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Litigation Releases - Second Quarter 2003

Current Litigation Releases

Archives: 1995-2004

Release No. Date Action
LR-18206 June 30, 2003 Homer T. Langrill and Thomas W. Becker
LR-18205A June 30, 2003 Peregrine Systems, Inc.
Release No.: AAER-1808A
LR-18205 June 30, 2003 Peregrine Systems, Inc.
Release No.: AAER-1808
LR-18204 June 30, 2003 Alfred Louis Vassallo, Jr. aka Bobby Vassallo
LR-18203 June 26, 2003 Nathan A. Chapman, Jr., et al.
LR-18202 June 26, 2003 Gary L. McNaughton, Individually and d/b/a the Haven Equity Company, and Andrew K. Lech
LR-18201 June 25, 2003 Peter J. Webb
Release No.: AAER-1806
LR-18200 June 24, 2003 Harris Dempsey Ballow, Christopher Harless, Murry Shepherd and Diane L. Johnson
LR-18199 June 20, 2003 Henry C. Yuen and Elsie M. Leung
Release No.: AAER-1805
LR-18198 June 20, 2003 Terry L. Dowdell, et al.
LR-18197 June 20, 2003 Jon A. Darmstadter
LR-18196 June 20, 2003 Michael Clarke
LR-18195 June 19, 2003 Alexander Ajemian, et al.
Release No.: AAER-1804
LR-18194 June 19, 2003 Robert Korkuc
Release No.: AAER-1803
LR-18193 June 18, 2003 John Freeman, James Cooper, Benton Erskine, Anthony Seminara, Norman Lehrman, Linda Karlsen, Timothy Siemers, Norman Grossman, Lawrence Schwartz, Michael Akva, Robert Fricker, Richard Zelman, Bradley Burke, Benjamin Cooper, Chad L. Conner, Deon Benson, Gordon K. Allen, Jr., Jon Geibel, and William H. Borders II
LR-18192 June 16, 2003 American Financial Group of Aventura, Inc., David H. Siegel and Edward M. Chism, Sr.
LR-18191 June 16, 2003 Steven S. Spitzer
Release No.: AAER-1802
LR-18190 June 16, 2003 Alliance Industries, Peter H. Norman and Donald A. Baillargeon
LR-18189 June 12, 2003 Terry W. Davis
Release No.: AAER-1801
LR-18188 June 12, 2003 Gene S. Foster, Jamie Olis and Helen C. Sharkey
Release No.: AAER-1800
LR-18187 June 10, 2003 The Hartcourt Companies, Inc., Alan V. Phan, And Yongzhi Yang
LR-18186 June 10, 2003 Michael Garian a/k/a Melkon Gharakhanian a/k/a Bika Balian
LR-18185 June 10, 2003 Stephen G. Donahue and Donahue Securities Inc.
LR-18184 June 10, 2003 Philip J. Yoder Individually and d/b/a All The Way to the Top
LR-18183 June 9, 2003 Robert L. Bentley, Entrust Group and Bentley Financial Services, Inc.
LR-18182 June 9, 2003 John R. Powell
LR-18181 June 9, 2003 SG Limited
LR-18180 June 6, 2003 Arthur A. Goodwin and William J. Burke
Release No.: AAER-1799
LR-18179 June 6, 2003 Mary Patten, et al.
LR-18178 June 6, 2003 Alan Brian Bond, Robert I. Spruill and Albriond Capital Management
LR-18177 June 6, 2003 Paul A. Frame and Seitel, Inc.
LR-18176 June 5, 2003 John R. Boyd, and Christopher Curbello
LR-18175 June 5 2003 John Freeman, James Cooper, Benton Erskine, Anthony Seminara, Norman Lehrman, Linda Karlsen, Timothy Siemers, Norman Grossman, Lawrence Schwartz, Michael Akva, Robert Fricker, Richard Zelman, Bradley Burke, Benjamin Cooper, Chad L. Conner, Deon Benson, Gordon K. Allen, Jr., Jon Geibel, and William H. Borders II
LR-18174 June 5, 2003 Paul A. Allaire, G. Richard Thoman, Barry D. Romeril, Philip D. Fishbach, Daniel S. Marchibroda and Gregory B. Tayler
Release No. AAER-1796
LR-18173 June 4, 2003 Public Communication Services, Inc. n/k/a Sprawlnet.com, Inc., Alfredo Susi and Richard Balber
LR-18172 June 4, 2003 Charles Bayne a/k/a Charles Taylor and Ira Posnansky a/k/a Ira Post
LR-18171 June 4, 2003 Ramiro M. Fernandez-Moris, Daniel S. Lezak, and Ramiro Rafael ("Ray") Fernandez
Release No. AAER-1793
LR-18170 June 4, 2003 Charles W. McCall
Release No. AAER-1792
LR-18169 June 4, 2003 Martha Stewart and Peter Bacanovic
LR-18168 June 3, 2003 Thomas G. Brooks
LR-18167 June 3, 2003 Dunyasha M. Yetts, et al.
LR-18166 June 2, 2003 Capital Holdings, L.L.C., et al.
LR-18165 June 2, 2003 J. Scott Eskind, Lorus Investments, Inc., and Capital Management Fund, Limited Partnership
LR-18164 June 2, 2003 Eric I. Tsao
LR-18163 June 2, 2003 Quest Capital Strategies, Inc. and David Chen Yu
LR-18162 May 30, 2003 Umesh Malhotra, Paul Chopra, and David Manigault
AAER Release No. 1791
LR-18161 May 28, 2003 Corporate Relations Group, Inc., et al.
LR-18160 May 28, 2003 Gregory J. Misfeldt, Gregory L. Tyrer, Jodi L. Knueppel and Mark R. Sonday
LR-18159 May 28, 2003 Bernard Artz
LR-18158 May 28, 2003 Gregory D. Frazier and Stephen A. Hamrick
LR-18157 May 27, 2003 Amplidyne, Inc. and Devendar S. Bains
LR-18156 May 23, 2003 Michael T. Mulligan
LR-18155 May 22, 2003 Edward Gurin, Joshua Gurin, and Trinarc Corporation
LR-18154 May 21, 2003 Frank L. Peitz, Daniel B. Benson, Peter A. Loutos, Sr., Robert D. Paladino, Randall W. Law, and Monica M. Iles
LR-18153 May 21, 2003 BIJ Financial Services d/b/a Molla Investments, New Era Enterprises Company and Brian K. Miles
LR-18152 May 21, 2003 Jeffrey L. Goldberg
LR-18151 May 20, 2003 Greenline Capital Corporation, Merrell W. Williams and Timothy C. Olk
LR-18150 May 20, 2003 David M. Mobley, Sr. et al.
LR-18149 May 20, 2003 John Freeman, James Cooper, Benton Erskine, Anthony Seminara, Norman Lehrman, Linda Karlsen, Timothy Siemers, Norman Grossman, Lawrence Schwartz, Michael Akva, Robert Fricker, Richard Zelman, Bradley Burke, Benjamin Cooper, Chad L. Conner, Deon Benson, Gordon K. Allen, Jr., Jon Geibel, and William H. Borders II
LR-18148 May 20, 2003 David F. Carvajal
LR-18147 May 19, 2003 WorldCom Inc.
Release No. AAER-1785
LR-18146 May 19, 2003 Refael Shaoulian, Samuel Shaoulian and Rabin Shaoulian
LR-18145 May 19, 2003 Timothy J. Potter and George R. Potter
LR-18144 May 19, 2003 Concentrax, Inc. and Mark Gifford
LR-18143 May 19, 2003 Terry L. Dowdell, et al.
LR-18142 May 16, 2003 Stephen L. Holden, Scott P. Skooglund, Kuldershan S. Padda, and Stephan C. Beal
Release No.: AAER-1784
LR-18141 May 16, 2003 John Benjamin Stewart, Jr., Stewart Finance Company and Stewart National Finance Company
LR-18140 May 16, 2003 Pension Plans of America, Inc. and Lloyd Benton Sharp
LR-18139 May 15, 2003 Adam Gilburne
Release No.: AAER-1783
LR-18138 May 14, 2003 Diagnostic Professional Imaging Services, Inc., et.al.
LR-18137 May 14, 2003 Dean S. Thomassen
LR-18136 May 14, 2003 Gary L. Monroe, William J. Rauwerkink, John R. Messinger and Robert T. Bassman
Release No.: AAER-1781
LR-18135 May 13, 2003 Henry C. Yuen and Elsie Ma Leung
LR-18134 May 12, 2003 eConnect, Thomas S. Hughes, Richard Epstein, and Alliance Equities, Inc.
LR-18133 May 12, 2003 Raymond S. Evans
LR-18132 May 12, 2003 David I. Namer
LR-18131 May 12, 2003 Keith Pietila et al.
Release No.: AAER-1779
LR-18130 May 12, 2003 K.C. Smith
LR-18129 May 9, 2003 Michael R. Hendrix
LR-18128 May 8, 2003 Metropolis Holdings, LLC and Edward Gray
LR-18127 May 8, 2003 Eagle Building Technologies, Inc. and Anthony Damato
Release No.: AAER-1778
LR-18126 May 7, 2003 Andrx Corp.
Release No.: AAER-1777
LR-18125 May 7, 2003 Eddy L. Patterson
Release No.: AAER-1776
LR-18124 May 7, 2003 Richard M. Ryan
LR-18123 May 7, 2003 Nancy J. Cheal, individually and d/b/a Relief Enterprise, et al.
LR-18122 May 1, 2003 Kevin A. Howard, Michael W. Krautz, Kenneth D. Rice, Joseph Hirko, Kevin P. Hannon, Rex T. Shelby, and F. Scott Yeager
LR-18121 Apr. 30, 2003 Ethan H. Weitz and Robert R. Altman
LR-18120 Apr. 30, 2003 Lawrence O'Shaughnessy, Gary H. Klein, Gary K. Levi and Mark Tucker; Neil R. Cole
LR-18119 Apr. 29, 2003 Kenneth P. Kasarjian and The Kenton Group, Inc. f/k/a Kenton Portfolio Management, Inc.
LR-18118 Apr. 28, 2003 U.S. Bancorp Piper Jaffray Inc.
LR-18117 Apr. 28, 2003 Morgan Stanley & Co. Incorporated
LR-18116 Apr. 28, 2003 Lehman Brothers Inc.
LR-18115 Apr. 28, 2003 Merrill Lynch, Pierce, Fenner & Smith Incorporated; Henry M. Blodget
LR-18114 Apr. 28, 2003 J.P. Morgan Securities Inc.
LR-18113 Apr. 28, 2003 Goldman, Sachs & Co.
LR-18112 Apr. 28, 2003 UBS Warburg LLC
LR-18111 Apr. 28, 2003 Citigroup Global Markets Inc., f/k/a Salomon Smith Barney Inc.; Jack Benjamin Grubman
LR-18110 Apr. 28, 2003 Credit Suisse First Boston LLC, f/k/a Credit Suisse First Boston Corporation
LR-18109 Apr. 28, 2003 Bear, Stearns & Co. Inc.
LR-18108 Apr. 25, 2003 Dale Carone, et al.
LR-18107 Apr. 25, 2003 Richard D. McMullin
LR-18103A Apr. 25, 2003 1st Atlantic Guaranty Corporation
LR-18106 Apr. 24, 2003 Terri R. Scott
LR-18105 Apr. 24, 2003 Global Datatel, Inc., Richard Baker, Mario Habib, and Stuart Bockler
LR-18104 Apr. 24, 2003 Brian Adley et al.
Release No.: AAER-1763
LR-18103 Apr. 24, 2003 1st Atlantic Guaranty Corporation
LR-18102 Apr. 24, 2003 Kenneth Wilchfort and Marc Rabinowitz
LR-18101 Apr. 23, 2003 Web Hosting Headquarters Partnership, Donald E. Rhoades, Kenneth R. Grossfeld, Wayne L. Prichason, Eduardo Vallar, and Karyn Miller, et al.
LR-18100 Apr. 23, 2003 John C. Bohan, et al.
LR-18099 Apr. 23, 2003 Jui-Teng Lin
LR-18098 Apr. 23, 2003 Jamie P. Piromalli, et al.
LR-18097 Apr. 22, 2003 Timothy J. Potter and George R. Potter
LR-18096 Apr. 21, 2003 David A. Zwick, Todd J. Cohen, and Terrence J. O'Donnell
LR-18095 Apr. 18, 2003 Henry C. Yuen and Elsie Ma Leung
LR-18094 Apr. 18, 2003 Philip R. Gratz
LR-18093 Apr. 16, 2003 Matthew C. Gless
Release No.: AAER-1759
LR-18092 Apr. 16, 2003 C. Jones & Company, Carter Allen Jones, Timothy J. Miles, Gaylen P. Johnson, and Jonathan Curshen
LR-18091 Apr. 15, 2003 American Healthcare Providers, Inc., Arthur W. Wheeler, Lars M. Kram, Angel L. Lorie Jr., Luis F. Lorie, and Michael Anthony Lester
LR-18090 Apr. 14, 2003 Agora, Inc., Pirate Investor, LLC and Frank Porter Stansberry
LR-18089 Apr. 14, 2003 American Prometheus Corp., James P. Norville and Mabel R. Norville
LR-18088 Apr. 14, 2003 Sierra Brokerage Services, Inc., Richard Geiger, Jeffrey A. Richardson, Aaron Tsai, Michael E. Markow, Global Guarantee Corporation, Francois Goelo, Yongzhi Yang, K&J Consulting, Limited, Ke Luo, M&M Management, Limited, Jerome B. Armstrong
LR-18087 Apr. 14, 2003 Gary L. Moody, Steven R. Moody, Virtual Private Marketplace, Ltd. and Billpay Systems LLC
LR-18086 Apr. 14, 2003 Anthony Chrysikos and Michael Martello
LR-18085 Apr. 14, 2003 Ed Johnson and Merl Holdings, Inc.com
LR-18084 Apr. 10, 2003 Barry Reed and James Hammonds
LR-18083 Apr. 10, 2003 Alexander Naujoks aka Alexander P. Thorn; Exectrek, Inc., a California corporation; ACSports.com, a Delaware corporation; and World Markets Group, Inc., a Delaware corporation
LR-18082 Apr. 10, 2003 Dennis Herula et al.
LR-18081 Apr. 10, 2003 Joshua C. Cantor
LR-18080 Apr. 10, 2003 Geoffrey E. Fitts and William D. Fabri, Sr.
LR-18079 Apr. 9, 2003 Robert R. McClanahan
LR-18078 Apr. 9, 2003 Patrick O. Wheeler, et al.
LR-18077 Apr. 9, 2003 Jeffrey L. Leach, Hubert A. Leach and LMC Assets Corp.
LR-18076 Apr. 8, 2003 Benjamin Rogatinsky and Reuven Rogatinsky
LR-18075 Apr. 7, 2003 Renaissance Capital Management, Inc., NNPD Escrow Holding Company, Inc., Allen Andrescu, Richard Brower, Mark Coates, Vikram Randhawa, and Tejbir Singh, Defendants, and Jon Andrescu, Ana Andrescu, and Magic Knits, Ltd., Relief Defendants
LR-18074 Apr. 7, 2003 John J. Cassese
LR-18073 Apr. 4, 2003 Jeffrey L. Goldberg
LR-18072 Apr. 4, 2003 Carol C. Martino, et al.
LR-18071 Apr. 4, 2003 Robert C. Ingardia
LR-18070 Apr. 4, 2003 Kenneth K. Livesay, Angela C. Ayers, Kay Morgan, Cathy C. Edwards and Virginia B. Valentine
Release No. AAER-1752
LR-18069 Apr. 3, 2003 Rocky Mountain Energy Corporation, Inc., John N. Ehrman, W. Roderick Johnson, and John W. Ehrman, Jr. (Defendant Solely for Purposes of Equitable Relief)
LR-18068 Apr. 3, 2003 Dianna Blairtorbett a/k/a Dianna Blair Torbett a/k/a Dianna Blair-Torbett, Individually and d/b/a McMinn Consultants, and McMinn Consultants, Limited
LR-18067 Apr. 3, 2003 Richard J. Collins, et. al.
LR-18066 Apr. 3, 2003 Joseph C. Kane, Jr.
LR-18065 Apr. 2, 2003 Vestron Financial Corp., et al.
LR-18064 Apr. 2, 2003 Platinum Investment Corp., et al.
LR-18063 Apr. 2, 2003 Thomas V. Conwell
LR-18062 Apr. 2, 2003 Marada Global Corporation, et al.
LR-18061 Apr. 1, 2003 John B. Lowy
LR-18060 Apr. 1, 2003 Emery Harris
Release No. AAER-1749
LR-18059 Apr. 1, 2003 William T. Owens and Weston L. Smith
Release No. AAER-1750
LR-18058 Apr. 1, 2003 Thomas & Betts Corporation, et al.
Release No. AAER-1747

http://www.sec.gov/litigation/litreleases/lit2q03.shtml


Modified: 02/14/2005