan, Jr., Craig H. Brown, John W. Cruickshank, Jr., BonnieJean C. Tippetts, Feng Shui Consultants, Inc. (formerly World Alliance Consulting, Inc.), A-Z Professional Consultants Retirement Trust, Inc., AZW Irrevocable Trust, Salomon Grey Financial Corporation, Angelo Paul Koupas, Kyle Rowe, and Christopher Roundtree |
LR-17755 |
Sept. 30, 2002 |
David S. Heredia and Raylen Parra |
LR-17754 |
Sept. 30, 2002 |
American Financial Group of Aventura, Inc., et al. |
LR-17753 |
Sept. 26, 2002 |
David F. Myers |
LR-17752 |
Sept. 26, 2002 |
Barry M. Budilov and Raymond J. Green |
LR-17751 |
Sept. 26, 2002 |
Starcash, et al. |
LR-17750 |
Sept. 26, 2002 |
Jeffrey C. Hays, Marlen V. Johnson, and James M. Nilsson |
LR-17749 |
Sept. 26, 2002 |
The Gaming Factory Inc., et al. |
LR-17748 |
Sept. 26, 2002 |
Marada Global Corporation, et al. |
LR-17747 |
Sept. 26, 2002 |
Marada Global Corporation, et al. |
LR-17746 |
Sept. 26, 2002 |
William P. Trainor, Vincent D. Celentano, Medical Diagnostic Products, Inc. (f/k/a Novatek International, Inc.), Karen Losordo, Diane M. Trainor, Daniel J. Trainor, Geraldine Trainor and Mary N. Celentano |
LR-17745 |
Sept. 25, 2002 |
John Giesecke, Jr., Joseph J. Shew and John Desimone |
LR-17744 |
Sept. 25, 2002 |
Dynegy Inc. |
LR-17741 |
Sept. 24, 2002 |
Composite Holdings, Inc., aka Composite Industries, Inc. fka World Homes, Inc., and Merle Ferguson |
LR-17740A |
Sept. 24, 2002 |
Basic Capital Management, Inc. and Gene E. Phillips (amended) |
LR-17739 |
Sept. 24, 2002 |
Asthma Disease Management, Inc., George H. Young, Richard A. Manini, Richard B. Anderson, and Colleen Erin Kelly Bishop |
LR-17738 |
Sept. 20, 2002 |
Alfred M. Lemcke, et al. |
LR-17737 |
Sept. 19, 2002 |
Dennis Herula et al. |
LR-17736 |
Sept. 19, 2002 |
Motorcar Parts and Accessories, Inc. and Peter Bromberg |
LR-17735 |
Sept. 18, 2002 |
J. Scott Eskind, Lorus Investments, Inc., and Capital Management Fund, Limited Partnership |
LR-17734 |
Sept. 18, 2002 |
Stephen L. Holden, Scott Skooglund, Kuldershan S. Padda, and Stephan C. Beal |
LR-17733 |
Sept. 18, 2002 |
Harvey R. Dobrow and Lawrence M. Dobrow |
LR-17732 |
Sept. 17, 2002 |
Mark E. Rice d/b/a Primex Capital, et al. |
LR-17731 |
Sept. 17, 2002 |
Ronald K. Randolph, individually and d/b/a International Polymers Works |
LR-17730 |
Sept. 17, 2002 |
Isaac Sofair and Landway Estates, Inc. |
LR-17729 |
Sept. 17, 2002 |
Claude Lefebvre |
LR-17728 |
Sept. 16, 2002 |
Louis M. Lazorwitz, J. Charles Reives, and Tri-Star Investment Group, L.L.C. a/k/a Tri-Star Investment Group, Defendants, and Lazor, Ltd., Relief Defendant |
LR-17727 |
Sept. 16, 2002 |
Hollywood Trenz, Inc., Edward R. Showalter |
LR-17726 |
Sept. 16, 2002 |
Charles R. Homa, Michael Gause, et al. |
LR-17725 |
Sept. 13, 2002 |
J. Scott Eskind, Lorus Investments, Inc., and Capital Management Fund, Limited Partnership |
LR-17724 |
Sept. 12, 2002 |
Edward R. Voccola |
LR-17723 |
Sept. 12, 2002 |
Elfindepan, S.A., et al. |
LR-17722 |
Sept. 12, 2002 |
L. Dennis Kozlowski, Mark H. Swartz and Mark A. Belnick |
LR-17721 |
Sept. 11, 2002 |
Paul A. Spray, Thomas E. Loyd, Marc Barhonovich, et al. |
LR-17720 |
Sept. 11, 2002 |
Tanner, et al. |
LR-17719 |
Sept. 11, 2002 |
Donne Corporation, Sherman S. Smith, Shawn Smith, and Bruce Anderson |
LR-17718 |
Sept. 10, 2002 |
Yervant David Lepejian |
LR-17717 |
Sept. 10, 2002 |
Marlen V. Johnson |
LR-17716 |
Sept. 10, 2002 |
Shoreline Development Company, Todd J. Taylor, Derek K. Gradwell, Paul A. Barrios III, Dennis P. O'Connell, Jr., Epic Consulting Services, Inc., Coastal Resources, Inc., Northstar Acquisitions and Holdings, Inc., Shoreline Holdings and Acquisitions, Inc. and Spartan Consulting, Inc. |
LR-17715 |
Sept. 6, 2002 |
Harral Dunbar, Jr., Individually and d/b/a Ghost International |
LR-17714 |
Sept. 5, 2002 |
Financial Warfare Club, Inc., Financial Warfare, Inc., Financial Warfare Club, Inc., Covenant EcoNet, Inc., Marcus D. Dukes and Teresa Hodge |
LR-17713 |
Sept. 5, 2002 |
Eric E. Resteiner, et al. |
LR-17712 |
Sept. 5, 2002 |
Ronald K. Mahabir et al. |
LR-17711 |
Sept. 4, 2002 |
Fred Albert Schluep |
LR-17710 |
Sept. 4, 2002 |
Albert Dunlap et al. |
LR-17709 |
Sept. 4, 2002 |
Thomas S. Hughes |
LR-17708 |
Sept. 4, 2002 |
Buettner et al. |
LR-17707 |
Sept. 3, 2002 |
Steven M. Bolla |
LR-17706 |
Aug. 30, 2002 |
Michael I. Nnebe, Nelson C. Walker, Hildreth J. Fleming, Jr., Steven S. Bocchino, Daniel M. Coyle, Jr., and Luis Colon, Jr. |
LR-17705 |
Aug. 30, 2002 |
James Murphy, Robert Lockwood and Gilboa Peretz |
LR-17704 |
Aug. 29, 2002 |
Thomas Carter |
LR-17703 |
Aug. 29, 2002 |
Ira J. Gaines, individually and d/b/a Wrigley Drive Partners and Morten Avenue Partners |
LR-17702 |
Aug. 28, 2002 |
Shoreline Development Company, Todd J. Taylor, Derek K. Gradwell, Paul A. Barrios III, Dennis P. O'Connell, Jr., Epic Consulting Services, Inc., Coastal Resources, Inc., Northstar Acquisitions and Holdings, Inc., Shoreline Holdings and Acquisitions, Inc. and Spartan Consulting, Inc. |
LR-17701 |
Aug. 27, 2002 |
William H. Rinehart, Jonathan A. Beck, and Kevin P. Clark |
LR-17700 |
Aug. 27, 2002 |
Michael W. Foti |
LR-17699 |
Aug. 26, 2002 |
John Gomersall and Barry McGriff |
LR-17698 |
Aug. 23, 2002 |
Fidelity Petroleum Corp. and Robert R. McClanahan |
LR-17697 |
Aug. 23, 2002 |
Michael Mooney |
LR-17696 |
Aug. 22, 2002 |
David I. Namer |
LR-17695 |
Aug. 22, 2002 |
Northstar Network, Inc., Timothy J. Buzzelli and David Dutton, Defendants, and Sheila Dutton, Relief Defendant |
LR-17694 |
Aug. 21, 2002 |
eConnect, Thomas S. Hughes, Richard Epstein, and Alliance Equities, Inc. |
LR-17693 |
Aug. 21, 2002 |
John C. Willy, Jr. |
LR-17692 |
Aug. 21, 2002 |
Michael J. Kopper |
LR-17691 |
Aug. 20, 2002 |
Gary A. Eisenberg |
LR-17690 |
Aug. 20, 2002 |
G. Christopher Scoggin |
LR-17689 |
Aug. 20, 2002 |
Investco, Inc., et al. |
LR-17688 |
Aug. 20, 2002 |
Slocum, Gordon & Co., et al. |
LR-17687 |
Aug. 20, 2002 |
William P. Sauer, James M. Jordon and Phil D. Kerley |
LR-17686 |
Aug. 16, 2002 |
Kevin J. Morrison, et al. |
LR-17685 |
Aug. 15, 2002 |
Rhino Ecosystems, Inc., et al.; COI Solutions, Inc., et al.; Uncommon Media Group, Inc., et al.; Jeffrey R. Senger, Brad M. Nirenberg, and Norman Piatti |
LR-17684 |
Aug. 15, 2002 |
Lei Wang |
LR-17683 |
Aug. 15, 2002 |
Texon Energy Corporation, Lonestar Petroleum Corporation, James E. Hammonds aka Jake Hammonds aka Jake Davis and Barry V. Reed |
LR-17682 |
Aug. 15, 2002 |
American Prometheus Corp., James P. Norville and Mabel R. Norville |
LR-17681 |
Aug. 15, 2002 |
The Strategies Group, Inc. and Stuart A. Slonin |
LR-17680 |
Aug. 15, 2002 |
Timothy P. Horne |
LR-17679 |
Aug. 14, 2002 |
Platinum Investment Corp., et al. |
LR-17678 |
Aug. 13, 2002 |
Tanner, et al. |
LR-17677 |
Aug. 13, 2002 |
Tradamax Group, Inc., Pattinson Hayton, and Conrad Diaz |
LR-17676 |
Aug. 12, 2002 |
Mark Schultz |
LR-17675 |
Aug. 9, 2002 |
Ardian Finance Group, et al. |
LR-17674 |
Aug. 9, 2002 |
Jeffrey D. Chandler and Randall Jordon |
LR-17673a |
Aug. 13, 2002 |
Environmental Solutions Worldwide, Inc., et al. |
LR-17672 |
Aug. 9, 2002 |
Texon Energy Corporation, Lonestar Petroleum Corporation, James E. Hammonds aka Jake Hammonds aka Jake Davis and Barry V. Reed |
LR-17671 |
Aug. 9, 2002 |
David G. Sherman, John L. Clark, and Sarah E. Hume |
LR-17670 |
Aug. 9, 2002 |
eConnect, Thomas S. Hughes, Richard Epstein, and Alliance Equities, Inc. |
LR-17669 |
Aug. 9, 2002 |
Andrew P. Bodnar, Thomas E. Buck, and CBT-Ohio, Ltd. |
LR-17668 |
Aug. 9, 2002 |
Chimneyville Investments Group, Inc. and Joseph Randolph Belew |
LR-17667 |
Aug. 8, 2002 |
Richard F. Rubin, et al. |
LR-17666 |
Aug. 8, 2002 |
Hoover and Hoover Capital Management, Inc. |
LR-17665 |
Aug. 7, 2002 |
Gary Stephen Joiner, Grant W. Peck, Dean Frederick Sessions, and Mark Allen Disalvo |
LR-17664 |
Aug. 7, 2002 |
Health Maintenance Centers, Inc., Znetix, Inc., Cascade Pointe of Arizona, LLC, Cascade Pointe of Nevis, LLC, Kevin L. Lawrence, Donovan C. Claflin, Clifford G. Baird, Bainbridge Human Performance CLLC, Kimberly Alexander, Bonnie M. Couch, Stacy Gray, and Vicki L. Lawrence |
LR-17663 |
Aug. 6, 2002 |
Ardian Finance Group et al. |
LR-17662 |
Aug. 6, 2002 |
Joseph C. Palerm |
LR-17661 |
Aug. 6, 2002 |
America In Line Corporation, America In Line of Mount Sinai, Inc. and Peter Riccardo |
LR-17660 |
Aug. 6, 2002 |
Ephone, Inc., et al. |
LR-17659 |
Aug. 6, 2002 |
Intracom Corporation, Hyperbaric Systems, Inc., Surgica Corporation, Alfred Braunberger, Harry Masuda, Louis Matson, Larry Bryant, Comco, Inc. and Paul Marotta |
LR-17658 |
Aug. 6, 2002 |
Heritage Film Group, LLC, et al. |
LR-17657 |
Aug. 5, 2002 |
Kirk I. Koskella, O. Jay Neeley and ELTC Limited |
LR-17656 |
Aug. 5, 2002 |
Church Extension of the Church of God, Inc., United Management Services, Inc., James Perry Grubbs and Shearon Louis Jackson |
LR-17655 |
Aug. 2, 2002 |
James Vincent O'Brien and Traders Access Center, Inc. |
LR-17654 |
Aug. 2, 2002 |
James R. Harrold, Franklin Management and Consulting, LLC, Accipter, LLC, Franklin Asset Management and Consulting, LLC, Franklin Management and Consulting, Inc., and Concord Development Group, LLC. |
LR-17653 |
Aug. 2, 2002 |
Michael Paloma, Matthew Bardasian and Desert Winds Entertainment Corp |
LR-17652 |
Aug. 2, 2002 |
Claude Lefebvre et al. |
LR-17651 |
Aug. 1, 2002 |
Douglas A. Murphy, David G. Kay and Lawrence H. Theriot |
LR-17650 |
Aug. 1, 2002 |
Thomas M. Durkin and John E. Orin, Jr. |
LR-17649 |
Aug. 1, 2002 |
Anthony Chrysikos and Michael Martello |
LR-17648 |
Aug. 1, 2002 |
John R. Boyd, and Christopher Curbello |
LR-17647 |
Aug. 1, 2002 |
National Presto Industries, Inc. |
LR-17646 |
Jul. 31, 2002 |
Hitsgalore.com, Inc., Stephen J. Bradford, Life Foundation Trust and Jeanette B. Wilcher |
LR-17645 |
Jul. 31, 2002 |
Michael A. Ofstedahl, et al. |
LR-17644 |
Jul. 31, 2002 |
Quest Capital Strategies, Inc. and David Chen Yu |
LR-17643 |
Jul. 31, 2002 |
Platinum Investment Corp. |
LR-17642 |
Jul. 31, 2002 |
Steven M. Bolla, Washington Investment Network, Susan Bolla and Robert Radano |
LR-17641 |
Jul. 31, 2002 |
Roys Poyiadjis and Lycourgos Kyprianou and AremisSoft Corp. et al. |
LR-17640 |
Jul. 31, 2002 |
Robert N. Rooks, John W. Duffell III, and Charles E. Yost II |
LR-17639 |
Jul. 30, 2002 |
Scott S. Fraser and SparkLIST.com |
LR-17638 |
Jul. 30, 2002 |
American Financial Group of Aventura, Inc., David H. Siegel and American Wealth Management of Aventura, Inc. |
LR-17637 |
Jul. 30, 2002 |
Andrew L. Pope |
LR-17636 |
Jul. 30, 2002 |
Arjun Sekhri, Amolak Sehgal, Pratima Rajan, Fuad Dow, Gordon W. Cochrane, Martin L. Thifault, Rohina Sharma, and Sharad Kapoor, Defendants, and Mahendar Sekhri And Sharda Sekhri, relief defendants |
LR-17635 |
Jul. 30, 2002 |
Resource Development International, LLC, et al. |
LR-17634 |
Jul. 29, 2002 |
Scorpion Technologies, Inc., et al. |
LR-17633 |
Jul. 26, 2002 |
Dennis Herula, et al. |
LR-17632 |
Jul. 25, 2002 |
Arjun Sekhri, Amolak Sehgal, Pratima Rajan, Fuad Dow, Gordon W. Cochrane, Martin L. Thifault, Rohina Sharma, and Sharad Kapoor, defendants, and Mehendar Sekhri and Sharda Sekhri, relief defendants |
LR-17631 |
Jul. 25, 2002 |
Oxford Health Plans, Inc. |
LR-17630 |
Jul. 24, 2002 |
Michael L. Smirlock and LASER Advisers, Inc., |
LR-17629 |
Jul. 24, 2002 |
Edward J. Smith and Robert W. Banning |
LR-17628 |
Jul. 24, 2002 |
Joseph Sidoryk, Gary L. Camp, Todd Camp and Thomas J. Siska, |
LR-17627 |
Jul. 24, 2002 |
Joseph Sidoryk, Gary L. Camp, Todd Camp and Thomas J. Siska |
LR-17627 |
Jul. 24, 2002 |
Adelphia Communications Corporation, John J. Rigas, Timothy J. Rigas, Michael J. Rigas, James P. Rigas, James R. Brown, and Michael C. Mulcahey |
LR-17626 |
Jul. 23, 2002 |
Robert E. Cohen, et al. |
LR-17625 |
Jul. 23, 2002 |
IBF Collateralized Finance Corporation, et al. |
LR-17624 |
Jul. 22, 2002 |
Hugh Thrasher, John H. Anderson, Ezra Chammah, Stanley Elbaum, Scott Forbes, Gullermo Gomez a/k/a William Gomez, Stephen V. R. Goodhue, Jr., Ira Gorman, Gorman Commodities & Securities, Inc., Jonathan S. Hirsh, Ronald Kuznetsky, Darrell Sandy Marsh, Jack P. Marsh, Michael R. Newman, Roger K. Odwak, Angelo Petrotto, Lee Rosenblatt, Robert Sacks, Jeffrey A. Sanker, David Schaen, Leonard Schaen, Julian Schor, Gregg R. Shawzin and Mark R. Shawzin |
LR-17623 |
Jul. 22, 2002 |
Church Extension of the Church of God, Inc., United Management Services, Inc., James Perry Grubbs and Shearon Louis Jackson |
LR-17622 |
Jul. 17, 2002 |
Richard S. Berger |
LR-17621 |
Jul. 17, 2002 |
Gregory A. Hinkson |
LR-17620 |
Jul. 17, 2002 |
Ernest Frank Cossey; TLC Investments & Trade Co., TLC America, Inc. dba Brea Development Company, TLC Brokerage, Inc., dba TLC Marketing, TLC Development, Inc., TLC Real Properties RLLP-l, Cloud & Associates Consulting, Inc., Ernest F. Cossey, Gary W. Williams, and Thomas G. Cloud |
LR-17619 |
Jul. 17, 2002 |
Ronald K. Mahabir, et al. |
LR-17618 |
Jul. 16, 2002 |
William M. Ucherek |
LR-17617 |
Jul. 16, 2002 |
William J. Tishman, et al. |
LR-17616 |
Jul. 16, 2002 |
Camilo Pereira a/k/a Camilo Agasim-Pereira |
LR-17615 |
Jul. 15, 2002 |
Tel-One, Inc., et al. |
LR-17614 |
Jul. 15, 2002 |
American Automation, Inc., Kendyll R. Horton, Hazel A. Horton, et al. |
LR-17613 |
Jul. 15, 2002 |
Health Maintenance Centers, Inc., Znetix, Inc., Cascade Pointe of Arizona, LLC, Cascade Pointe of Nevis, LLC, Kevin L. Lawrence, Donovan C. Claflin, Clifford G. Baird, Bainbridge Human Performance Centers, PLLC, Kimberly Alexander, Bonnie M. Couch, Stacy Gray, and Vicki L. Lawrence |
LR-17612 |
Jul. 15, 2002 |
Scott K. Ginsburg |
LR-17611 |
Jul. 12, 2002 |
Intelliquis International, Inc., Mark W. Tippets, David A. Jones and Kevin E. Orton |
LR-17610 |
Jul. 12, 2002 |
Richard T. Taylor, et al. |
LR-17609 |
Jul. 12, 2002 |
Michael D. Richmond, et al. |
LR-17608 |
Jul. 12, 2002 |
Terry V. Koontz, et al. |
LR-17607 |
Jul. 11, 2002 |
Texon Energy Corporation, Lonestar Petroleum Corporation, James E. Hammonds aka Jake Hammonds aka Jake Davis and Barry V. Reed |
LR-17606 |
Jul. 11, 2002 |
Sebastian International Enterprises, Inc., Ferdinand Ben Sabastian, III, and Jan L. Sebastian |
LR-17605 |
Jul. 10, 2002 |
Amouyal, et al. |
LR-17604 |
Jul. 9, 2002 |
William H. Black, et al. |
LR-17603 |
Jul. 9, 2002 |
Save the World Air, Inc. et al. |
LR-17602 |
Jul. 9, 2002 |
Mitchell H. Cushing |
LR-17601 |
Jul. 8, 2002 |
Frederick Brandau, Raphael "Ray" Levy and Jeffrey Paine |
LR-17600 |
Jul. 8, 2002 |
FoneCash, Inc., and Daniel E. Charboneau |
LR-17599 |
Jul. 3, 2002 |
Janice A. Loef |
LR-17598 |
Jul. 3, 2002 |
Von Christopher Cummings, Paramount Financial Partners, L.P., Paramount Capital Management, LLC, John A. Ryan, Kevin L. Grandy and James Curtis Conley |
LR-17597 |
Jul. 3, 2002 |
Barry L. Saffer |
LR-17596 |
Jul. 2, 2002 |
Jay S. Laveson |
LR-17595 |
Jul. 1, 2002 |
W.J. Nolan & Co., Inc. |
http://www.sec.gov/litigation/litreleases/lit3q02.shtml
|