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Litigation Releases - First Quarter 2004

Current Litigation Releases

Archives: 1995-2004

Release No. Date Action
LR-18651 Mar. 31, 2004 Larry Stockett
LR-18650 Mar. 31, 2004 Patrick Ballinger, Dennis R. Weaver, Kosta S. Kovachev, Lee E. Larscheid, Benny G. Morris, Darin W. Roberts, Linda M. Sears, Todd F. Walker, Branson City Limits, Inc., Resort Hotels, Inc., Universal Financial Leasing, Inc., and Ozark Ticket and Travel, Inc.
LR-18649 Mar. 31, 2004 Richard H. Hawkins
Release No.: AAER-1981
LR-18648 Mar. 30, 2004 Eric E. Resteiner, et al.
LR-18647 Mar. 30, 2004 Ricky A. Lang and Zion Capital Management LLC
LR-18646 Mar. 29, 2004 Wolfson, et al.
LR-18645 Mar. 29, 2004 John Benjamin Stewart, Jr., Stewart Finance Company, Stewart National Finance Company, Donald N. Ellis and D&E Acquisitions, Inc.
LR-18644 Mar. 29, 2004 Wellness Universe Corporation, Synpan Corporation, and George Charles Pappas
LR-18643 Mar. 29, 2004 Syndicated Food Service International, Inc., Nick Pirgousis, Frank Dolney, William Brown, Gary Todd, Mario Casias, Delta Asset Management Company, LLC, William Keeler, William Scott, Iain H.T. Brown, Iain Brown, Fidra Holdings Ltd., Jeffrey Richardson, Peter Moulinos, Michelle Kramish Kain, Joseph Ferragamo, Adam Klein, Christopher Quintana, and Thomas Tanis
LR-18642 Mar. 29, 2004 Colin Nathanson, Individually and Doing Business As Nathanson Investment Trust, Giant Golf Company, Play Big Enterprises, Inc., Starquest Management, Inc., Whitehawk Consulting Group, Inc., Leafhead Consultants, Inc., NetTel Consulting Corp., Yrmac Consulting Services, Inc., and Millennium Technical Group, Inc.
LR-18641 Mar. 26, 2004 Thomas G. Brooks
LR-18640 Mar. 26, 2004 William H. Borders II
LR-18639 Mar. 25, 2004 Discover Capital Holdings Corp., et al.
LR-18638 Mar. 25, 2004 Cedric Kushner Promotions, Inc., Cedric Kushner, James DiLorenzo, and Steven Angel
Release No.: AAER-1979
LR-18637 Mar. 25, 2004 Patrick Ballinger, Dennis R. Weaver, Kosta S. Kovachev, Lee E. Larscheid, Benny G. Morris, Darin W. Roberts, Linda M. Sears, Todd F. Walker, Branson City Limits, Inc., Resort Hotels, Inc., Universal Financial Leasing, Inc., and Ozark Ticket and Travel, Inc.
LR-18636 Mar. 24, 2004 Universal Express, Inc., Richard A. Altomare, Chris G. Gunderson, Mark S. Neuhaus, George J. Sandhu, Spiga Limited, Tarun Mendiratta
LR-18635 Mar. 24, 2004 David M. Wolfson et al.
LR-18634 Mar. 23, 2004 Robert Dobbins, Dobbins Capital Corp., Dobbins Offshore Capital LLC, Dobbins Partners, L.P., and Dobbins Offshore, Ltd.
LR-18633 Mar. 23, 2004 Sean S. Coghlan, Patrick S. Lay, and Christopher W. Lay
LR-18632 Mar. 23, 2004 Scott K. Ginsburg
LR-18631 Mar. 22, 2004 The Geneva Group and Nicholas Garcia
LR-18630 Mar. 19, 2004 John Benjamin Stewart, Jr., Stewart Finance Company, Stewart National Finance Company, Donald N. Ellis and D&E Acquisitions, Inc.
LR-18629 Mar. 19, 2004 Wulf International Ltd. and George R. Wulf
LR-18624a Mar. 18, 2004 Rodney S. Shehyn, a.k.a. Robert Schmidt, a.k.a. Zach Adams, a.k.a. Jack Bishop, a.k.a. Geoffrey Williams, a.k.a. Alex Gray, a.k.a. Jason Henley, Rodney D. Marr, a.k.a. Robert Moran, a.k.a. Ronald Carlson, Donald L. Marr, a.k.a. Lloyd Weston, a.k.a. Donald Masters, and Karen S. Leigh, a.k.a. Elizabeth Blaine, a.k.a. Victoria Young
LR-18628 Mar. 18, 2004 Preston Hopper and Tamela Pallas
LR-18627 Mar. 17, 2004 One or More Unknown Purchasers of Call Options for the Common Stock of InVision Technologies, Inc.
LR-18626 Mar. 17, 2004 John A. Furutani
LR-18625 Mar. 16, 2004 Carlos H. Soto, Basle Advisers and ICR Corporation
LR-18624 Mar. 15, 2004 Rodney S. Shehyn, a.k.a. Robert Schmidt, a.k.a. Zach Adams, a.k.a. Jack Bishop, a.k.a. Geoffrey Williams, a.k.a. Alex Gray, a.k.a. Jason Henley, Rodney D. Marr, a.k.a. Robert Moran, a.k.a. Ronald Carlson, Donald L. Marr, a.k.a. Robert Moran, a.k.a. Ronald Carlson, and Karen S. Leigh, a.k.a. Elizabeth Blaine, a.k.a. Victoria Young
LR-18623 Mar. 12, 2004 Global Money Management, L.P., LF Global Investments, LLC, and Marvin I. Friedman
LR-18622 Mar. 12, 2004 David G. Sherman
Release No.: AAER-1976
LR-18621 Mar. 11, 2004 Rollin S. Dick and James S. Adams
Release No.: AAER-1975
LR-18620 Mar. 11, 2004 Thomas S. Hughes
LR-18619 Mar. 11, 2004 MX Factos, LLC, BBH Resources LLC, JTL Financial Group LLC, Richard M. Harkless, Daniel J. Berardi, Jr., Thomas Hawkesworth, and Randall W. Harding
LR-18618 Mar. 10, 2004 Ed Johnson and MERL Holdings Inc.com
Release No.: AAER-1974
LR-18617 Mar. 9, 2004 TELnetgo2000, Inc. et al.
LR-18616 Mar. 9, 2004 Presto Telecommunications, Inc., and Alfred Louis Vassallo, Jr. aka Bobby Vassallo
LR-18615 Mar. 9, 2004 William H. Rinehart, Jonathan A. Beck, and Kevin P. Clark
Release No.: AAER-1971
LR-18614 Mar. 9, 2004 Nikolai Safavi
LR-18613 Mar. 9, 2004 The Rose Fund, et al.
LR-18612 Mar. 8, 2004 Richard P. Smyth, Arnold E. Johns, Jr., Michael J. Becker and Alan T. Davis
Release No.: AAER-1970
LR-18611 Mar. 8, 2004 DCI, et al.
LR-18610 Mar. 8, 2004 AMERCO
LR-18609 Mar. 8, 2004 Larry A. Stockett
LR-18608 Mar. 5, 2004 Richard Rambahal, et al.
Release No.: AAER-1968
LR-18607 Mar. 3, 2004 Richard P. Smyth, Arnold E. Johns, Jr., Michael Becker and Alan T. Davis
LR-18606 Mar. 3, 2004 Security Trust Company, N.A., Grant D. Seeger, William A. Kenyon, And Nicole McDermott
LR-18605 Mar. 2, 2004 Scott D. Sullivan
Release No. AAER-1966
LR-18604 Mar. 1, 2004 Maven Capital Corporation, et al.
LR-18603 Mar. 1, 2004 Ace Payday Plus, LLC, et. al.
LR-18602 Feb. 27, 2004 Kelsey L. Garman, Koinonia Investment Club II, Koinonia Income Account, Koinonia 100/200 and Koinonia Kingdom Club
LR-18601 Feb. 27, 2004 Defendants Patrollers Capital Fund and Franklin S. Marone and Relief Defendant Marita R. Marone
LR-18600 Feb. 27, 2004 KS Advisors, Inc. et. al.
LR-18599 Feb. 27 2004 MX Factors LLC, BBH Resources LLC, JTL Financial Group LLC, Richard M. Harkless, Daniel J. Berardi, Jr., Thomas Hawkesworth, and Randall W. Harding
LR-18598 Feb. 27 2004 Jon Clark and Sarah Hume
Release No.: AAER-1965
LR-18597 Feb. 25, 2004 Darren Silverman and Matthew Brenner
LR-18596 Feb. 25, 2004 George P. Matus and Peter T. Matus
LR-18595 Feb. 25, 2004 Don-Allen Ruttenberg
Release No.: AAER-1964
LR-18594 Feb. 25, 2004 American Gold Mining Corp. and Ronald V. Markham
LR-18593 Feb. 25, 2004 Moises Saba Masri and Albert Meyer Sutton
LR-18592 Feb. 25, 2004 ClearOne Communications, Inc et al.
Release No.: AAER-1963
LR-18591 Feb. 24, 2004 Mohamd Wael Ibrahim Elzein, Individually and D/B/A Focus Mentors Elzein Management; Hussein Hassan El Zein; and Darin Raymond Knee
LR-18590 Feb. 24, 2004 Columbia Management Advisors, Inc. And Columbia Funds Distributor, Inc.
LR-18589 Feb. 24, 2004 Hulburt Van R. Barringer and Susan Diane Barringer
LR-18588 Feb. 24, 2004 California Autocare Corporation, Autocare Americorp, Joseph Sanfellipo, James E. Gasper, Kimball R. Vance, Jr. and Elihu M. Sigal
LR-18586A Feb. 24, 2004 Aqua Vie Beverage Corp., Thomas J. Gillespie, and Joseph J. Wozniak
LR-18587 Feb. 23, 2004 Mark David Anderson
LR-18585 Feb. 23, 2004 David M. Wolfson et al.
LR-18584 Feb. 20, 2004 Leon Levy, et al.
LR-18583 Feb. 20, 2004 Jordan Enterprises LLC, et al.
LR-18582 Feb. 19, 2004 Richard A. Causey and Jeffrey K. Skilling
LR-18581 Feb. 18, 2004 Patrollers Capital Fund and Franklin S. Marone, Jr. and Relief Defendant Marita D. Marone
LR-18580 Feb. 18, 2004 Security Asset Capital Corporation, et al.
LR-18579 Feb. 17, 2004 Suheil M. Judeh
LR-18578 Feb. 17, 2004 Dean A. Nichols
Release No.: AAER-1958
LR-18577 Feb. 17, 2004 EPG Global Private Equity Fund et. al.
LR-18576A Feb. 23, 2004 Van T. Dinh
LR-18575 Feb. 13, 2004 Jonathan G. Epstein
LR-18574 Feb. 12, 2004 Carlos H. Soto, et al.
LR-18573 Feb. 11, 2004 OCC Holdings, Ltd., MB Holdings USA, Inc., Equity Service Associates, Inc., Alan Labineri, Khurram Tanwir, Joseph Favata, Ahmed Awan and Yakov Koppel, and Relief Defendants Off World Strategic Holdings and MB Holdings USA Division A Inc.
LR-18572 Feb. 10, 2004 John R. Boyd, and Christopher Curbello
Release No.: AAER-1956
LR-18571 Feb. 6, 2004 Jonathan G. Epstein
Release No.: AAER-1955
LR-18570 Feb. 9, 2004 Edward Thomas Jung
LR-18569 Feb. 6, 2004 Nutrition Superstores.com, Inc., Advanced Wound Care, Inc., Franchise Direct, Inc., Anthony F. Musso, Jr., Jeffrey Gill, Wayne Santini and Andrew W. Doney
LR-18568 Feb. 6, 2004 William R. Kerr And China Investment Group, Ltd.
LR-18567 Feb. 6 2004 Sebastian Corriere et al.
LR-18566 Feb. 5, 2004 Cumulus Media Inc. et al.
Release No.: AAER-1951
LR-18565 Feb. 5, 2004 John Benjamin Stewart, Jr., Stewart Finance Company, Stewart National Finance Company, Donald N. Ellis and D&E Acquistions, Inc.
LR-18564 Feb. 4, 2004 Kenneth S. Martin
LR-18563 Feb. 4, 2004 Health Maintenance Centers, Inc., Znetix, Inc., Cascade Pointe of Arizona, LLC, Cascade Pointe Of Nevis, LLC, Kevin L. Lawrence, Donovan C. Claflin, Clifford G. Baird, Bainbridge Human Performance Centers, PLLC, Kimberly Alexander, Bonnie M. Couch, Stacy Gray, And Vicki L. Lawrence
LR-18562 Jan. 30, 2004 Blake A. Prater and Wellspring Capital Group, Inc.
LR-18561 Jan. 30, 2004 First Access Financial, LLC, et al.
LR-18560 Jan. 30, 2004 Jerome M. Wenger; Panworld Minerals International Inc., Robert G. Weeks, Kenneth L. Weeks, David A. Hesterman, Larry Krasny, L.K. Management, Inc., Joseph Fabiilli, Puritan Communications, Inc., and Jerome Wenger
LR-18559 Jan. 30, 2004 Alfred M. Lemcke, et al.
LR-18558 Jan. 29, 2004 J. Scott Eskind, Lorus Investments, Inc. and Capital Management Fund, Limited Partnership
LR-18557 Jan. 29, 2004 W.L. Ware Enterprises, Inc., et al. and Warren L. Ware
LR-18556 Jan. 28, 2004 Anthony Dong-Yin Shen, Srinivas Anumolu, Ronald W. Pinto, Deborah J. Breckenridge, and Dominick J. Savino
LR-18555 Jan. 28, 2004 Safety-Kleen Corp., et al.
LR-18554 Jan. 28, 2004 Presto Telecommunications, Inc., and Alfred Louis Vassallo, Jr. aka Bobby Vassallo
LR-18553 Jan. 23, 2004 Kings Real Estate Investment Trust, Reliance Enterprises, LLC, Monte R. Swanzy, Stephen P. Swanzy, David L. Knudson, and Van E. Brighton, individually and d/b/a Brighton Funding Group, Defendants, and Romerian Trust, Patricia Swanzy and Brighton Enterprises, Inc.
LR-18552 Jan. 22, 2004 Lloyd Silverstein
Release No. AAER-1948
LR-18551 Jan. 22, 2004 Richard A. Causey
Release No. AAER-1947
LR-18550 Jan. 21, 2004 Hollinger International, Inc.
Release No. AAER-1946
LR-18549 Jan. 21, 2004 Frank D. Gruttadauria, DH Strategic Partners, Inc., JYM Trading Trust, Laurene English, Defendants and Sarah Z. Emamy, Charlie Whiskey, LLC, and Margo Gruttadauria, Relief Defendants
LR-18548 Jan. 21, 2004 Andrew S. Marks
LR-18547 Jan. 16, 2004 Corrpro Companies, Inc.
LR-18546 Jan. 16, 2004 Capital Acquisitions, Inc, et al.
LR-18545 Jan. 16, 2004 Superior Opportunities, Inc., et al.
LR-18544 Jan. 15, 2004 Jack Calvin, et al.
LR-18543 Jan. 14, 2004 Andrew S. Fastow
Release No.: AAER-1942
LR-18542 Jan. 14, 2004 Merrill Scott & Associates, Ltd., et al.
LR-18541 Jan. 14, 2004 James Patrick Connelly Jr.
LR-18540 Jan. 13, 2004 Kevin J. Morrison, et al.
Release No.: AAER-1940
LR-18539 Jan. 13, 2004 Zarrar Sheikh, Nasser A. Dawoud, Opulentica, LLC and Relief Defendant Saima Shahzadi
LR-18538 Jan. 12, 2004 Mark N. Geman
LR-18537 Jan. 9, 2004 FoneCash, Inc., and Daniel E. Charboneau
LR-18536 Jan. 9, 2004 Dorothy L. Mahler, John W. Bracewell, III, and Patricia L. Jones
Release No.: AAER-1939
LR-18535 Jan. 9, 2004 Ira J. Gaines, et al.
LR-18534 Jan. 7, 2004 Robert Quattrone, et al.
Release No. AAER-1938
LR-18533 Jan. 7, 2004 Thomas T. Prousalis, Jr. and Robert T. Kirk, Jr.
LR-18532 Jan. 6, 2004 James P. Lewis, Jr.
LR-18531 Jan. 6, 2004 Barry Reed and James Hammonds
LR-18530 Jan. 6, 2004 Henry C. Yuen et al.
Release No. AAER-1937
LR-18529 Jan. 5, 2004 Online Power Supply, Inc., Larry G. Arnold and Kris M. Budinger

http://www.sec.gov/litigation/litreleases/lit1q04.shtml


Modified: 02/14/2005