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Litigation Releases - Second Quarter 2002
| Release No. |
Date |
Action |
| LR-17594 |
Jun. 28, 2002 |
WorldCom, Inc. |
| LR-17593 |
Jun. 28, 2002 |
Terrance Michael O'Donohue and O'Donohue Fund Management, Inc. |
| LR-17592 |
Jun. 27, 2002 |
George P. Matus and Peter T. Matus |
| LR-17591 |
Jun. 27, 2002 |
Gregory P. Waldon |
| LR-17590 |
Jun. 27, 2002 |
Frank D. Gruttadauria, DH Strategic Partners, Inc., JYM Trading Trust, Laurene English, Defendants, And Sarah Z. Emamy, Charlie Whiskey, LLC, And Margo Gruttadauria, Relief Defendants |
| LR-17589 |
Jun. 27, 2002 |
G. Matthias Heinzelmann, III |
| LR-17588 |
Jun. 27, 2002 |
WorldCom, Inc. |
| LR-17587 |
Jun. 26, 2002 |
Health Maintenance Centers, Inc., Znetix, Inc., Cascade Pointe of Arizona, LLC, Cascade Pointe of Nevis, LLC, Kevin L. Lawrence, Donovan C. Claflin, Clifford G. Baird, Bainbridge Human Performance Centers, PLLC, Kimberly Alexander, Bonnie M. Couch, Stacy Gray, and Vicki L. Lawrence |
| LR-17586 |
Jun. 25, 2002 |
John N. Brincat, Sr. and Bradley Vallem |
| LR-17585 |
Jun. 25, 2002 |
Great Western Bank and James Kerkhove |
| LR-17584 |
Jun. 25, 2002 |
Sharp Capital, Inc., et al. |
| LR-17583 |
Jun. 24, 2002 |
House Asset Management, L.L.C., House Edge, L.P., Paul J. House, and Brandon R. Moore |
| LR-17582 |
Jun. 24, 2002 |
Sebastian Corriere, et al. |
| LR-17581 |
Jun. 24, 2002 |
Von Christopher Cummings, Paramount Financial Partners, L.P., Paramount Capital Management, LLC, John A. Ryan, Kevin L. Grandy and James Curtis Conley; Mark D. Deyak |
| LR-17580 |
Jun. 24, 2002 |
Hawa Corporation, et al. |
| LR-17579 |
Jun. 24, 2002 |
Kin H. Lee |
| LR-17578 |
Jun. 21, 2002 |
Bruce Hill, et al.; Richard P. Vatcher |
| LR-17577 |
Jun. 21, 2002 |
Frank M. Bergonzi, Martin L. Grass, and Franklin C. Brown |
| LR-17576 |
Jun. 20, 2002 |
Millennium Financial, Ltd., and Newpont Fiduciaries & Nominees, S.A. |
| LR-17575 |
Jun. 20, 2002 |
Parvin Gidvani |
| LR-17574 |
Jun. 19, 2002 |
Southern Financial Group, Inc., Richard M. Wooten, Charles Dennis McKittrick and Gerald F. Hunter, Jr., Defendants, and Springdale Investments, Inc., Relief Defendant |
| LR-17573 |
Jun. 18, 2002 |
Mark Gatch and Henry Benjamin Schmidt |
| LR-17572 |
Jun. 17, 2002 |
Terrance Michael O'Donohue and O'Donohue Fund Management, Inc. |
| LR-17571 |
Jun. 17, 2002 |
Corporate Relations Group, Inc., et al. |
| LR-17570 |
Jun. 17, 2002 |
Robert Andrew Hainey and Internet Marketing Solutions |
| LR-17569 |
Jun. 17, 2002 |
Southern Financial Group, Inc., Richard M. Wooten, Charles Dennis McKittrick and Gerald F. Hunter, Jr., Defendants, and Springdale Investments, Inc., Relief Defendant |
| LR-17568 |
Jun. 17, 2002 |
Wedgewood Financial Group, Inc., Colorado Paging Group Partners, JPI Site Management, Inc., Paul Iwankowski and William Scrak, Defendants, and Stonepine Holdings, Ltd., Robert Fabregas, Prime Tel Paging Group Partners, Randy Gilbert, Darrel Bauguess and Joanne Iwankowski, Relief Defendants |
| LR-17567 |
Jun. 17, 2002 |
P. Joseph Vertucci, Bruce E. Straughn, Robert V. Petry, Roland R. Baughman, Richard M. Johnson, Edward Meyer, Jr., and Hazlet Investors, Inc. (Defendants, and Joanne C. Straughn (Relief Defendant) |
| LR-17566 |
Jun. 17, 2002 |
Richard P. Smyth, Arnold E. Johns, Jr., Michael J. Becker, and Alan T. Davis |
| LR-17565 |
Jun. 14, 2002 |
Roger A. Householder, Apex Capital Management Corporation, Apex Limited Partnership, Householder Accounting and Aapex Equity Advisors, Inc. |
| LR-17564 |
Jun. 14, 2002 |
John Daws, Thomas Butler and Mark Folit |
| LR-17563 |
Jun. 13, 2002 |
Larry A. Stockett |
| LR-17562 |
Jun. 13, 2002 |
Interstate Transfer Company and Janis A. Patterson |
| LR-17561 |
Jun. 12, 2002 |
Patrick O. Wheeler, Steven S. Gallers, and Robert L. Carberry |
| LR-17560 |
Jun. 12, 2002 |
Alan Bond |
| LR-17559 |
Jun. 12, 2002 |
Samuel D. Waksal |
| LR-17558 |
Jun. 12, 2002 |
Paul Skulsky, et al. |
| LR-17557 |
Jun. 11, 2002 |
Aura Systems, Inc., et al.; Gerald S. Papazian |
| LR-17556 |
Jun. 11, 2002 |
Robert R. Dillie and Mid-America Foundation, Inc., Defendants, and Mid-America Financial Group, Inc., Relief Defendant |
| LR-17555 |
Jun. 11, 2002 |
Edward F. Gobora |
| LR-17554 |
Jun. 11, 2002 |
Jean-Jacques Degroof and Francis Degroof |
| LR-17553 |
Jun. 10, 2002 |
Terry L. Dowdell, et al. |
| LR-17552 |
Jun. 10, 2002 |
Brian M. Volmer, John R. Switzer, International Alliance Trading Inc., Sun Pacific Capital Group, Inc., Defendants, and Lisa Newman Volmer, Relief Defendant; Brian M. Volmer, International Alliance Trading, Inc., Sun Pacific Capital Group, Inc., Defendants/Appellants, and Lisa Newman Volmer, Relief Defendant/Appellant |
| LR-17551 |
Jun. 10, 2002 |
Johann M. Smith; Constance Brooks-Kiefer |
| LR-17550 |
Jun. 10, 2002 |
Ashford.com, Inc., Kenneth E. Kurtzman, Brian E. Bergeron and Amazon.com, Inc. |
| LR-17549 |
Jun. 10, 2002 |
John Wesley Straub, Jane M. Straub, and Anthony J. Campisi |
| LR-17548 |
Jun. , 2002 |
Westshore Agency of Michigan, et al. |
| LR-17547 |
Jun. 7, 2002 |
Mitchell C. Kahn et al. |
| LR-17546 |
Jun. 6, 2002 |
Madera International, Inc., Ramiro M. Fernandez-Moris, and Daniel S. Lezak |
| LR-17545 |
Jun. 5, 2002 |
Bruce D. Le Duc |
| LR-17544 |
Jun. 5, 2002 |
Thomas T. Johnson and Michael C. Dickman |
| LR-17543 |
Jun. 5, 2002 |
Josephine Anne Pagano |
| LR-17542 |
Jun. 5, 2002 |
John F. Mortell, Thomas F. Wraback, William S. Edwards, Gregory D. Norton, Glenn P. Duffy, Jerry W. Ross and Gerald T. Barry; John K. Bradley |
| LR-17541 |
Jun. 5, 2002 |
Sitestar Corporation, Frederick T. Manlunas and Clinton J. Sallee |
| LR-17540 |
Jun. 5, 2002 |
Invest Better 2001, Cole A. Bartiromo, and John/Jane Does 1-10 |
| LR-17539 |
May 30, 2002 |
Hollywood Trenz, Inc., Edward R. Showalter |
| LR-17538 |
May 30, 2002 |
James Murphy, et al. |
| LR-17537 |
May 28, 2002 |
Gold-Ventures Club and Alexander Khamidouline, d/b/a www.gold-ventures.net |
| LR-17536 |
May 28, 2002 |
Michael L. Smirlock and LASER Advisers, Inc. |
| LR-17535 |
May 28, 2002 |
Southern Financial Group, Inc., Richard M. Wooten, Charles Dennis McKittrick and Gerald F. Hunter, Jr. |
| LR-17534 |
May 24, 2002 |
John E. Brinker, Jr., Gary J. Bentz, et al. |
| LR-17533 |
May 24, 2002 |
InverWorld, Inc., Jose Zollino and George Fahey |
| LR-17532 |
May 23, 2002 |
Carol C. Martino, et al. |
| LR-17531 |
May 22, 2002 |
First Capital Services, Inc., et al. |
| LR-17530 |
May 22, 2002 |
American Healthcare Providers, Inc., Arthur W. Wheeler, Lars M. Kram, Angel L. Lorie Jr., Luis F. Lorie, and Michael Anthony |
| LR-17529 |
May 22, 2002 |
Steven Hevell |
| LR-17528 |
May 22, 2002 |
Millennium Financial, Ltd., and Newpont Fiduciaries & Nominees, S.A. |
| LR-17527 |
May 21, 2002 |
Dennis Watts, Individually and d/b/a Senior Benefit Plans and James Nathan Grimes |
| LR-17526 |
May 21, 2002 |
Starcash, Inc., Infinity Consulting Services, Inc., Jean B. Leclercq, Kip Marsique, Frederick J. Shapiro (Defendants) and Starcash Consulting, Inc., Starcash Industries, Inc., and Starcash Media, Inc. (Relief Defendants)
American-Inc.com, Inc., National Business Concepts, Inc. d/b/a Americash, Norman Benjamin (Defendants) and World Business Systems LLC d/b/a World Business Systems, Inc. (Relief Defendant) |
| LR-17525 |
May 21, 2002 |
Investco, Inc., Joseph L. Lents, First International Finance Corporation, Michael E. Zapetis, Brian E. Baginski, Electronic Commerce Consultants, Inc., Anthony V. Yonadi, and Southeast Capital Partners, Inc. |
| LR-17524 |
May 21, 2002 |
David Malmstedt and Mark Huetteman |
| LR-17523 |
May 20, 2002 |
Steven E. Thorn, et al. |
| LR-17522 |
May 20, 2002 |
Reza Mikailli, Gary F. Pado and Unify Corporation |
| LR-17521 |
May 20, 2002 |
Alan K. Anderson |
| LR-17520 |
May 16, 2002 |
Douglas G. McCaskey, et. al. |
| LR-17519 |
May 15, 2002 |
P. Joseph Vertucci, Bruce E. Straughn, Robert V. Petry, Roland R. Baughman, Richard M. Johnson, Edward Meyer, Jr., and Hazlet Investors, Inc. (Defendants), and Joanne C. Straughn (Relief Defendant) |
| LR-17518 |
May 14, 2002 |
Keith Joon Kim |
| LR-17517 |
May 14, 2002 |
Lewis J. McConnell, Jr., Ned L. Huggins, and Gregory T. Wood |
| LR-17516 |
May 14, 2002 |
Louis M. Lazorwitz, J. Charles Reives, Tri-Star Investment Group, L.L.C. a/k/a Tri-Star Investment Group, Defendants, and Lazor, Ltd., Relief Defendant |
| LR-17515 |
May 14, 2002 |
Alfred M. Lemcke, individually, and d/b/a Lemcke & Associates |
| LR-17514 |
May 13, 2002 |
Dennis Herula et al. |
| LR-17513 |
May 13, 2002 |
Make It Reel Productions, Inc., Cine Star, Inc., Joseph Rubbo, Angela Rubbo (Sr.), Angela Rubbo (Jr.), Pasquale Rubbo, Nicholas Rubbo, and Peter D. Ragofsky |
| LR-17512 |
May 9, 2002 |
Steven M. Bolla |
| LR-17511 |
May 8, 2002 |
William H. Black, et al. |
| LR-17510 |
May 8, 2002 |
Jerome E. Rosen, Diversified Corporate Consulting Group, Joseph D. Radcliffe, and William A. Calvo III |
| LR-17509 |
May 8, 2002 |
Charles R. Homa, Michael Gause, et al. |
| LR-17508 |
May 8, 2002 |
Stephen G. Donahue and Donahue Securities Inc. |
| LR-17507 |
May 8, 2002 |
Pinnacle Business Management, Inc., Vincent A. Lo Castro, and Jeffrey G. Turino |
| LR-17506 |
May 7, 2002 |
Sebastian Corriere, et al. |
| LR-17505 |
May 6, 2002 |
Steven S. Goldberg |
| LR-17504 |
May 6, 2002 |
Carl E. Putnam, Donald C. Welchko, John P. Figurelli, Daryl T. Spinell, Ronald M. Bandyk, and Renee L. LeVault |
| LR-17503 |
May 3, 2002 |
U.S. Funding Corporation, U.S. Funding Company, Capital Concept Marketing, Inc. Angelica Gwinnett, and Charles Fremer |
| LR-17502 |
May 2, 2002 |
William S. Cordo, Mitchell S. Davis and John A. Blount |
| LR-17501 |
May 2, 2002 |
John Freeman, James Cooper, Benton Erskine, Anthony Seminara, Norman Lehrman, Linda Karlsen, Timothy Siemers, Norman Grossman, Lawrence Schwartz, Michael Akva, Robert Fricker, Richard Zelman, Bradley Burke, Benjamin Cooper, Chad L. Conner, Deon Benson, Gordon K. Allen, Jr., Jon Geibel, and William H. Borders II |
| LR-17500 |
May 2, 2002 |
4NExchange, LLC, Paul R. Grant and Ronald K. Bassett |
| LR-17499 |
May 2, 2002 |
Edward Fruchtenbaum |
| LR-17498 |
May 1, 2002 |
Samir Traboulsi, Charbel Ghanem, Socofinance Sa, International Discount Bank & Trust (West Indies) Ltd., Alain Boublil, Max Theret, Robert Reiplinger, Patrick Gruman, and Jean-Pierre Emden |
| LR-17497 |
Apr. 30, 2002 |
Brett Mallory |
| LR-17496 |
Apr. 30, 2002 |
Rainbow Bridge Investments, LLC |
| LR-17495 |
Apr. 30, 2002 |
Eric Patton, et al. |
| LR-17494 |
Apr. 29, 2002 |
Larry A. Stockett |
| LR-17493 |
Apr. 29, 2002 |
Invest Better 2001, Cole A. Bartiromo, and John/Jane Does 1-10 |
| LR-17492 |
Apr. 26, 2002 |
Kenneth R. Payne, et al. |
| LR-17491 |
Apr. 25, 2002 |
G. Matthias Heinzelmann, III |
| LR-17490 |
Apr. 25, 2002 |
Capital Consultants, LLC, Jeffrey L. Grayson, and Barclay L. Grayson |
| LR-17489 |
Apr. 24, 2002 |
Kenneth W. Haver |
| LR-17488 |
Apr. 24, 2002 |
William M. Ucherek |
| LR-17487 |
Apr. 24, 2002 |
Hoover and Hoover Capital Management, Inc. |
| LR-17486 |
Apr. 24, 2002 |
Rodolfo Luzardo, Elias I. Kodsi, and Alan D. Kodsi |
| LR-17485 |
Apr. 24, 2002 |
Hugo Salvador Villa Manzo and Multinvestments, Inc. |
| LR-17484 |
Apr. 23, 2002 |
Patrick Quinlan, Lee Wells, Keith Pietila, Alexander Ajemian, John O'Leary, Cheryl Swain and Kevin Lasky |
| LR-17483 |
Apr. 23, 2002 |
Keith Greenberg and Coyote Consulting and Financial Services, LLP |
| LR-17482 |
Apr. 23, 2002 |
Scott K. Ginsburg |
| LR-17481 |
Apr. 22, 2002 |
Byron Robert Lerner |
| LR-17480 |
Apr. 22, 2002 |
Advance Local Development Corp., et al. |
| LR-17479 |
Apr. 19, 2002 |
Alexander Mark Pomper |
| LR-17478 |
Apr. 18, 2002 |
Scorpion Technologies, Inc., et al. |
| LR-17477 |
Apr. 18, 2002 |
Harral Dunbar, Jr., Individually and d/b/a Ghost International |
| LR-17476 |
Apr. 18, 2002 |
Excal Enterprises, Inc., et al. |
| LR-17475 |
Apr. 17, 2002 |
George Kline, Erich Kline and Christian Kline |
| LR-17474 |
Apr. 17, 2002 |
Frederick J. Gilliland, Defendant, and MM ACMC Banque de Commerce, Inc., Relief Defendant |
| LR-17473 |
Apr. 16, 2002 |
Oval Financial & Investment Group Ltd. |
| LR-17472 |
Apr. 16, 2002 |
The Gaming Factory, Inc., a Panamanian Corporation, The Gaming Factory, Inc., a Florida Corporation, Richard Onorato and Victor Selenow |
| LR-17471 |
Apr. 12, 2002 |
Garry P. Isaacs |
| LR-17470 |
Apr. 12, 2002 |
Tamarack Funding Corporation |
| LR-17469 |
Apr. 11, 2002 |
Surgilight, Inc., Jui-Teng Lin, Yuchin Lin and Aaron Tsai |
| LR-17468 |
Apr. 11, 2002 |
Edward J. Paradis, Jr. and Walter R. Snyder, Jr. |
| LR-17467 |
Apr. 11, 2002 |
Geoffrey Etherington II, Marie A. Etherington, Harold W. Etherington, Nora H. Etherington, A&D Components Inc., Charles E. Etherington, Christopher D. Anderson, Alison J. Anderson, and Nellie M. Cardi |
| LR-17466 |
Apr. 11, 2002 |
Commercial Express, LLC, et al. |
| LR-17465 |
Apr. 11, 2002 |
Xerox Corporation |
| LR-17464 |
Apr. 10, 2002 |
FoneCash, Inc. and Daniel E. Charboneau |
| LR-17463 |
Apr. 8, 2002 |
Stand-By Systems, Inc. and Kenneth Palmer |
| LR-17462 |
Apr. 8, 2002 |
Michael Paloma, Matthew Bardasian and Desert Winds Entertainment |
| LR-17461 |
Apr. 5, 2002 |
Dennis Herula, et al. |
| LR-17460 |
Apr. 5, 2002 |
Samer El Bizri, Conrad P. Seghers, James Dickey, Integral Hedging LP, Integral Arbitrage LP, and Integral Equity LP |
| LR-17459 |
Apr. 5, 2002 |
U.S. Reservation Bank & Trust, Higher Investment Technologies, Inc., Global-Link Capital Markets, L.L.C., Edward J. Driving Hawk, Sr., Leo Driving Hawk, Sr., John M. Adams, Edmund J. Smedley, Kenneth S. Harrison, William J. Herisko, Thomas T. Emerton, Defendants, and Oyate Development, Inc., Oyate Enterprises, L.L.P., Oyate Trust, River Walk Development, L.L.C., Ringthunder Racing Stables, Inc., HPHC, Inc., James R. Driving Hawk, Orpha Jane Johnston, Relief Defendants |
| LR-17458 |
Apr. 4, 2002 |
Miko Leung (a/k/a Leung Ming Kang) and Sit Wa Weung |
| LR-17457 |
Apr. 4, 2002 |
Joao P. Santos, et al. |
| LR-17456 |
Apr. 3, 2002 |
J. Donald Nichols, Jeb L. Hughes, and C. Sheldon Whittelsey |
| LR-17455 |
Apr. 3, 2002 |
Scott K. Ginsburg, Mark J. Ginsburg and Jordan E. Ginsburg |
| LR-17454 |
Apr. 2, 2002 |
Terry L. Dowdel, et al. |
| LR-17453 |
Apr. 2, 2002 |
Rubina Khan |
| LR-17452 |
Apr. 2, 2002 |
Anamar Communications, Inc. and Brett Mallory |
| LR-17451 |
Apr. 2, 2002 |
Ernest Frank Cossey |
| LR-17450 |
Apr. 1, 2002 |
Interactive Products and Services, Inc., and Matthew P. Bowin |
| LR-17449 |
Apr. 1, 2002 |
Stephen J. Fischer |
http://www.sec.gov/litigation/litreleases/lit2q02.shtml
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