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Litigation Releases - Second Quarter 1999
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| Release No. |
Date |
Action |
| LR-16202 |
June 30, 1999 |
Arjun Sekhri, Amolak Sehgal,
Pratima Rajan, Fuad Dow, Gordon W. Cochrane, Martin L. Thifault, Rohina
Sharma, and Sharad Kapoor, Defendants, and Mahendar Sekhri and Sharda
Sekhri, Relief Defendants |
| LR-16201
|
June 30, 1999 |
Edward J. Paradis, Jr. and Walter
R. Snyder |
| LR-16200
|
June 29, 1999 |
Bruce D. Cowen |
| LR-16199
|
June 29, 1999 |
Michelle Nguyen, Lisa Nguyen and
Hao Vu |
| LR-16198 |
June 29, 1999 |
Raymond G. Kolts |
| LR-16197 |
June 28, 1999 |
First National Entertainment
Corp., Milton J. Verret, Ricky D. Busby, Michael D. Swingler, Richard C.
Maestre, Auburn R. Busby, and Michael B. Byrd |
| LR-16196
|
June 28, 1999 |
Euro Security Fund, Mario Merello,
Fabrizio Pessina, Coim Sa, Francesco Marotta, Pictet & Cie-Geneva,
Giovanni Piacitelli, Pierre Bottinelli, Ron Sleegers, International
Structures Consulting B.V., Urs Heller, Mrs. Urs Heller, Meindert
Panagiotis Hakkert, Franck Hakkert, H.J.M. De Boer, C.J. Broekema, E.H.
Van Geenen, Hendrik Marinus Bouwmeester, Hans P. Romanesko, Mrs. A.
Verkaik, and one or more unknown purchasers of Common Stock of Elsag
Bailey Process Automation |
| LR-16195 |
June 25, 1999 |
Clarence Wayne Cook, Brian E.
Causey, Haven Quest and Cayman South International, Inc. |
| LR-16194
|
June 23, 1999 |
John R. Manion, Rocco J. Anselmo,
James L. Rammelt, Ivan Kron, Donald S. Italia and William E. Sklar |
| LR-16193
|
June 23, 1999 |
Donald B. Wohl |
| LR-16192
|
June 22, 1999 |
Global Financial Traders, Ltd., et
al. |
| LR-16191
|
June 18, 1999 |
Betty Ann Rubin et al. |
| LR-16190 |
June 16, 1999 |
David E. Houge |
| LR-16189
|
June 16, 1999 |
Christopher Wolf |
| LR-16188
|
June 15, 1999 |
Goran Heden, et al. |
| LR-16187 |
June 15, 1999 |
Brian Patrick Burns, Jr., Albert
Joseph Pandolfi and Stanley Alvin Pandolfi |
| LR-16186
|
June 11, 1999 |
Howard v. Everex Systems, Inc. |
| LR-16185 |
June 10, 1999 |
Lorraine K. Cassano |
|
LR-16184
|
June 10, 1999 |
Daniel T. Todt et al. |
| LR-16183
|
June 10, 1999 |
Herbert Emanuel Woll; |
| LR-16182
|
June 9, 1999 |
Mehl Biophile International
Corporation |
| LR-16181 |
June 9, 1999 |
Michael W. Ribant |
| LR-16180 |
June 9, 1999 |
John C. Rockett, et al. |
| LR-16179 |
June 8, 1999 |
Lewis Allen Rivlin, Edwin Earl
Huling III, and Alfred Huascar Velarde, As Defendants; and Z-Finance,
S.A., Anthony P. Zioudas, Hedley Finance Ltd., Christian Dante, and
Chrysanthos Chrysostomou, As Relief Defendants |
| LR-16178
|
June 7, 1999 |
Jay Marcus and Dana Marcus |
| LR-16177
|
June 7, 1999 |
Mitchell Cairo |
| LR-16176 |
June 4, 1999 |
Redbank Petroleum, Inc., Ameritech
Petroleum Inc., Lyric International, Inc., Brent A. Wagman and Margaret
F. Swinney |
| LR-16175
|
June 3, 1999 |
Keith Knutsson, Defendant and Kaldi, Inc., Relief Defendant |
| LR-16174 |
June 4, 1999 |
Green Oasis Environmental, Inc.,
William D. Carraway, Raymond C. O'Brien and Ronald V. Reece, Defendants,
and Mary Ann Carraway |
| LR-16173 |
June 3, 1999 |
Richard H. Ference and Kevin J.
Kirkbride |
| LR-16172
|
June 3, 1999 |
Shirley Maynard Hawkins |
| LR-16171 |
June 2, 1999 |
Patrick L. Antrim, David Hudson III,
Loretta Antrim and Michael S. Whitney |
| LR-16170
|
June 2, 1999 |
Emanuel Pinez et al. |
| LR-16169
|
May 28, 1999 |
Friendly Power Co., LLC, Friendly
Power Co., Inc., Friendly Power Franchise Co., Scott J. Levine, Sabrina
Levine and Dwight Stephens |
| LR-16168 |
May 28, 1999 |
Glen Eugene Miller, Rich Barlow,
LD&B Management, Inc., Acquire Venture Fund Group, Lori Miller,
Reflex Body & Fitness, LLC, and Canyon Rim, LLC |
| LR-16167 |
May 27, 1999 |
Physicians Guardian Unit Investment
Trust, et al. |
| LR-16166 |
May 26, 1999 |
Consumer Plus, L.C., Palmer Research
and Development, and David R. Palmer |
| LR-16165
|
May 27, 1999 |
Home Shopping Partners, Telsys
Communications, Inc., and Eleazer I. Heracleopolis |
| LR-16164 |
May 27, 1999 |
Joseph Sutton, Isaac Sutton, Michael
Goldberg, Steven Weissman, and Mitchell Goldberg |
| LR-16163
|
May 27, 1999 |
Hartley T. Bernstein |
| LR-16162
|
May 27, 1999 |
HGI, Inc., Mark Hanna, Brian
Scanlon, Stephen Palumbo, Angelo John Bosco, Thomas Fede, Shane Ferras,
Scott Follett, Joseph Tuozzo, Steven Arevalo, Steven Hanna, Paul
Karkenny, Robert Palumbo, and Raymond Saulon |
| LR-16161 |
May 26, 1999 |
Lorraine K. Cassano, et al. |
| LR-16160 |
May 25, 1999 |
Richard Goettlich, et al. |
| LR-16159 |
May 24, 1999 |
The Barr Financial Group, Inc. and
Alfred E. Barr |
| LR-16158 |
May 21, 1999 |
Derryl W. Peden |
| LR-16157 |
May 20, 1999 |
William E. Willoughby |
| LR-16156 |
May 20, 1999 |
Ramon R. Obod |
| LR-16155
|
May 20, 1999 |
Gateway Technologies, Inc., The
Cheyenne Holding Corp., Randolph S. Ross and Timothy J. Kavanagh |
| LR-16154 |
May 19, 1999 |
Funding Resources Group, et al. |
| LR-16153 |
May 19, 1999 |
Marshall Neil Craig Ronald, Rudolf
Alexander Victor Linschoten A/K/A Rudolf Van Lin or Dr. Rudolf
Van Lin, and Frieda G. Freitas |
| LR-16152
|
May 19, 1999
|
Cavanagh, et al. |
| LR-16151 |
May 18, 1999 |
Bharat Kotecha and Arnon Isaacson |
| LR-16150 |
May 18, 1999 |
Nichi Capital, Ltd., Olawande
A.Agunloye, Wise Choice Discount Brokerage, Inc., Ralph Anteby, and
Brian Walfish,and Strategic Risk Management as relief defendant |
| LR-16149 |
May 17, 1999 |
Nicholas L. Geranio and California
Laser Company |
| LR-16148 |
May 17, 1999 |
Klein Maus & Shire Inc., the
United States Financial Group Inc., Mohammad Ali Khan and Asim Sain
Kohli |
| LR-16147 |
May 14, 1999 |
Anthony J. Marino et al. |
| LR-16146 |
May 14, 1999 |
Waldron & Co., Inc., and Cery B.
Perle |
| LR-16145 |
May 14, 1999 |
Randall Smith Kulhmann, et al. |
| LR-16144
|
May 14, 1999 |
Titan Petroleum Corp., Magnum
Petroleum Enterprises, Inc., Magnum Oil & Petroleum, Inc., Natale L.
Montozzi and Philip Leitner |
| LR-16143 |
May 13, 1999 |
Marshall Neil Craig Ronald, Rudolf
Alexander Victor Linschoten A/K/A Rudolf Van Lin or Dr. Rudolf Van Lin,
and Frieda G. Freitas |
| LR-16142 |
May 13, 1999 |
David A. Colvin; Intellinet
Publishing, Inc.; Intellinet Holding Group, Inc.; Medical Advantage,
Inc.; Lamelli, Inc. a/k/a Lamelli Medical Technology, Inc.; Wall Street
Researcg Company, Inc.; Job Kjell Hovik; Lamar Ellis; and John Larson
a/k/a John St. John |
| LR-16141 |
May 13, 1999 |
Jonathan C. Papa, Papa Holdings,
Inc., Ponzu V, Inc., Ponzu VI, Inc., Express 1, Inc., and Papa Exp 2,
Inc. |
| LR-16140 |
May 11, 1999 |
Thoedore O. Pollard |
| LR-16139 |
May 11, 1999 |
HDG Investment Corporation and Paul J. Edwards |
| LR-16138 |
May 11, 1999 |
Abacus International Holding Corp.
and Arthur Agustin |
| LR-16137 |
May 11, 1999 |
David Abramson |
| LR-16136 |
May 11, 1999 |
Peter Roor, et al. |
| LR-16135 |
May 11, 1999 |
Future Strategies Srl |
| LR-16134
|
May 11, 1999 |
Richard J. Briden |
| LR-16133 |
May 11, 1999 |
Jason R. Rosenthal |
| LR-16132 |
May 5, 1999 |
Theodore O. Pollard and World
Investment Network, Ltd. |
| LR-16131a |
May 4, 1999 |
Gilbert A. Zwetsch and James H.
Ridinger |
| LR-16130 |
May 3, 1999 |
Herbert Emanuel Woll |
| LR-16129 |
April 30, 1999 |
Scott L. Klion, individually and
DBA Cen-Tex Alchemy Guild, and Elizabeth Alaniz |
| LR-16128
|
April 29, 1999 |
Richard Carlos Powelson,
individually and DBA PBS Trust, Roger Frederick Kline, and Bryan Paul
Shortsleeve |
| LR-16127
|
April 29, 1999 |
Ashok K. Chalaka and Deepak N.
Kulkarni |
| LR-16126 |
April 27, 1999 |
Michael A. Todd, Kim J. Brown,
Jerry L. Aubrey, Gary Jason McCrory, Gary L. Cleverly, Calvin J. Calvin,
and Todd J. Taylor |
| LR-16125
|
April 27, 1999 |
First National Entertainment Corp.,
Milton J. Verret, Ricky D. Busby, Michael D. Swingler, Richard C.
Maestre, Auburn R. Busby, and Michael B. Byrd;First National
Entertainment Corp., Milton J. Verret, Ricky D. Busby, Michael D.
Swingler, Richard C. Maestre, Auburn R. Busby, and Michael B. Byrd |
| LR-16124 |
April 26, 1999 |
Bharat Kotecha and Arnon Isaacson |
| LR-16123
|
April 26, 1999 |
Maven Capital Corporation, et. al. |
| LR-16122
|
April 23, 1999 |
Ronnie R. Neihart and Synvion
Corporation |
| LR-16121
|
April 22, 1999 |
Enserco, Inc., d/b/a Energy Service
Compnay, John P. Brink, Anthony J. Leo and Frank Bravo, Jr. |
| LR-16120
|
April 22, 1999 |
Lennox Investment Group, Ltd.,
Active International, Inc., Randall W. Law, James F. Wardell, Monica M.
Iles, Frank L. Peitz, and Daniel B. Benson |
| LR-16119
|
April 22, 1999 |
Edward Arnold Patterson |
| LR-16118
|
April 22, 1999 |
Anthony J. Marino, Gregory C.
Johnson, Richard Ames Higgins, Mousa International, AJM Global, and
Consortio Intranacional |
| LR-16117
|
April 21, 1999 |
Gary D. Hoke, Jr. |
| LR-16116
|
April 21, 1999 |
Grady A. Sanders and Erica J. Hull |
| LR-16115
|
April 21, 1999 |
Mark A. DeSimone and James Shields |
| LR-16114
|
April 21, 1999 |
Randolph W. Lenz |
| LR-16113
|
April 20, 1999 |
Leonard Rosenberg, Jack Silver, and
SG Investment Family Limited Partnership |
| LR-16112
|
April 14, 1999 |
Benjamin Franklin Cook,
individually and DBA Dennel Finance Limited, Gerald Lee Pate, Ellsworth,
Wayne McLaws and Alan Clagg, et al. |
| LR-16111
|
April 7, 1999 |
Whitworth Energy Resources, Ltd.,
et al. |
| LR-16110
|
April 9, 1999 |
Lazarus R. Long (a/k/a Howard
Turney), individually and doing business as New Utopia |
| LR-16109
|
April 8, 1999 |
CBT-Ohio, Ltd., Andrew P. Bodnar,
Thomas E. Buck, Michael P. Keating and Keating Advisory Group |
| LR-16108
|
April 7, 1999 |
Alpha Diversified Industries, Inc.,
Ralph W. Leblanc, and Robert M. Bingham |
| LR-16107
|
April 7, 1999 |
First California Capital Markets
Group, Inc., H. Michael Richardson and Derrick P. Dumont |
| LR-16106
|
April 6, 1999 |
James Michael Cogley, et al. |
| LR-16105
|
April 5, 1999 |
David W. Hall, et al. |
| LR-16104
|
April 2, 1999 |
Michael D. Richmond, individually,
Michael D. Richmond d/b/a Liberty Network, Royal Meridian International
Bank, Meridian Monetary Services, Inc., William Duke, Meridian
Management Services, LLC., K. Bruce Nuckols, Anthony Garry, Thomas
Connolly, and as Relief Defendants, Zone Productions, Inc., Terry Koontz
and Marianne Clark and Linda Mitchell as Trustees for Purr Trust |
| LR-16103
|
April 2, 1999 |
Michael Cardascia and Strathmore
Equity Services, Inc. |
http://www.sec.gov/litigation/litreleases/lit2q99.shtml
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