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Litigation Releases - Second Quarter 2004
| Release No. |
Date |
Action |
| LR-18773 |
Jun. 30, 2004 |
Dennis A. Bakal, et al.
Other Release No.: AAER-2048 |
| LR-18772 |
Jun. 30, 2004 |
Eduardo Masferrer, Juan Carlos Bernace and John M.R. Jacobs |
| LR-18771 |
Jun. 29, 2004 |
Virtual Cash Card LLC d/b/a Virtual Cash, Eric L. Turner, Kenneth M. May, Omni Advertising, Inc., Anthony Joseph Pinone (Defendants) and Virtual Cash Card International, Inc., Omni Advertising and Marketing, Inc., Kenance Consulting, Inc. (Relief Defendants) |
| LR-18770 |
Jun. 29, 2004 |
Camilo Pereira a/k/a Camilo Agasim-Pereira |
| LR-18769 |
Jun. 29, 2004 |
James Mulhearn, Damian Delgado, and Adrian Balboa |
| LR-18768 |
Jun. 29, 2004 |
Darren Silverman and Matthew Brenner |
| LR-18767 |
Jun. 29, 2004 |
Geek Securities, Inc., Geek Advisors, Inc., Kautilya "Tony" Sharma, and Neal R. Wadhwa |
| LR-18766 |
Jun. 29, 2004 |
Siebel Systems, Inc., Kenneth A. Goldman and Mark D. Hanson |
| LR-18765 |
Jun. 28, 2004 |
Measurement Specialties, Inc., and Kirk J. Dischino
Other Release No.: AAER-2046 |
| LR-18764 |
Jun. 28, 2004 |
Frederick W. Wall |
| LR-18763 |
Jun. 24, 2004 |
Guillermo Garcia Simon, et al. |
| LR-18762 |
Jun. 24, 2004 |
J. Thomas Talbot |
| LR-18761 |
Jun. 24, 2004 |
FairPax.com, FairPax, Inc. and John Does 1-5 |
| LR-18760 |
Jun. 23, 2004 |
Gemstar-TV Guide International, Inc.
Other Release No.: AAER-2045 |
| LR-18759 |
Jun. 23, 2004 |
Wilmington Trust Company |
| LR-18758 |
Jun. 22, 2004 |
Arthur A. Goodwin, William J. Burke and Christopher P. Whalen
Other Release No.: AAER-2044 |
| LR-18757 |
Jun. 22, 2004 |
Michael L. Hershey, Robert D. Lear, Landis Associates, LLC, And Tremont Medical, Inc. |
| LR-18756 |
Jun. 21, 2004 |
Helvetia Pharmaceuticals, Inc., Richard A. Anders, Nicholas Bachynsky, Arthur Scheinert, and Laurence Dean |
| LR-18755 |
Jun. 21, 2004 |
Augustine M. Cruciotti
Other Release No.: AAER-2043 |
| LR-18754 |
Jun. 21, 2004 |
Steven L. Haggerty
Other Release No.: AAER-2042 |
| LR-18753 |
Jun. 17, 2004 |
Bruce Hill, et al.
Other Release No.: AAER-2038 |
| LR-18752 |
Jun. 17, 2004 |
Kenneth R. Ward |
| LR-18751 |
Jun. 17, 2004 |
Victor Jacobowitz, et al.
Other Release No.: AAER-2037 |
| LR-18750 |
Jun. 17, 2004 |
Thomas M. Gibson, et al. |
| LR-18749 |
Jun. 17, 2004 |
Conrad P. Seghers And James R. Dickey |
| LR-18748 |
Jun. 16, 2004 |
Prabhat K. Goyal
Other Release No.: AAER-2036 |
| LR-18747 |
Jun. 16, 2004 |
C+ Capital Management, LLC & Won Charlie Yi |
| LR-18746 |
Jun. 16, 2004 |
Fiore J. Gallucci, Ronald A. Manzo, and Gary B. Taffet |
| LR-18745A |
Jun. 16, 2004 |
Beacon Hill Asset Management LLC, John D. Barry, Thomas P. Daniels, John M. Irwin, and Mark P. Miszkiewicz, Defendants, and Beacon Hill Master, Ltd., Bristol Fund, Ltd., Safe Harbor Fund L.P., Safe Harbor Asset Management LLC, Milestone Plus Partners L.P., Milestone Global Advisors, L.P., Nancy Daniels, Marie Irwin, Ellen Lynch, and Jennifer Tindell |
| LR-18744 |
Jun. 14, 2004 |
John P. Miller
Other Release No.: AAER-2035 |
| LR-18743 |
Jun. 10, 2004 |
Ives Health Co. Inc., M. Keith Ives, Michael Harrison and James Kosta |
| LR-18742 |
Jun. 10, 2004 |
Frederick David Jones and Mark Godden |
| LR-18741 |
Jun. 9, 2004 |
i2 Technologies, Inc.
Other Release No.: AAER-2034 |
| LR-18740 |
Jun. 9, 2004 |
Schering-Plough Corporation |
| LR-18739 |
Jun. 9, 2004 |
Greg Waring and Craig Treloar
Other Release No.: AAER-2031 |
| LR-18738 |
Jun. 4, 2004 |
Geek Securities, Inc., Geek Advisors, Inc., Kautilya "Tony" Sharma, and Neal R. Wadhwa |
| LR-18737 |
Jun. 4, 2004 |
Scott Alexander Gryskiewicz |
| LR-18736 |
Jun. 3, 2004 |
Leonard Alexander Ruge, et al. |
| LR-18735 |
Jun. 3, 2004 |
Global Timber Corporation, Stephen J. Sand, Jose F. Garcia, Jonathon Bentley-Stevens, David A. Kirk, and Pamela J. Vega |
| LR-18734 |
Jun. 3, 2004 |
Symbol Technologies, Inc., Tomo Razmilovic, Kenneth Jaeggi, Leonard Goldner, Brian Burke, Michael DeGennaro, Frank Borghese, Christopher DeSantis, James Heuschneider, Gregory Mortenson, James Dean and Robert Donlon
Other Release No.: AAER-2029 |
| LR-18733 |
Jun. 2, 2004 |
Paul Melvin Henson, Jr. and Lance Turner Fair
Other Release No.: AAER-2028 |
| LR-18732 |
Jun. 1, 2004 |
Del Global Technologies Corp., Inc., Leonard A. Trugman, Michael H. Taber, David Engel, Seymour Rubin, and David Michael
Other Release No.: AAER-2027 |
| LR-18731 |
Jun. 1, 2004 |
Eric Tyra, Scott Wynne, Peter Berman, and Scott Carey
Other Release No.: AAER-2026 |
| LR-18730 |
Jun. 1, 2004 |
Motorcar Parts & Accessories, Inc, and Peter Bromberg |
| LR-18729 |
May 28, 2004 |
C+ Capital Management, LLC & Won Charlie Yi |
| LR-18728 |
May 27, 2004 |
Frank M. Bergonzi, Martin L. Grass, And Franklin C. Brown
Other Release No.: AAER-2024 |
| LR-18727 |
May 26, 2004 |
Frank M. Bergonzi, Martin L. Grass, and Franklin C. Brown
Other Release No.: AAER-2023 |
| LR-18726 |
May 25, 2004 |
Thomas A. Sebastian
Other Release No.: AAER-2022 |
| LR-18725 |
May 25, 2004 |
John A. Furutani |
| LR-18724 |
May 24, 2004 |
D.W. Heath & Associates, Inc., Private Capital Management, Inc., Private Collateral Management, Inc., PCM Fixed Income Fund I, LLC, Daniel William Heath, and Denis Timothy O'Brien
|
| LR-18723 |
May 24, 2004 |
Ocumed Group, Inc., Alfred R. Caggia and Louise A. Cummings
Other Release No.: AAER-2021
|
| LR-18722 |
May 21, 2004 |
Donald A. English, et al. and E-Biz Ventures, et al. |
| LR-18721 |
May 20, 2004 |
Michael J. Rivers And Thomas E. Hall |
| LR-18720 |
May 20, 2004 |
Gabor S. Acs and Penny King Holdings, Inc. |
| LR-18719 |
May 19, 2004 |
Daniel D. Dyer and Oxbow Capital Partners, LLC |
| LR-18718 |
May 19, 2004 |
LNB Bancorp, Inc., Gary C. Smith, Thomas P. Ryan, Gerald S. Falcon and Thomas H. Eschke |
| LR-18717 |
May 19, 2004 |
Paula H. Rieker
Release No.: AAER-2018 |
| LR-18716 |
May 18, 2004 |
Ed Johnson and Merl Holdings, Inc.Com
Release No.: AAER-2017 |
| LR-18715 |
May 17, 2004 |
Lucent Technologies Inc., Nina Aversano, Jay Carter, A. Leslie Dorn, William Plunkett, John Bratten, Deborah Harris, Charles Elliott, Vanessa Petrini, Michelle Hayes-Bullock, And David Ackerman
Release No.: AAER-2016 |
| LR-18714 |
May 17, 2004 |
Warren Asset Management, LLC, DG Private Investment Fund, LLC, and Weldon R. Warren individually and d/b/a Dynamic Financial Management |
| LR-18713 |
May 14, 2004 |
Brett G. Brubaker and Abraham & Sons Capital, Inc. |
| LR-18712 |
May 14, 2004 |
New Energy Corp., Tor Ewald, Geneva Financial Ltd., Marcelino Colt aka Marcelino Colt Vasquez, Magnum Financial, LLC, Michael S. Manahan, Bld Trust, Barclay Davis, Loretta Davis, Burke T. Maxfield, York Chandler, and Hector Campa Acedo |
| LR-18711 |
May 14, 2004 |
Cosmo Corigliano, Anne M. Pember, Casper Sabatino, and Kevin T. Kearney
Release No.: AAER-2015 |
| LR-18710 |
May 13, 2004 |
Toks, Inc. and Ade O. Ogunjobi |
| LR-18709 |
May 13, 2004 |
Luis Giro |
| LR-18708 |
May 12, 2004 |
James J. Farley and Shelley J. Farley |
| LR-18707 |
May 12, 2004 |
Charles Dwain Davis, Jr. |
| LR-18706 |
May 12, 2004 |
James Murphy, Robert Lockwood, Gilboa Peretz
Release No.: AAER-2013 |
| LR-18705 |
May 12, 2004 |
Premier Marketing & Investments, Inc., and Nicholas Roblee a/k/a Nicholas Richmond |
| LR-18704 |
May 12, 2004 |
Barry Reed and James Hammonds |
| LR-18703 |
May 11, 2004 |
D.W. Heath & Associates, Inc., Private Capital Management, Inc., Private Collateral Management, Inc., PCM Fixed Income Fund I, LLC, Daniel William Heath, And Denis Timothy O'Brien |
| LR-18702 |
May 11, 2004 |
Sam Leopold, Richard R. Ross, Phillip D. Teal, James T. Montrose, Norman B. Cowgill, Jay S. Ozer, And Bradley J. Schmidt
Release No.: AAER-2012 |
| LR-18701 |
May 11, 2004 |
William S. Finkelstein and PricewaterhouseCoopers LLP
Release No.: AAER-2009 |
| LR-18700 |
May 10, 2004 |
Emery W. Harris
Release No.: AAER-2004 |
| LR-18699 |
May 7, 2004 |
Bruce Hill, et al. |
| LR-18698 |
May 6, 2004 |
Mutual Benefits Corp., et al. |
| LR-18697 |
May 6, 2004 |
PIMCO Advisors Fund Management LLC, PIMCO Advisors Fund Management LLC, PEA Capital LLC f/k/a/ PIMCO Equity Adviors LLC, PIMCO Advisors Distributors LLC, Stephen J. Treadway, and Kenneth W. Corba |
| LR-18696 |
May 6, 2004 |
Van T. Dinh |
| LR-18695 |
May 5, 2004 |
Moore Stephens Chartered Accountants (United Kingdom) and Peter D. Stewart, A Partner, Sanctioned by Institute of Chartered Accountants in England and Wales for Failures in Connection with Audits of Financial Statements Filed with the SEC
Release No.: AAER-2002 |
| LR-18694 |
May 5, 2004 |
Chicago D&P, Inc., Patricia Morgen, and Shalom Gibson |
| LR-18693 |
May 4, 2004 |
Michael A. Ofstedahl, et al. |
| LR-18692 |
May 4, 2004 |
Phillip E. White
Release No. AAER-2001 |
| LR-18691 |
May 4, 2004 |
Michael W. Gullion in the Matter of Gold Banc Corporation, Inc.
Release No.: AAER-2000 |
| LR-18690 |
May 4, 2004 |
Dean S. Thomassen |
| LR-18689 |
May 3, 2004 |
D.W. Heath & Associates, Inc., Private Capital Management, Inc., Private Collateral Management, Inc., and PCM Fixed Income Fund I, LLC, Daniel William Heath, and Denis Timothy O'Brien |
| LR-18688 |
Apr. 29, 2004 |
Barry Richard Kusatzky in the Matter of California Amplifier, Inc
Release No.: AAER-1995 |
| LR-18687 |
Apr. 29, 2004 |
Gordon J. Rollert |
| LR-18686 |
Apr. 29, 2004 |
Carnegie International Corporation, et al.
Release No.: AAER-1994 |
| LR-18685 |
Apr. 28, 2004 |
Paul Howe Noe, et al. |
| LR-18684 |
Apr. 27, 2004 |
Dennis A. Bakal, et al.
Release No.: AAER-1993 |
| LR-18683 |
Apr. 27, 2004 |
Wealth International Network, Andre Brady, et al. |
| LR-18682 |
Apr. 27, 2004 |
James E. Reid
Release No.: AAER-1992 |
| LR-18681 |
Apr. 26, 2004 |
Ian L. Renert et al. |
| LR-18680 |
Apr. 26, 2004 |
Larry W. Tyler, Advanced Financial Services, Inc., et al. |
| LR-18679 |
Apr. 23, 2004 |
Wealth International Network, Andre Brady, et al. |
| LR-18678 |
Apr. 23, 2004 |
Frank D. Gruttadauria, DH Strategic Partners, Inc., JYM Trading Trust, Laurene English, Defendants, and Sarah Z. Emamy, Charlie Whiskey, LLC, and Margo Gruttadauria, Relief Defendants |
| LR-18677 |
Apr. 23, 2004 |
National Investment Enterprises and Michael Garian a/k/a Melkon Gharakhanian a/k/a Bika Balian
|
| LR-18676 |
Apr. 23, 2004 |
Claude Lefebvre et al. |
| LR-18675 |
Apr. 22, 2004 |
Allen M. Glick et al. |
| LR-18674A |
Apr. 22, 2004 |
William E. Lyons (revised) |
| LR-18674 |
Apr. 22, 2004 |
William E. Lyons |
| LR-18673 |
Apr. 22, 2004 |
Alfred S. Teo, Sr., et al.
|
| LR-18672 |
Apr. 20, 2004 |
Capital Acquisitions, Inc, et al.
|
| LR-18671 |
Apr. 19, 2004 |
Vincent P. Iannazzo and Milton E. Stanson
|
| LR-18670 |
Apr. 19, 2004 |
Timothy R. Heyman and Heyman International, Inc.
|
| LR-18669 |
Apr. 16, 2004 |
John Surgent, Barry Abrams, Warren Hemedinger, Scott Piccininni, Paul Tahan, Robert Vitale, Mark Chavez, Sal Puccio, and Victor A. Lessinger |
| LR-18668 |
Apr. 16, 2004 |
Spear & Jackson, Inc., et al. |
| LR-18667 |
Apr. 13, 2004 |
Anthony Dong-Yin Shen, Srinivas Anumolu, Ronald W. Pinto, Deborah J. Breckenridge, and Dominick J. Savino |
| LR-18666 |
Apr. 12, 2004 |
Global Money Management, L.P., LF Global Investments, LLC, and Marvin I. Friedman
|
| LR-18665 |
Apr. 8, 2004 |
Ira Zar, David Rivard, and David Kaplan
Release No.: AAER-1988 |
| LR-18664 |
Apr. 7, 2004 |
Metropolis Holdings, LLC and Edward Gray |
| LR-18663 |
Apr. 7, 2004 |
Colin Nathanson, individually and doing businesss as Nathanson Investment Trust, Giant Golf Company, Play Big Enterprises, Inc., Starquest Management, Inc., Whitehawk Consulting Group, Inc., Leafhead Consultants, Inc., NetTel Consulting Corp., Yrmac Consulting Services, Inc., and Millennium Technical Group, Inc.
|
| LR-18662 |
Apr. 7, 2004 |
CDH & Affiliates, Inc. and C. David Hallman |
| LR-18661 |
Apr. 7, 2004 |
Metropolis Holdings, LLC and Edward Gray |
| LR-18660 |
Apr. 7, 2004 |
Roger A. Householder |
| LR-18659 |
Apr. 7, 2004 |
Timothy R. Heyman and Heyman International, Inc. |
| LR-18658 |
Apr. 7, 2004 |
E. Garrett Bewkes, Jr. and Robert D. Bewkes |
| LR-18657a |
Apr. 6, 2004 |
One or More Unknown Purchasers of Call Options for the Common Stock of InVision Technologies, Inc. |
| LR-18657 |
Apr. 5, 2004 |
One or More Unknown Purchasers of Call Options for the Common Stock of InVision Technologies, Inc. |
| LR-18656 |
Apr. 5, 2004 |
Lawrence O'Shaughnessey, et al.
Release No.: AAER-1986 |
| LR-18655 |
Apr. 5, 2004 |
LASV Enterprises, Inc., Robert S. Zaba, Robert B. Abbott, and Warren H. Soloski
|
| LR-18654 |
Apr. 1, 2004 |
William W. Freise; David T. Thomson CPA, and David T. Thomson PC
Release No.: AAER-1985 |
| LR-18653 |
Apr. 1, 2004 |
Security Trust Company, N.A., Grant D. Seeger, William A. Kenyon, and Nicole McDermott |
| LR-18652 |
Apr. 1, 2004 |
Michael B. Johnson, Michael Johnson & Co., LLC, David C. Skinner, Jr. and American Television and Film Company f/k/a Winners Internet Network, Inc.
Release No.: AAER-1983 |
http://www.sec.gov/litigation/litreleases/lit2q04.shtml
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