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Litigation Releases - Second Quarter 2001
| Release No. |
Date |
Action |
| LR-17057
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Jun. 29, 2001
|
Garry W. Stroud, individually and d/b/a Diamond Global Holding Trust, Euro Credit and Exchange Bank Ltd., and Angelic International
|
| LR-17056
|
Jul. 2, 2001
|
Douglas G. McCaskey, Neal E. Fitzpatrick, Jr., Hope D. Trowbridge and Marcorp, Inc.
|
| LR-17055
|
Jun. 29, 2001
|
Terry V. Koontz
|
| LR-17054
|
Jun. 26, 2001
|
World Financial & Investment Co., Inc. and Victor M. Wilson
|
| LR-17053
|
Jun. 26, 2001
|
Jared Ray Leisek and Byron John Leisek
|
| LR-17052
|
Jun. 25, 2001
|
Thomas Carter
|
| LR-17051
|
Jun. 25, 2001
|
Brycar Financial Corporation and Bryan J. Egan, Defendants, and Carol A. Egan, Cara D. Solorio and Jesse Solorio, Relief Defendants
|
| LR-17050
|
Jun. 25, 2001
|
Vladislav Steven Zubkis, International Brands, Inc., Z-3 Capital Corporation, and Mark Scialdone
|
| LR-17049
|
Jun. 22, 2001
|
Kenneth R. Payne, et al.
|
| LR-17048
|
Jun. 22, 2001
|
Nolan W. Wade, individually and d/b/a Capital Financial Consultants, and Charles E. Campbell
|
| LR-17047
|
Jun. 22, 2001
|
Donna Yun and Jerry Burch
|
| LR-17046
|
Jun. 21, 2001
|
Tradamax Group, Inc., Pattinson Hayton and Conrad Diaz
|
| LR-17045
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Jun. 21, 2001
|
Euro Security Fund, Giovanni Piacitelli, Ron Sleegers, International Structures Consulting B.V., Mrs. Urs Heller, Meindert Panagiotis Hakkert, Franck Hakkert, H.J.M. De Boer, C.J. Broekema, E.H. Van Geenen, Hendrik Marinus Bouwmeester, Hans P. Romanesko, Mrs. A. Verkaik, and one or more unknown purchasers of common stock of Elsag Bailey Process Automation, N.V.
|
| LR-17044
|
Jun. 21, 2001
|
Richard P. Smyth, Arnold E. Johns, Jr., Michael J. Becker and Alan T. Davis
|
| LR-17043
|
Jun. 30, 2001
|
The AppleTree Companies, et al.
|
| LR-17042
|
Jun. 20, 2001
|
Ron Messenger, James T. Rush, Scott K. Barton and Gary Hubschman
|
| LR-17041
|
Jun. 20, 2001
|
Edward Thomas Jung and E. Thomas Jung Partners, Ltd., also d/b/a ETJ Partners, Ltd.
|
| LR-17040
|
Jun. 20, 2001
|
Pinnfund USA, Inc., Peregrine Funding, Inc., Allied Capital Partners, Grafton Partners, Six Sigma, LLC a/k/a 6 Sigma, LLC, Michael J. Fanghella, Reliance Holdings, LLC, and Kelly Cook a/k/a Kelly Jaye a/k/a Kelly Spagnola
|
| LR-17039
|
Jun. 19, 2001
|
Arthur Andersen LLP et al.
|
| LR-17038
|
Jun. 19, 2001
|
Stephen C. Sayre, Independent Financial Reports, Inc. and Silver Screen Industries, Inc.
|
| LR-17037
|
Jun. 18, 2001
|
Linville Group, LLC, et al.
|
| LR-17036
|
Jun. 18, 2001
|
The Globus Group, Inc., et al.
|
| LR-17035
|
Jun. 13, 2001
|
Jorge Eduardo Ballesteros Franco, et al.
|
| LR-17034
|
Jun. 12, 2001
|
Michael I. Nnebe, Nelson C. Walker, Steven S. Bocchino, Daniel M. Coyle, Jr., and Luis Colon, Jr.
|
| LR-17033
|
Jun. 11, 2001
|
Reed E. Slatkin
|
| LR-17032
|
Jun. 11, 2001
|
World Homes, Inc., Merle Ferguson and Susan Donohue
|
| LR-17031
|
Jun. 7, 2001
|
Ian Renert, et al.
|
| LR-17030
|
Jun. 7, 2001
|
Redneck Foods, Inc.
|
| LR-17029
|
Jun. 6, 2001
|
Thomas Houck and Michael Lewis
|
| LR-17028
|
Jun. 6, 2001
|
Marc David Levine, et al.
|
| LR-17027
|
Jun. 6, 2001
|
William J. Tishman, Jeffrey M. Goldberg, Robert E. Duke and Sam Sara Investments, Inc.
|
| LR-17026
|
Jun. 5, 2001
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Leonard B. Greer and Judah Wernick
|
| LR-17025
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Jun. 5, 2001
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David J. Naughton, et al.
|
| LR-17024
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Jun. 5, 2001
|
Am-Pac International, Inc., Thomas L. Tedrow and Jeffrey D. Martin
|
| LR-17023
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Jun. 4, 2001
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TPG Capital Corporation
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| LR-17022
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Jun. 1, 2001
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Henry T. Pietraszek
|
| LR-17021
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Jun. 1, 2001
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Burton G. Friedlander, Friedlander International Limited, Friedlander Management Limited, Friedlander Capital Management, Friedlander Limited Partnership, and Opal International Fund
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| LR-17020
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May 31, 2001
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International Heritage, Inc., Stanley H. Van Etten, Claude W. Savage, Larry G. Smith, and International Heritage, Incorporated
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| LR-17019
|
May 25, 2001
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Todd J. Lascola et al.
|
| LR-17018
|
May 24, 2001
|
Thomas J. Kearns
|
| LR-17017
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May 24, 2001
|
Pacific Air Transport, Inc. and Robert B. Hirsh
|
| LR-17016
|
May 23, 2001
|
Walter Königseder
|
| LR-17015
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May 23, 2001
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Steve Madden
|
| LR-17014
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May 23, 2001
|
Steve Madden
|
| LR-17013
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May 23, 2001
|
Gene Irving Garland, Jr., individually and dba Association for Retired Persons Financial Services and Sharla Dawn Holland
|
| LR-17012
|
May 22, 2001
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Funding Resources Group, et al.
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| LR-17011
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May 21, 2001
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Lindsey Paul Vinson and Fairmount Development L.C.
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| LR-17010
|
May 18, 2001
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Gorsek, et al.
|
| LR-17009
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May 17, 2001
|
David J. Naughton, et al.
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| LR-17008
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May 17, 2001
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Club Atlanta Travel, Inc., David L. Straub, Frank Garner, and Fred Garner
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| LR-17007
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May 16, 2001
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Paul Shingledecker
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| LR-17006
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May 16, 2001
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Tandem Management Inc., William F. Branston, Eugene B. Deveney, and Peter S. Alsop
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| LR-17005
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May 16, 2001
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W. Blake Brock, Kathy O. Brock, and Kenneth L. Unker
|
| LR-17004
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May 16, 2001
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Michael Andrew Petrescu-Comnene
|
| LR-17003
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May 16, 2001
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Phoenix Telecom, L.L.C., Jerold Benjamin Clawson, Jerry Deland Beacham and H. Ellis Ragland, Jr.
|
| LR-17002
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May 15, 2001
|
Allan Boren, et al.
|
| LR-17001
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May 15, 2001
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Albert J. Dunlap, Russell A. Kersh, Robert J. Gluck, Donald R. Uzzi, Lee B. Griffith, and Phillip E. Harlow
|
| LR-17000
|
May 14, 2001
|
Pacific Biometrics, Inc.
|
| LR-16999
|
May 14, 2001
|
Michael R. Hendrix et al.,
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| LR-16998
|
May 11, 2001
|
Reed E. Slatkin
|
| LR-16997
|
May 11, 2001
|
Alejandro Duclaud Gonzalez de Castilla, et al.
|
| LR-16996
|
May 10, 2001
|
Guido Bensberg, et al.
|
| LR-16995
|
May 10, 2001
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Capital Consultants, LLC, Jeffrey L. Grayson, and Barclay L. Grayson
|
| LR-16994
|
May 10, 2001
|
Charles R. Homa, Michael Gause, et al.
|
| LR-16993
|
May 9, 2001
|
Market Traders LLC and Arcangelo Capozzolo
|
| LR-16992
|
May 8, 2001
|
Pinnfund USA, Inc., Peregrine Funding, Inc., Allied Capital Partners, Grafton Partners, Six Sigma, LLC A/K/A 6 Sigma, LLC, Michael J. Fanghella, Reliance Holdings, LLC, and Kelly Cook A/K/A Kelly Jaye A/K/A Kelly Spagnola
|
| LR-16991
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May 8, 2001
|
Jorge Eduardo Ballesteros Franco, et al.
|
| LR-16990
|
May 7, 2001
|
Phillip H. Ezell, individually and doing business as 21st Century Funding
|
| LR-16989
|
May 7, 2001
|
Internet Telecommunications Albany System SMR, et al.
|
| LR-16988
|
May 7, 2001
|
Jerry M. Walker and Craig R. Clark
|
| LR-16987
|
May 3, 2001
|
Daniel R. Dugan
|
| LR-16986
|
May 3, 2001
|
Robert J. Monski
|
| LR-16985
|
May 2, 2001
|
Nunzio P. DeSantis
|
| LR-16984
|
May 2, 2001
|
The Oakford Corporation, Edward J. Mueger, Inc., MFS Securities Corp., Oakwood Securities Corp., D'Alessio Securities, Inc., William S. Killeen, Thomas W. Bock, Thomas J. Cavallino, Edward J. Mueger, Mark R. Savarese, John J. Savarese and John R. D'Alessio
|
| LR-16983
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May 2, 2001
|
Stevin R. Hoover and Hoover Capital Management, Inc.
|
| LR-16982
|
May 1, 2001
|
Terry Don Rader
|
| LR-16981
|
May 1, 2001
|
Sunstate FX Inc. et al.
|
| LR-16980
|
May 1, 2001
|
U.S. Environmental, Inc., et al.
|
| LR-16979
|
Apr. 30, 2001
|
The Gateway Association, The Gateway Association (Illinois), Richard J. Collins, Bill Wilson, Jerome Coppage, David A. Morgenstern, William J. Windsor, Linda A. Fehl, Malcolm Silverman, Janet Collins and Christine J. Todd
|
| LR-16978
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April 30, 2001
|
Parvin Gidvani
|
| LR-16977
|
Apr. 26, 2001
|
Elfindepan, S.A., Southern Financial Group, Tracy Calvin Dunlap, Jr., Barry Lowe, James L. McCall, Strategic Asset Funds, S.A., Edmund Menden, Michael Menden and Michael Zieglmeier, defendants, and C.R.C.C. LLC and Patrick Wilson, relief defendants
|
| LR-16976
|
Apr. 26, 2001
|
David J. Naughton, et al.
|
| LR-16975
|
Apr. 26, 2001
|
Alexandra Elizabeth Montgomery, William Kenneth Nestor and Harriet Gluck
|
| LR-16974
|
Apr. 25, 2001
|
Jose Zollino, George Fahey and Inverworld, Inc et al.
|
| LR-16973
|
Apr. 25, 2001
|
Rajiv Vohra, Sean T. Healey, Lantern Investments, Ltd., Lipton Holdings, Ltd., and Beaufort Holdings, Ltd.
|
| LR-16972
|
Apr. 23, 2001
|
Robert K. Gasper and James D. Fairfield
|
| LR-16971
|
Apr. 19, 2001
|
J. Van Oliver
|
| LR-16970
|
Apr. 18, 2001
|
Malcolm B. Wittenberg
|
| LR-16969
|
Apr. 18, 2001
|
Eric E. Resteiner, et al.
|
| LR-16968
|
Apr. 18, 2001
|
Bruce J. Kingdon, Kenneth Goglia, and Harvey Plante
|
| LR-16967
|
Apr. 17, 2001
|
Steven T. Snyder
|
| LR-16966
|
Apr. 17, 2001
|
Michael D. Richmond
|
| LR-16965
|
Apr. 17, 2001
|
James Brown, Pinnacle Capital Advisors, and Austin Tanner
|
| LR-16964
|
Apr. 17, 2001
|
Excal Enterprises, Inc., et al.
|
| LR-16963
|
Apr. 16, 2001
|
Eric E. Resteiner
|
| LR-16962
|
Apr. 16, 2001
|
John N. Brincat, Sr. and Bradley Vallem
|
| LR-16961
|
Apr. 13, 2001
|
J&K Global Marketing Corp. et al.
|
| LR-16960
|
Apr. 12, 2001
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First Americap Corporation, Capital Relations Group, LLC, Stephen Harrison Thomas, Robert Douglas Williams, Tiji Thomas, Cyrus Industries, Inc., f/k/a Icon Trading, Inc., Raece B. Richardson and Byteaudio.com,Inc.
|
| LR-16959
|
Apr. 10, 2001
|
Melissa K. Quizenbeury
|
| LR-16958
|
Apr. 10, 2001
|
Todd Roberti
|
| LR-16957
|
Apr. 10, 2001
|
Ives Health Company and M. Keith Ives
|
| LR-16956
|
Apr. 10, 2001
|
Matthew Joel Mesplou
|
| LR-16955
|
Apr. 9, 2001
|
Steven H. Schiffer, Joann R. Schulz, Gary S. Kramer, Jonathan Solow, Frank J. Cannata, and Peter G. Mintz
|
| LR-16954
|
Apr. 6, 2001
|
Frank L. Harris, III
|
| LR-16953a
|
Apr. 6, 2001
|
Cristan K. Blackman, et al.
|
| LR-16953
|
Apr. 5, 2001
|
Cristan K. Blackman, et al.
|
| LR-16952
|
Apr. 4, 2001
|
Rajiv Vohra, Sean T. Healey, Lantern Investments, Ltd., Lipton Holdings, Ltd., and Beaufort Holdings, Ltd.
|
| LR-16951
|
Apr. 4, 2001
|
Source Energy Corporation and Timothy R. Kraft
|
| LR-16950
|
Apr. 3, 2001
|
Steven E. Thorn, Craig A. Morgan, Karen A. Estrada, Global Investors Group, LLC, First Financial Ventures, LLC, Second Financial Ventures, LLC, Third Financial Ventures, LLC, Fund Global, LLC and Global Equity Group, LLC
|
| LR-16949
|
Apr. 2, 2001
|
Robert P. Oliver, Walter W. White, Gerald W. White, Howard White and Daniel P. Patton
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http://www.sec.gov/litigation/litreleases/lit2q01.shtml
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