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Litigation Releases - Second Quarter 2004

Current Litigation Releases

Archives: 1995-2004

Release No. Date Action
LR-18773 Jun. 30, 2004 Dennis A. Bakal, et al.
Other Release No.: AAER-2048
LR-18772 Jun. 30, 2004 Eduardo Masferrer, Juan Carlos Bernace and John M.R. Jacobs
LR-18771 Jun. 29, 2004 Virtual Cash Card LLC d/b/a Virtual Cash, Eric L. Turner, Kenneth M. May, Omni Advertising, Inc., Anthony Joseph Pinone (Defendants) and Virtual Cash Card International, Inc., Omni Advertising and Marketing, Inc., Kenance Consulting, Inc. (Relief Defendants)
LR-18770 Jun. 29, 2004 Camilo Pereira a/k/a Camilo Agasim-Pereira
LR-18769 Jun. 29, 2004 James Mulhearn, Damian Delgado, and Adrian Balboa
LR-18768 Jun. 29, 2004 Darren Silverman and Matthew Brenner
LR-18767 Jun. 29, 2004 Geek Securities, Inc., Geek Advisors, Inc., Kautilya "Tony" Sharma, and Neal R. Wadhwa
LR-18766 Jun. 29, 2004 Siebel Systems, Inc., Kenneth A. Goldman and Mark D. Hanson
LR-18765 Jun. 28, 2004 Measurement Specialties, Inc., and Kirk J. Dischino
Other Release No.: AAER-2046
LR-18764 Jun. 28, 2004 Frederick W. Wall
LR-18763 Jun. 24, 2004 Guillermo Garcia Simon, et al.
LR-18762 Jun. 24, 2004 J. Thomas Talbot
LR-18761 Jun. 24, 2004 FairPax.com, FairPax, Inc. and John Does 1-5
LR-18760 Jun. 23, 2004 Gemstar-TV Guide International, Inc.
Other Release No.: AAER-2045
LR-18759 Jun. 23, 2004 Wilmington Trust Company
LR-18758 Jun. 22, 2004 Arthur A. Goodwin, William J. Burke and Christopher P. Whalen
Other Release No.: AAER-2044
LR-18757 Jun. 22, 2004 Michael L. Hershey, Robert D. Lear, Landis Associates, LLC, And Tremont Medical, Inc.
LR-18756 Jun. 21, 2004 Helvetia Pharmaceuticals, Inc., Richard A. Anders, Nicholas Bachynsky, Arthur Scheinert, and Laurence Dean
LR-18755 Jun. 21, 2004 Augustine M. Cruciotti
Other Release No.: AAER-2043
LR-18754 Jun. 21, 2004 Steven L. Haggerty
Other Release No.: AAER-2042
LR-18753 Jun. 17, 2004 Bruce Hill, et al.
Other Release No.: AAER-2038
LR-18752 Jun. 17, 2004 Kenneth R. Ward
LR-18751 Jun. 17, 2004 Victor Jacobowitz, et al.
Other Release No.: AAER-2037
LR-18750 Jun. 17, 2004 Thomas M. Gibson, et al.
LR-18749 Jun. 17, 2004 Conrad P. Seghers And James R. Dickey
LR-18748 Jun. 16, 2004 Prabhat K. Goyal
Other Release No.: AAER-2036
LR-18747 Jun. 16, 2004 C+ Capital Management, LLC & Won Charlie Yi
LR-18746 Jun. 16, 2004 Fiore J. Gallucci, Ronald A. Manzo, and Gary B. Taffet
LR-18745A Jun. 16, 2004 Beacon Hill Asset Management LLC, John D. Barry, Thomas P. Daniels, John M. Irwin, and Mark P. Miszkiewicz, Defendants, and Beacon Hill Master, Ltd., Bristol Fund, Ltd., Safe Harbor Fund L.P., Safe Harbor Asset Management LLC, Milestone Plus Partners L.P., Milestone Global Advisors, L.P., Nancy Daniels, Marie Irwin, Ellen Lynch, and Jennifer Tindell
LR-18744 Jun. 14, 2004 John P. Miller
Other Release No.: AAER-2035
LR-18743 Jun. 10, 2004 Ives Health Co. Inc., M. Keith Ives, Michael Harrison and James Kosta
LR-18742 Jun. 10, 2004 Frederick David Jones and Mark Godden
LR-18741 Jun. 9, 2004 i2 Technologies, Inc.
Other Release No.: AAER-2034
LR-18740 Jun. 9, 2004 Schering-Plough Corporation
LR-18739 Jun. 9, 2004 Greg Waring and Craig Treloar
Other Release No.: AAER-2031
LR-18738 Jun. 4, 2004 Geek Securities, Inc., Geek Advisors, Inc., Kautilya "Tony" Sharma, and Neal R. Wadhwa
LR-18737 Jun. 4, 2004 Scott Alexander Gryskiewicz
LR-18736 Jun. 3, 2004 Leonard Alexander Ruge, et al.
LR-18735 Jun. 3, 2004 Global Timber Corporation, Stephen J. Sand, Jose F. Garcia, Jonathon Bentley-Stevens, David A. Kirk, and Pamela J. Vega
LR-18734 Jun. 3, 2004 Symbol Technologies, Inc., Tomo Razmilovic, Kenneth Jaeggi, Leonard Goldner, Brian Burke, Michael DeGennaro, Frank Borghese, Christopher DeSantis, James Heuschneider, Gregory Mortenson, James Dean and Robert Donlon
Other Release No.: AAER-2029
LR-18733 Jun. 2, 2004 Paul Melvin Henson, Jr. and Lance Turner Fair
Other Release No.: AAER-2028
LR-18732 Jun. 1, 2004 Del Global Technologies Corp., Inc., Leonard A. Trugman, Michael H. Taber, David Engel, Seymour Rubin, and David Michael
Other Release No.: AAER-2027
LR-18731 Jun. 1, 2004 Eric Tyra, Scott Wynne, Peter Berman, and Scott Carey
Other Release No.: AAER-2026
LR-18730 Jun. 1, 2004 Motorcar Parts & Accessories, Inc, and Peter Bromberg
LR-18729 May 28, 2004 C+ Capital Management, LLC & Won Charlie Yi
LR-18728 May 27, 2004 Frank M. Bergonzi, Martin L. Grass, And Franklin C. Brown
Other Release No.: AAER-2024
LR-18727 May 26, 2004 Frank M. Bergonzi, Martin L. Grass, and Franklin C. Brown
Other Release No.: AAER-2023
LR-18726 May 25, 2004 Thomas A. Sebastian
Other Release No.: AAER-2022
LR-18725 May 25, 2004 John A. Furutani
LR-18724 May 24, 2004 D.W. Heath & Associates, Inc., Private Capital Management, Inc., Private Collateral Management, Inc., PCM Fixed Income Fund I, LLC, Daniel William Heath, and Denis Timothy O'Brien
LR-18723 May 24, 2004 Ocumed Group, Inc., Alfred R. Caggia and Louise A. Cummings
Other Release No.: AAER-2021
LR-18722 May 21, 2004 Donald A. English, et al. and E-Biz Ventures, et al.
LR-18721 May 20, 2004 Michael J. Rivers And Thomas E. Hall
LR-18720 May 20, 2004 Gabor S. Acs and Penny King Holdings, Inc.
LR-18719 May 19, 2004 Daniel D. Dyer and Oxbow Capital Partners, LLC
LR-18718 May 19, 2004 LNB Bancorp, Inc., Gary C. Smith, Thomas P. Ryan, Gerald S. Falcon and Thomas H. Eschke
LR-18717 May 19, 2004 Paula H. Rieker
Release No.: AAER-2018
LR-18716 May 18, 2004 Ed Johnson and Merl Holdings, Inc.Com
Release No.: AAER-2017
LR-18715 May 17, 2004 Lucent Technologies Inc., Nina Aversano, Jay Carter, A. Leslie Dorn, William Plunkett, John Bratten, Deborah Harris, Charles Elliott, Vanessa Petrini, Michelle Hayes-Bullock, And David Ackerman

Release No.: AAER-2016
LR-18714 May 17, 2004 Warren Asset Management, LLC, DG Private Investment Fund, LLC, and Weldon R. Warren individually and d/b/a Dynamic Financial Management
LR-18713 May 14, 2004 Brett G. Brubaker and Abraham & Sons Capital, Inc.
LR-18712 May 14, 2004 New Energy Corp., Tor Ewald, Geneva Financial Ltd., Marcelino Colt aka Marcelino Colt Vasquez, Magnum Financial, LLC, Michael S. Manahan, Bld Trust, Barclay Davis, Loretta Davis, Burke T. Maxfield, York Chandler, and Hector Campa Acedo
LR-18711 May 14, 2004 Cosmo Corigliano, Anne M. Pember, Casper Sabatino, and Kevin T. Kearney
Release No.: AAER-2015
LR-18710 May 13, 2004 Toks, Inc. and Ade O. Ogunjobi
LR-18709 May 13, 2004 Luis Giro
LR-18708 May 12, 2004 James J. Farley and Shelley J. Farley
LR-18707 May 12, 2004 Charles Dwain Davis, Jr.
LR-18706 May 12, 2004 James Murphy, Robert Lockwood, Gilboa Peretz
Release No.: AAER-2013
LR-18705 May 12, 2004 Premier Marketing & Investments, Inc., and Nicholas Roblee a/k/a Nicholas Richmond
LR-18704 May 12, 2004 Barry Reed and James Hammonds
LR-18703 May 11, 2004 D.W. Heath & Associates, Inc., Private Capital Management, Inc., Private Collateral Management, Inc., PCM Fixed Income Fund I, LLC, Daniel William Heath, And Denis Timothy O'Brien
LR-18702 May 11, 2004 Sam Leopold, Richard R. Ross, Phillip D. Teal, James T. Montrose, Norman B. Cowgill, Jay S. Ozer, And Bradley J. Schmidt
Release No.: AAER-2012
LR-18701 May 11, 2004 William S. Finkelstein and PricewaterhouseCoopers LLP
Release No.: AAER-2009
LR-18700 May 10, 2004 Emery W. Harris
Release No.: AAER-2004
LR-18699 May 7, 2004 Bruce Hill, et al.
LR-18698 May 6, 2004 Mutual Benefits Corp., et al.
LR-18697 May 6, 2004 PIMCO Advisors Fund Management LLC, PIMCO Advisors Fund Management LLC, PEA Capital LLC f/k/a/ PIMCO Equity Adviors LLC, PIMCO Advisors Distributors LLC, Stephen J. Treadway, and Kenneth W. Corba
LR-18696 May 6, 2004 Van T. Dinh
LR-18695 May 5, 2004 Moore Stephens Chartered Accountants (United Kingdom) and Peter D. Stewart, A Partner, Sanctioned by Institute of Chartered Accountants in England and Wales for Failures in Connection with Audits of Financial Statements Filed with the SEC
Release No.: AAER-2002
LR-18694 May 5, 2004 Chicago D&P, Inc., Patricia Morgen, and Shalom Gibson
LR-18693 May 4, 2004 Michael A. Ofstedahl, et al.
LR-18692 May 4, 2004 Phillip E. White
Release No. AAER-2001
LR-18691 May 4, 2004 Michael W. Gullion in the Matter of Gold Banc Corporation, Inc.
Release No.: AAER-2000
LR-18690 May 4, 2004 Dean S. Thomassen
LR-18689 May 3, 2004 D.W. Heath & Associates, Inc., Private Capital Management, Inc., Private Collateral Management, Inc., and PCM Fixed Income Fund I, LLC, Daniel William Heath, and Denis Timothy O'Brien
LR-18688 Apr. 29, 2004 Barry Richard Kusatzky in the Matter of California Amplifier, Inc
Release No.: AAER-1995
LR-18687 Apr. 29, 2004 Gordon J. Rollert
LR-18686 Apr. 29, 2004 Carnegie International Corporation, et al.
Release No.: AAER-1994
LR-18685 Apr. 28, 2004 Paul Howe Noe, et al.
LR-18684 Apr. 27, 2004 Dennis A. Bakal, et al.
Release No.: AAER-1993
LR-18683 Apr. 27, 2004 Wealth International Network, Andre Brady, et al.
LR-18682 Apr. 27, 2004 James E. Reid
Release No.: AAER-1992
LR-18681 Apr. 26, 2004 Ian L. Renert et al.
LR-18680 Apr. 26, 2004 Larry W. Tyler, Advanced Financial Services, Inc., et al.
LR-18679 Apr. 23, 2004 Wealth International Network, Andre Brady, et al.
LR-18678 Apr. 23, 2004 Frank D. Gruttadauria, DH Strategic Partners, Inc., JYM Trading Trust, Laurene English, Defendants, and Sarah Z. Emamy, Charlie Whiskey, LLC, and Margo Gruttadauria, Relief Defendants
LR-18677 Apr. 23, 2004 National Investment Enterprises and Michael Garian a/k/a Melkon Gharakhanian a/k/a Bika Balian
LR-18676 Apr. 23, 2004 Claude Lefebvre et al.
LR-18675 Apr. 22, 2004 Allen M. Glick et al.
LR-18674A Apr. 22, 2004 William E. Lyons (revised)
LR-18674 Apr. 22, 2004 William E. Lyons
LR-18673 Apr. 22, 2004 Alfred S. Teo, Sr., et al.
LR-18672 Apr. 20, 2004 Capital Acquisitions, Inc, et al.
LR-18671 Apr. 19, 2004 Vincent P. Iannazzo and Milton E. Stanson
LR-18670 Apr. 19, 2004 Timothy R. Heyman and Heyman International, Inc.
LR-18669 Apr. 16, 2004 John Surgent, Barry Abrams, Warren Hemedinger, Scott Piccininni, Paul Tahan, Robert Vitale, Mark Chavez, Sal Puccio, and Victor A. Lessinger
LR-18668 Apr. 16, 2004 Spear & Jackson, Inc., et al.
LR-18667 Apr. 13, 2004 Anthony Dong-Yin Shen, Srinivas Anumolu, Ronald W. Pinto, Deborah J. Breckenridge, and Dominick J. Savino
LR-18666 Apr. 12, 2004 Global Money Management, L.P., LF Global Investments, LLC, and Marvin I. Friedman
LR-18665 Apr. 8, 2004 Ira Zar, David Rivard, and David Kaplan
Release No.: AAER-1988
LR-18664 Apr. 7, 2004 Metropolis Holdings, LLC and Edward Gray
LR-18663 Apr. 7, 2004 Colin Nathanson, individually and doing businesss as Nathanson Investment Trust, Giant Golf Company, Play Big Enterprises, Inc., Starquest Management, Inc., Whitehawk Consulting Group, Inc., Leafhead Consultants, Inc., NetTel Consulting Corp., Yrmac Consulting Services, Inc., and Millennium Technical Group, Inc.
LR-18662 Apr. 7, 2004 CDH & Affiliates, Inc. and C. David Hallman
LR-18661 Apr. 7, 2004 Metropolis Holdings, LLC and Edward Gray
LR-18660 Apr. 7, 2004 Roger A. Householder
LR-18659 Apr. 7, 2004 Timothy R. Heyman and Heyman International, Inc.
LR-18658 Apr. 7, 2004 E. Garrett Bewkes, Jr. and Robert D. Bewkes
LR-18657a Apr. 6, 2004 One or More Unknown Purchasers of Call Options for the Common Stock of InVision Technologies, Inc.
LR-18657 Apr. 5, 2004 One or More Unknown Purchasers of Call Options for the Common Stock of InVision Technologies, Inc.
LR-18656 Apr. 5, 2004 Lawrence O'Shaughnessey, et al.
Release No.: AAER-1986
LR-18655 Apr. 5, 2004 LASV Enterprises, Inc., Robert S. Zaba, Robert B. Abbott, and Warren H. Soloski
LR-18654 Apr. 1, 2004 William W. Freise; David T. Thomson CPA, and David T. Thomson PC
Release No.: AAER-1985
LR-18653 Apr. 1, 2004 Security Trust Company, N.A., Grant D. Seeger, William A. Kenyon, and Nicole McDermott
LR-18652 Apr. 1, 2004 Michael B. Johnson, Michael Johnson & Co., LLC, David C. Skinner, Jr. and American Television and Film Company f/k/a Winners Internet Network, Inc.
Release No.: AAER-1983

http://www.sec.gov/litigation/litreleases/lit2q04.shtml


Modified: 02/14/2005