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Litigation Releases - Second Quarter 2001

Current Litigation Releases

Archives: 1995-2004

Release No. Date Action
LR-17057 Jun. 29, 2001 Garry W. Stroud, individually and d/b/a Diamond Global Holding Trust, Euro Credit and Exchange Bank Ltd., and Angelic International
LR-17056 Jul. 2, 2001 Douglas G. McCaskey, Neal E. Fitzpatrick, Jr., Hope D. Trowbridge and Marcorp, Inc.
LR-17055 Jun. 29, 2001 Terry V. Koontz
LR-17054 Jun. 26, 2001 World Financial & Investment Co., Inc. and Victor M. Wilson
LR-17053 Jun. 26, 2001 Jared Ray Leisek and Byron John Leisek
LR-17052 Jun. 25, 2001 Thomas Carter
LR-17051 Jun. 25, 2001 Brycar Financial Corporation and Bryan J. Egan, Defendants, and Carol A. Egan, Cara D. Solorio and Jesse Solorio, Relief Defendants
LR-17050 Jun. 25, 2001 Vladislav Steven Zubkis, International Brands, Inc., Z-3 Capital Corporation, and Mark Scialdone
LR-17049 Jun. 22, 2001 Kenneth R. Payne, et al.
LR-17048 Jun. 22, 2001 Nolan W. Wade, individually and d/b/a Capital Financial Consultants, and Charles E. Campbell
LR-17047 Jun. 22, 2001 Donna Yun and Jerry Burch
LR-17046 Jun. 21, 2001 Tradamax Group, Inc., Pattinson Hayton and Conrad Diaz
LR-17045 Jun. 21, 2001 Euro Security Fund, Giovanni Piacitelli, Ron Sleegers, International Structures Consulting B.V., Mrs. Urs Heller, Meindert Panagiotis Hakkert, Franck Hakkert, H.J.M. De Boer, C.J. Broekema, E.H. Van Geenen, Hendrik Marinus Bouwmeester, Hans P. Romanesko, Mrs. A. Verkaik, and one or more unknown purchasers of common stock of Elsag Bailey Process Automation, N.V.
LR-17044 Jun. 21, 2001 Richard P. Smyth, Arnold E. Johns, Jr., Michael J. Becker and Alan T. Davis
LR-17043 Jun. 30, 2001 The AppleTree Companies, et al.
LR-17042 Jun. 20, 2001 Ron Messenger, James T. Rush, Scott K. Barton and Gary Hubschman
LR-17041 Jun. 20, 2001 Edward Thomas Jung and E. Thomas Jung Partners, Ltd., also d/b/a ETJ Partners, Ltd.
LR-17040 Jun. 20, 2001 Pinnfund USA, Inc., Peregrine Funding, Inc., Allied Capital Partners, Grafton Partners, Six Sigma, LLC a/k/a 6 Sigma, LLC, Michael J. Fanghella, Reliance Holdings, LLC, and Kelly Cook a/k/a Kelly Jaye a/k/a Kelly Spagnola
LR-17039 Jun. 19, 2001 Arthur Andersen LLP et al.
LR-17038 Jun. 19, 2001 Stephen C. Sayre, Independent Financial Reports, Inc. and Silver Screen Industries, Inc.
LR-17037 Jun. 18, 2001 Linville Group, LLC, et al.
LR-17036 Jun. 18, 2001 The Globus Group, Inc., et al.
LR-17035 Jun. 13, 2001 Jorge Eduardo Ballesteros Franco, et al.
LR-17034 Jun. 12, 2001 Michael I. Nnebe, Nelson C. Walker, Steven S. Bocchino, Daniel M. Coyle, Jr., and Luis Colon, Jr.
LR-17033 Jun. 11, 2001 Reed E. Slatkin
LR-17032 Jun. 11, 2001 World Homes, Inc., Merle Ferguson and Susan Donohue
LR-17031 Jun. 7, 2001 Ian Renert, et al.
LR-17030 Jun. 7, 2001 Redneck Foods, Inc.
LR-17029 Jun. 6, 2001 Thomas Houck and Michael Lewis
LR-17028 Jun. 6, 2001 Marc David Levine, et al.
LR-17027 Jun. 6, 2001 William J. Tishman, Jeffrey M. Goldberg, Robert E. Duke and Sam Sara Investments, Inc.
LR-17026 Jun. 5, 2001 Leonard B. Greer and Judah Wernick
LR-17025 Jun. 5, 2001 David J. Naughton, et al.
LR-17024 Jun. 5, 2001 Am-Pac International, Inc., Thomas L. Tedrow and Jeffrey D. Martin
LR-17023 Jun. 4, 2001 TPG Capital Corporation
LR-17022 Jun. 1, 2001 Henry T. Pietraszek
LR-17021 Jun. 1, 2001 Burton G. Friedlander, Friedlander International Limited, Friedlander Management Limited, Friedlander Capital Management, Friedlander Limited Partnership, and Opal International Fund
LR-17020 May 31, 2001 International Heritage, Inc., Stanley H. Van Etten, Claude W. Savage, Larry G. Smith, and International Heritage, Incorporated
LR-17019 May 25, 2001 Todd J. Lascola et al.
LR-17018 May 24, 2001 Thomas J. Kearns
LR-17017 May 24, 2001 Pacific Air Transport, Inc. and Robert B. Hirsh
LR-17016 May 23, 2001 Walter Königseder
LR-17015 May 23, 2001 Steve Madden
LR-17014 May 23, 2001 Steve Madden
LR-17013 May 23, 2001 Gene Irving Garland, Jr., individually and dba Association for Retired Persons Financial Services and Sharla Dawn Holland
LR-17012 May 22, 2001 Funding Resources Group, et al.
LR-17011 May 21, 2001 Lindsey Paul Vinson and Fairmount Development L.C.
LR-17010 May 18, 2001 Gorsek, et al.
LR-17009 May 17, 2001 David J. Naughton, et al.
LR-17008 May 17, 2001 Club Atlanta Travel, Inc., David L. Straub, Frank Garner, and Fred Garner
LR-17007 May 16, 2001 Paul Shingledecker
LR-17006 May 16, 2001 Tandem Management Inc., William F. Branston, Eugene B. Deveney, and Peter S. Alsop
LR-17005 May 16, 2001 W. Blake Brock, Kathy O. Brock, and Kenneth L. Unker
LR-17004 May 16, 2001 Michael Andrew Petrescu-Comnene
LR-17003 May 16, 2001 Phoenix Telecom, L.L.C., Jerold Benjamin Clawson, Jerry Deland Beacham and H. Ellis Ragland, Jr.
LR-17002 May 15, 2001 Allan Boren, et al.
LR-17001 May 15, 2001 Albert J. Dunlap, Russell A. Kersh, Robert J. Gluck, Donald R. Uzzi, Lee B. Griffith, and Phillip E. Harlow
LR-17000 May 14, 2001 Pacific Biometrics, Inc.
LR-16999 May 14, 2001 Michael R. Hendrix et al.,
LR-16998 May 11, 2001 Reed E. Slatkin
LR-16997 May 11, 2001 Alejandro Duclaud Gonzalez de Castilla, et al.
LR-16996 May 10, 2001 Guido Bensberg, et al.
LR-16995 May 10, 2001 Capital Consultants, LLC, Jeffrey L. Grayson, and Barclay L. Grayson
LR-16994 May 10, 2001 Charles R. Homa, Michael Gause, et al.
LR-16993 May 9, 2001 Market Traders LLC and Arcangelo Capozzolo
LR-16992 May 8, 2001 Pinnfund USA, Inc., Peregrine Funding, Inc., Allied Capital Partners, Grafton Partners, Six Sigma, LLC A/K/A 6 Sigma, LLC, Michael J. Fanghella, Reliance Holdings, LLC, and Kelly Cook A/K/A Kelly Jaye A/K/A Kelly Spagnola
LR-16991 May 8, 2001 Jorge Eduardo Ballesteros Franco, et al.
LR-16990 May 7, 2001 Phillip H. Ezell, individually and doing business as 21st Century Funding
LR-16989 May 7, 2001 Internet Telecommunications Albany System SMR, et al.
LR-16988 May 7, 2001 Jerry M. Walker and Craig R. Clark
LR-16987 May 3, 2001 Daniel R. Dugan
LR-16986 May 3, 2001 Robert J. Monski
LR-16985 May 2, 2001 Nunzio P. DeSantis
LR-16984 May 2, 2001 The Oakford Corporation, Edward J. Mueger, Inc., MFS Securities Corp., Oakwood Securities Corp., D'Alessio Securities, Inc., William S. Killeen, Thomas W. Bock, Thomas J. Cavallino, Edward J. Mueger, Mark R. Savarese, John J. Savarese and John R. D'Alessio
LR-16983 May 2, 2001 Stevin R. Hoover and Hoover Capital Management, Inc.
LR-16982 May 1, 2001 Terry Don Rader
LR-16981 May 1, 2001 Sunstate FX Inc. et al.
LR-16980 May 1, 2001 U.S. Environmental, Inc., et al.
LR-16979 Apr. 30, 2001 The Gateway Association, The Gateway Association (Illinois), Richard J. Collins, Bill Wilson, Jerome Coppage, David A. Morgenstern, William J. Windsor, Linda A. Fehl, Malcolm Silverman, Janet Collins and Christine J. Todd
LR-16978 April 30, 2001 Parvin Gidvani
LR-16977 Apr. 26, 2001 Elfindepan, S.A., Southern Financial Group, Tracy Calvin Dunlap, Jr., Barry Lowe, James L. McCall, Strategic Asset Funds, S.A., Edmund Menden, Michael Menden and Michael Zieglmeier, defendants, and C.R.C.C. LLC and Patrick Wilson, relief defendants
LR-16976 Apr. 26, 2001 David J. Naughton, et al.
LR-16975 Apr. 26, 2001 Alexandra Elizabeth Montgomery, William Kenneth Nestor and Harriet Gluck
LR-16974 Apr. 25, 2001 Jose Zollino, George Fahey and Inverworld, Inc et al.
LR-16973 Apr. 25, 2001 Rajiv Vohra, Sean T. Healey, Lantern Investments, Ltd., Lipton Holdings, Ltd., and Beaufort Holdings, Ltd.
LR-16972 Apr. 23, 2001 Robert K. Gasper and James D. Fairfield
LR-16971 Apr. 19, 2001 J. Van Oliver
LR-16970 Apr. 18, 2001 Malcolm B. Wittenberg
LR-16969 Apr. 18, 2001 Eric E. Resteiner, et al.
LR-16968 Apr. 18, 2001 Bruce J. Kingdon, Kenneth Goglia, and Harvey Plante
LR-16967 Apr. 17, 2001 Steven T. Snyder
LR-16966 Apr. 17, 2001 Michael D. Richmond
LR-16965 Apr. 17, 2001 James Brown, Pinnacle Capital Advisors, and Austin Tanner
LR-16964 Apr. 17, 2001 Excal Enterprises, Inc., et al.
LR-16963 Apr. 16, 2001 Eric E. Resteiner
LR-16962 Apr. 16, 2001 John N. Brincat, Sr. and Bradley Vallem
LR-16961 Apr. 13, 2001 J&K Global Marketing Corp. et al.
LR-16960 Apr. 12, 2001 First Americap Corporation, Capital Relations Group, LLC, Stephen Harrison Thomas, Robert Douglas Williams, Tiji Thomas, Cyrus Industries, Inc., f/k/a Icon Trading, Inc., Raece B. Richardson and Byteaudio.com,Inc.
LR-16959 Apr. 10, 2001 Melissa K. Quizenbeury
LR-16958 Apr. 10, 2001 Todd Roberti
LR-16957 Apr. 10, 2001 Ives Health Company and M. Keith Ives
LR-16956 Apr. 10, 2001 Matthew Joel Mesplou
LR-16955 Apr. 9, 2001 Steven H. Schiffer, Joann R. Schulz, Gary S. Kramer, Jonathan Solow, Frank J. Cannata, and Peter G. Mintz
LR-16954 Apr. 6, 2001 Frank L. Harris, III
LR-16953a Apr. 6, 2001 Cristan K. Blackman, et al.
LR-16953 Apr. 5, 2001 Cristan K. Blackman, et al.
LR-16952 Apr. 4, 2001 Rajiv Vohra, Sean T. Healey, Lantern Investments, Ltd., Lipton Holdings, Ltd., and Beaufort Holdings, Ltd.
LR-16951 Apr. 4, 2001 Source Energy Corporation and Timothy R. Kraft
LR-16950 Apr. 3, 2001 Steven E. Thorn, Craig A. Morgan, Karen A. Estrada, Global Investors Group, LLC, First Financial Ventures, LLC, Second Financial Ventures, LLC, Third Financial Ventures, LLC, Fund Global, LLC and Global Equity Group, LLC
LR-16949 Apr. 2, 2001 Robert P. Oliver, Walter W. White, Gerald W. White, Howard White and Daniel P. Patton

http://www.sec.gov/litigation/litreleases/lit2q01.shtml


Modified: 02/14/2005