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Litigation Releases - Second Quarter 2003
| Release No. |
Date |
Action |
| LR-18206 |
June 30, 2003 |
Homer T. Langrill and Thomas W. Becker |
| LR-18205A |
June 30, 2003 |
Peregrine Systems, Inc.
Release No.: AAER-1808A |
| LR-18205 |
June 30, 2003 |
Peregrine Systems, Inc.
Release No.: AAER-1808 |
| LR-18204 |
June 30, 2003 |
Alfred Louis Vassallo, Jr. aka Bobby Vassallo |
| LR-18203 |
June 26, 2003 |
Nathan A. Chapman, Jr., et al. |
| LR-18202 |
June 26, 2003 |
Gary L. McNaughton, Individually and d/b/a the Haven Equity Company, and Andrew K. Lech |
| LR-18201 |
June 25, 2003 |
Peter J. Webb
Release No.: AAER-1806 |
| LR-18200 |
June 24, 2003 |
Harris Dempsey Ballow, Christopher Harless, Murry Shepherd and Diane L. Johnson |
| LR-18199 |
June 20, 2003 |
Henry C. Yuen and Elsie M. Leung
Release No.: AAER-1805 |
| LR-18198 |
June 20, 2003 |
Terry L. Dowdell, et al. |
| LR-18197 |
June 20, 2003 |
Jon A. Darmstadter |
| LR-18196 |
June 20, 2003 |
Michael Clarke |
| LR-18195 |
June 19, 2003 |
Alexander Ajemian, et al.
Release No.: AAER-1804 |
| LR-18194 |
June 19, 2003 |
Robert Korkuc
Release No.: AAER-1803 |
| LR-18193 |
June 18, 2003 |
John Freeman, James Cooper, Benton Erskine, Anthony Seminara, Norman Lehrman, Linda Karlsen, Timothy Siemers, Norman Grossman, Lawrence Schwartz, Michael Akva, Robert Fricker, Richard Zelman, Bradley Burke, Benjamin Cooper, Chad L. Conner, Deon Benson, Gordon K. Allen, Jr., Jon Geibel, and William H. Borders II |
| LR-18192 |
June 16, 2003 |
American Financial Group of Aventura, Inc., David H. Siegel and Edward M. Chism, Sr. |
| LR-18191 |
June 16, 2003 |
Steven S. Spitzer
Release No.: AAER-1802 |
| LR-18190 |
June 16, 2003 |
Alliance Industries, Peter H. Norman and Donald A. Baillargeon |
| LR-18189 |
June 12, 2003 |
Terry W. Davis
Release No.: AAER-1801 |
| LR-18188 |
June 12, 2003 |
Gene S. Foster, Jamie Olis and Helen C. Sharkey
Release No.: AAER-1800 |
| LR-18187 |
June 10, 2003 |
The Hartcourt Companies, Inc., Alan V. Phan, And Yongzhi Yang |
| LR-18186 |
June 10, 2003 |
Michael Garian a/k/a Melkon Gharakhanian a/k/a Bika Balian |
| LR-18185 |
June 10, 2003 |
Stephen G. Donahue and Donahue Securities Inc. |
| LR-18184 |
June 10, 2003 |
Philip J. Yoder Individually and d/b/a All The Way to the Top |
| LR-18183 |
June 9, 2003 |
Robert L. Bentley, Entrust Group and Bentley Financial Services, Inc. |
| LR-18182 |
June 9, 2003 |
John R. Powell |
| LR-18181 |
June 9, 2003 |
SG Limited |
| LR-18180 |
June 6, 2003 |
Arthur A. Goodwin and William J. Burke
Release No.: AAER-1799 |
| LR-18179 |
June 6, 2003 |
Mary Patten, et al. |
| LR-18178 |
June 6, 2003 |
Alan Brian Bond, Robert I. Spruill and Albriond Capital Management |
| LR-18177 |
June 6, 2003 |
Paul A. Frame and Seitel, Inc. |
| LR-18176 |
June 5, 2003 |
John R. Boyd, and Christopher Curbello |
| LR-18175 |
June 5 2003 |
John Freeman, James Cooper, Benton Erskine, Anthony Seminara, Norman Lehrman, Linda Karlsen, Timothy Siemers, Norman Grossman, Lawrence Schwartz, Michael Akva, Robert Fricker, Richard Zelman, Bradley Burke, Benjamin Cooper, Chad L. Conner, Deon Benson, Gordon K. Allen, Jr., Jon Geibel, and William H. Borders II |
| LR-18174 |
June 5, 2003 |
Paul A. Allaire, G. Richard Thoman, Barry D. Romeril, Philip D. Fishbach, Daniel S. Marchibroda and Gregory B. Tayler
Release No. AAER-1796 |
| LR-18173 |
June 4, 2003 |
Public Communication Services, Inc. n/k/a Sprawlnet.com, Inc., Alfredo Susi and Richard Balber |
| LR-18172 |
June 4, 2003 |
Charles Bayne a/k/a Charles Taylor and Ira Posnansky a/k/a Ira Post |
| LR-18171 |
June 4, 2003 |
Ramiro M. Fernandez-Moris, Daniel S. Lezak, and Ramiro Rafael ("Ray") Fernandez
Release No. AAER-1793 |
| LR-18170 |
June 4, 2003 |
Charles W. McCall
Release No. AAER-1792 |
| LR-18169 |
June 4, 2003 |
Martha Stewart and Peter Bacanovic |
| LR-18168 |
June 3, 2003 |
Thomas G. Brooks |
| LR-18167 |
June 3, 2003 |
Dunyasha M. Yetts, et al. |
| LR-18166 |
June 2, 2003 |
Capital Holdings, L.L.C., et al. |
| LR-18165 |
June 2, 2003 |
J. Scott Eskind, Lorus Investments, Inc., and Capital Management Fund, Limited Partnership |
| LR-18164 |
June 2, 2003 |
Eric I. Tsao |
| LR-18163 |
June 2, 2003 |
Quest Capital Strategies, Inc. and David Chen Yu |
| LR-18162 |
May 30, 2003 |
Umesh Malhotra, Paul Chopra, and David Manigault
AAER Release No. 1791 |
| LR-18161 |
May 28, 2003 |
Corporate Relations Group, Inc., et al. |
| LR-18160 |
May 28, 2003 |
Gregory J. Misfeldt, Gregory L. Tyrer, Jodi L. Knueppel and Mark R. Sonday |
| LR-18159 |
May 28, 2003 |
Bernard Artz |
| LR-18158 |
May 28, 2003 |
Gregory D. Frazier and Stephen A. Hamrick |
| LR-18157 |
May 27, 2003 |
Amplidyne, Inc. and Devendar S. Bains |
| LR-18156 |
May 23, 2003 |
Michael T. Mulligan |
| LR-18155 |
May 22, 2003 |
Edward Gurin, Joshua Gurin, and Trinarc Corporation |
| LR-18154 |
May 21, 2003 |
Frank L. Peitz, Daniel B. Benson, Peter A. Loutos, Sr., Robert D. Paladino, Randall W. Law, and Monica M. Iles |
| LR-18153 |
May 21, 2003 |
BIJ Financial Services d/b/a Molla Investments, New Era Enterprises Company and Brian K. Miles |
| LR-18152 |
May 21, 2003 |
Jeffrey L. Goldberg |
| LR-18151 |
May 20, 2003 |
Greenline Capital Corporation, Merrell W. Williams and Timothy C. Olk |
| LR-18150 |
May 20, 2003 |
David M. Mobley, Sr. et al. |
| LR-18149 |
May 20, 2003 |
John Freeman, James Cooper, Benton Erskine, Anthony Seminara, Norman Lehrman, Linda Karlsen, Timothy Siemers, Norman Grossman, Lawrence Schwartz, Michael Akva, Robert Fricker, Richard Zelman, Bradley Burke, Benjamin Cooper, Chad L. Conner, Deon Benson, Gordon K. Allen, Jr., Jon Geibel, and William H. Borders II |
| LR-18148 |
May 20, 2003 |
David F. Carvajal |
| LR-18147 |
May 19, 2003 |
WorldCom Inc.
Release No. AAER-1785 |
| LR-18146 |
May 19, 2003 |
Refael Shaoulian, Samuel Shaoulian and Rabin Shaoulian |
| LR-18145 |
May 19, 2003 |
Timothy J. Potter and George R. Potter |
| LR-18144 |
May 19, 2003 |
Concentrax, Inc. and Mark Gifford |
| LR-18143 |
May 19, 2003 |
Terry L. Dowdell, et al. |
| LR-18142 |
May 16, 2003 |
Stephen L. Holden, Scott P. Skooglund, Kuldershan S. Padda, and Stephan C. Beal
Release No.: AAER-1784 |
| LR-18141 |
May 16, 2003 |
John Benjamin Stewart, Jr., Stewart Finance Company and Stewart National Finance Company |
| LR-18140 |
May 16, 2003 |
Pension Plans of America, Inc. and Lloyd Benton Sharp |
| LR-18139 |
May 15, 2003 |
Adam Gilburne
Release No.: AAER-1783 |
| LR-18138 |
May 14, 2003 |
Diagnostic Professional Imaging Services, Inc., et.al. |
| LR-18137 |
May 14, 2003 |
Dean S. Thomassen |
| LR-18136 |
May 14, 2003 |
Gary L. Monroe, William J. Rauwerkink, John R. Messinger and Robert T. Bassman
Release No.: AAER-1781 |
| LR-18135 |
May 13, 2003 |
Henry C. Yuen and Elsie Ma Leung |
| LR-18134 |
May 12, 2003 |
eConnect, Thomas S. Hughes, Richard Epstein, and Alliance Equities, Inc. |
| LR-18133 |
May 12, 2003 |
Raymond S. Evans |
| LR-18132 |
May 12, 2003 |
David I. Namer |
| LR-18131 |
May 12, 2003 |
Keith Pietila et al.
Release No.: AAER-1779 |
| LR-18130 |
May 12, 2003 |
K.C. Smith |
| LR-18129 |
May 9, 2003 |
Michael R. Hendrix |
| LR-18128 |
May 8, 2003 |
Metropolis Holdings, LLC and Edward Gray |
| LR-18127 |
May 8, 2003 |
Eagle Building Technologies, Inc. and Anthony Damato
Release No.: AAER-1778 |
| LR-18126 |
May 7, 2003 |
Andrx Corp.
Release No.: AAER-1777 |
| LR-18125 |
May 7, 2003 |
Eddy L. Patterson
Release No.: AAER-1776 |
| LR-18124 |
May 7, 2003 |
Richard M. Ryan |
| LR-18123 |
May 7, 2003 |
Nancy J. Cheal, individually and d/b/a Relief Enterprise, et al. |
| LR-18122 |
May 1, 2003 |
Kevin A. Howard, Michael W. Krautz, Kenneth D. Rice, Joseph Hirko, Kevin P. Hannon, Rex T. Shelby, and F. Scott Yeager |
| LR-18121 |
Apr. 30, 2003 |
Ethan H. Weitz and Robert R. Altman |
| LR-18120 |
Apr. 30, 2003 |
Lawrence O'Shaughnessy, Gary H. Klein, Gary K. Levi and Mark Tucker; Neil R. Cole |
| LR-18119 |
Apr. 29, 2003 |
Kenneth P. Kasarjian and The Kenton Group, Inc. f/k/a Kenton Portfolio Management, Inc. |
| LR-18118 |
Apr. 28, 2003 |
U.S. Bancorp Piper Jaffray Inc. |
| LR-18117 |
Apr. 28, 2003 |
Morgan Stanley & Co. Incorporated |
| LR-18116 |
Apr. 28, 2003 |
Lehman Brothers Inc. |
| LR-18115 |
Apr. 28, 2003 |
Merrill Lynch, Pierce, Fenner & Smith Incorporated; Henry M. Blodget |
| LR-18114 |
Apr. 28, 2003 |
J.P. Morgan Securities Inc. |
| LR-18113 |
Apr. 28, 2003 |
Goldman, Sachs & Co. |
| LR-18112 |
Apr. 28, 2003 |
UBS Warburg LLC |
| LR-18111 |
Apr. 28, 2003 |
Citigroup Global Markets Inc., f/k/a Salomon Smith Barney Inc.; Jack Benjamin Grubman |
| LR-18110 |
Apr. 28, 2003 |
Credit Suisse First Boston LLC, f/k/a Credit Suisse First Boston Corporation |
| LR-18109 |
Apr. 28, 2003 |
Bear, Stearns & Co. Inc. |
| LR-18108 |
Apr. 25, 2003 |
Dale Carone, et al. |
| LR-18107 |
Apr. 25, 2003 |
Richard D. McMullin |
| LR-18103A |
Apr. 25, 2003 |
1st Atlantic Guaranty Corporation |
| LR-18106 |
Apr. 24, 2003 |
Terri R. Scott |
| LR-18105 |
Apr. 24, 2003 |
Global Datatel, Inc., Richard Baker, Mario Habib, and Stuart Bockler |
| LR-18104 |
Apr. 24, 2003 |
Brian Adley et al.
Release No.: AAER-1763 |
| LR-18103 |
Apr. 24, 2003 |
1st Atlantic Guaranty Corporation |
| LR-18102 |
Apr. 24, 2003 |
Kenneth Wilchfort and Marc Rabinowitz |
| LR-18101 |
Apr. 23, 2003 |
Web Hosting Headquarters Partnership, Donald E. Rhoades, Kenneth R. Grossfeld, Wayne L. Prichason, Eduardo Vallar, and Karyn Miller, et al. |
| LR-18100 |
Apr. 23, 2003 |
John C. Bohan, et al. |
| LR-18099 |
Apr. 23, 2003 |
Jui-Teng Lin |
| LR-18098 |
Apr. 23, 2003 |
Jamie P. Piromalli, et al. |
| LR-18097 |
Apr. 22, 2003 |
Timothy J. Potter and George R. Potter |
| LR-18096 |
Apr. 21, 2003 |
David A. Zwick, Todd J. Cohen, and Terrence J. O'Donnell |
| LR-18095 |
Apr. 18, 2003 |
Henry C. Yuen and Elsie Ma Leung |
| LR-18094 |
Apr. 18, 2003 |
Philip R. Gratz |
| LR-18093 |
Apr. 16, 2003 |
Matthew C. Gless
Release No.: AAER-1759 |
| LR-18092 |
Apr. 16, 2003 |
C. Jones & Company, Carter Allen Jones, Timothy J. Miles, Gaylen P. Johnson, and Jonathan Curshen |
| LR-18091 |
Apr. 15, 2003 |
American Healthcare Providers, Inc., Arthur W. Wheeler, Lars M. Kram, Angel L. Lorie Jr., Luis F. Lorie, and Michael Anthony Lester |
| LR-18090 |
Apr. 14, 2003 |
Agora, Inc., Pirate Investor, LLC and Frank Porter Stansberry |
| LR-18089 |
Apr. 14, 2003 |
American Prometheus Corp., James P. Norville and Mabel R. Norville |
| LR-18088 |
Apr. 14, 2003 |
Sierra Brokerage Services, Inc., Richard Geiger, Jeffrey A. Richardson, Aaron Tsai, Michael E. Markow, Global Guarantee Corporation, Francois Goelo, Yongzhi Yang, K&J Consulting, Limited, Ke Luo, M&M Management, Limited, Jerome B. Armstrong |
| LR-18087 |
Apr. 14, 2003 |
Gary L. Moody, Steven R. Moody, Virtual Private Marketplace, Ltd. and Billpay Systems LLC |
| LR-18086 |
Apr. 14, 2003 |
Anthony Chrysikos and Michael Martello |
| LR-18085 |
Apr. 14, 2003 |
Ed Johnson and Merl Holdings, Inc.com |
| LR-18084 |
Apr. 10, 2003 |
Barry Reed and James Hammonds |
| LR-18083 |
Apr. 10, 2003 |
Alexander Naujoks aka Alexander P. Thorn; Exectrek, Inc., a California corporation; ACSports.com, a Delaware corporation; and World Markets Group, Inc., a Delaware corporation |
| LR-18082 |
Apr. 10, 2003 |
Dennis Herula et al. |
| LR-18081 |
Apr. 10, 2003 |
Joshua C. Cantor |
| LR-18080 |
Apr. 10, 2003 |
Geoffrey E. Fitts and William D. Fabri, Sr. |
| LR-18079 |
Apr. 9, 2003 |
Robert R. McClanahan |
| LR-18078 |
Apr. 9, 2003 |
Patrick O. Wheeler, et al. |
| LR-18077 |
Apr. 9, 2003 |
Jeffrey L. Leach, Hubert A. Leach and LMC Assets Corp. |
| LR-18076 |
Apr. 8, 2003 |
Benjamin Rogatinsky and Reuven Rogatinsky |
| LR-18075 |
Apr. 7, 2003 |
Renaissance Capital Management, Inc., NNPD Escrow Holding Company, Inc., Allen Andrescu, Richard Brower, Mark Coates, Vikram Randhawa, and Tejbir Singh, Defendants, and Jon Andrescu, Ana Andrescu, and Magic Knits, Ltd., Relief Defendants |
| LR-18074 |
Apr. 7, 2003 |
John J. Cassese |
| LR-18073 |
Apr. 4, 2003 |
Jeffrey L. Goldberg |
| LR-18072 |
Apr. 4, 2003 |
Carol C. Martino, et al. |
| LR-18071 |
Apr. 4, 2003 |
Robert C. Ingardia |
| LR-18070 |
Apr. 4, 2003 |
Kenneth K. Livesay, Angela C. Ayers, Kay Morgan, Cathy C. Edwards and Virginia B. Valentine
Release No. AAER-1752 |
| LR-18069 |
Apr. 3, 2003 |
Rocky Mountain Energy Corporation, Inc., John N. Ehrman, W. Roderick Johnson, and John W. Ehrman, Jr. (Defendant Solely for Purposes of Equitable Relief) |
| LR-18068 |
Apr. 3, 2003 |
Dianna Blairtorbett a/k/a Dianna Blair Torbett a/k/a Dianna Blair-Torbett, Individually and d/b/a McMinn Consultants, and McMinn Consultants, Limited |
| LR-18067 |
Apr. 3, 2003 |
Richard J. Collins, et. al. |
| LR-18066 |
Apr. 3, 2003 |
Joseph C. Kane, Jr. |
| LR-18065 |
Apr. 2, 2003 |
Vestron Financial Corp., et al. |
| LR-18064 |
Apr. 2, 2003 |
Platinum Investment Corp., et al. |
| LR-18063 |
Apr. 2, 2003 |
Thomas V. Conwell |
| LR-18062 |
Apr. 2, 2003 |
Marada Global Corporation, et al. |
| LR-18061 |
Apr. 1, 2003 |
John B. Lowy |
| LR-18060 |
Apr. 1, 2003 |
Emery Harris
Release No. AAER-1749 |
| LR-18059 |
Apr. 1, 2003 |
William T. Owens and Weston L. Smith
Release No. AAER-1750 |
| LR-18058 |
Apr. 1, 2003 |
Thomas & Betts Corporation, et al.
Release No. AAER-1747 |
http://www.sec.gov/litigation/litreleases/lit2q03.shtml
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