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Litigation Releases - First Quarter 2004
| Release No. |
Date |
Action |
| LR-18651 |
Mar. 31, 2004 |
Larry Stockett |
| LR-18650 |
Mar. 31, 2004 |
Patrick Ballinger, Dennis R. Weaver, Kosta S. Kovachev, Lee E. Larscheid, Benny G. Morris, Darin W. Roberts, Linda M. Sears, Todd F. Walker, Branson City Limits, Inc., Resort Hotels, Inc., Universal Financial Leasing, Inc., and Ozark Ticket and Travel, Inc. |
| LR-18649 |
Mar. 31, 2004 |
Richard H. Hawkins
Release No.: AAER-1981
|
| LR-18648 |
Mar. 30, 2004 |
Eric E. Resteiner, et al. |
| LR-18647 |
Mar. 30, 2004 |
Ricky A. Lang and Zion Capital Management LLC |
| LR-18646 |
Mar. 29, 2004 |
Wolfson, et al. |
| LR-18645 |
Mar. 29, 2004 |
John Benjamin Stewart, Jr., Stewart Finance Company, Stewart National Finance Company, Donald N. Ellis and D&E Acquisitions, Inc. |
| LR-18644 |
Mar. 29, 2004 |
Wellness Universe Corporation, Synpan Corporation, and George Charles Pappas |
| LR-18643 |
Mar. 29, 2004 |
Syndicated Food Service International, Inc., Nick Pirgousis, Frank Dolney, William Brown, Gary Todd, Mario Casias, Delta Asset Management Company, LLC, William Keeler, William Scott, Iain H.T. Brown, Iain Brown, Fidra Holdings Ltd., Jeffrey Richardson, Peter Moulinos, Michelle Kramish Kain, Joseph Ferragamo, Adam Klein, Christopher Quintana, and Thomas Tanis |
| LR-18642 |
Mar. 29, 2004 |
Colin Nathanson, Individually and Doing Business As Nathanson Investment Trust, Giant Golf Company, Play Big Enterprises, Inc., Starquest Management, Inc., Whitehawk Consulting Group, Inc., Leafhead Consultants, Inc., NetTel Consulting Corp., Yrmac Consulting Services, Inc., and Millennium Technical Group, Inc. |
| LR-18641 |
Mar. 26, 2004 |
Thomas G. Brooks |
| LR-18640 |
Mar. 26, 2004 |
William H. Borders II |
| LR-18639 |
Mar. 25, 2004 |
Discover Capital Holdings Corp., et al. |
| LR-18638 |
Mar. 25, 2004 |
Cedric Kushner Promotions, Inc., Cedric Kushner, James DiLorenzo, and Steven Angel
Release No.: AAER-1979 |
| LR-18637 |
Mar. 25, 2004 |
Patrick Ballinger, Dennis R. Weaver, Kosta S. Kovachev, Lee E. Larscheid, Benny G. Morris, Darin W. Roberts, Linda M. Sears, Todd F. Walker, Branson City Limits, Inc., Resort Hotels, Inc., Universal Financial Leasing, Inc., and Ozark Ticket and Travel, Inc.
|
| LR-18636 |
Mar. 24, 2004 |
Universal Express, Inc., Richard A. Altomare, Chris G. Gunderson, Mark S. Neuhaus, George J. Sandhu, Spiga Limited, Tarun Mendiratta |
| LR-18635 |
Mar. 24, 2004 |
David M. Wolfson et al. |
| LR-18634 |
Mar. 23, 2004 |
Robert Dobbins, Dobbins Capital Corp., Dobbins Offshore Capital LLC, Dobbins Partners, L.P., and Dobbins Offshore, Ltd. |
| LR-18633 |
Mar. 23, 2004 |
Sean S. Coghlan, Patrick S. Lay, and Christopher W. Lay |
| LR-18632 |
Mar. 23, 2004 |
Scott K. Ginsburg |
| LR-18631 |
Mar. 22, 2004 |
The Geneva Group and Nicholas Garcia |
| LR-18630 |
Mar. 19, 2004 |
John Benjamin Stewart, Jr., Stewart Finance Company, Stewart National Finance Company, Donald N. Ellis and D&E Acquisitions, Inc. |
| LR-18629 |
Mar. 19, 2004 |
Wulf International Ltd. and George R. Wulf
|
| LR-18624a |
Mar. 18, 2004 |
Rodney S. Shehyn, a.k.a. Robert Schmidt, a.k.a. Zach Adams, a.k.a. Jack Bishop, a.k.a. Geoffrey Williams, a.k.a. Alex Gray, a.k.a. Jason Henley, Rodney D. Marr, a.k.a. Robert Moran, a.k.a. Ronald Carlson, Donald L. Marr, a.k.a. Lloyd Weston, a.k.a. Donald Masters, and Karen S. Leigh, a.k.a. Elizabeth Blaine, a.k.a. Victoria Young |
| LR-18628 |
Mar. 18, 2004 |
Preston Hopper and Tamela Pallas
|
| LR-18627 |
Mar. 17, 2004 |
One or More Unknown Purchasers of Call Options for the Common Stock of InVision Technologies, Inc. |
| LR-18626 |
Mar. 17, 2004 |
John A. Furutani |
| LR-18625 |
Mar. 16, 2004 |
Carlos H. Soto, Basle Advisers and ICR Corporation |
| LR-18624 |
Mar. 15, 2004 |
Rodney S. Shehyn, a.k.a. Robert Schmidt, a.k.a. Zach Adams, a.k.a. Jack Bishop, a.k.a. Geoffrey Williams, a.k.a. Alex Gray, a.k.a. Jason Henley, Rodney D. Marr, a.k.a. Robert Moran, a.k.a. Ronald Carlson, Donald L. Marr, a.k.a. Robert Moran, a.k.a. Ronald Carlson, and Karen S. Leigh, a.k.a. Elizabeth Blaine, a.k.a. Victoria Young |
| LR-18623 |
Mar. 12, 2004 |
Global Money Management, L.P., LF Global Investments, LLC, and Marvin I. Friedman |
| LR-18622 |
Mar. 12, 2004 |
David G. Sherman
Release No.: AAER-1976 |
| LR-18621 |
Mar. 11, 2004 |
Rollin S. Dick and James S. Adams
Release No.: AAER-1975 |
| LR-18620 |
Mar. 11, 2004 |
Thomas S. Hughes |
| LR-18619 |
Mar. 11, 2004 |
MX Factos, LLC, BBH Resources LLC, JTL Financial Group LLC, Richard M. Harkless, Daniel J. Berardi, Jr., Thomas Hawkesworth, and Randall W. Harding |
| LR-18618 |
Mar. 10, 2004 |
Ed Johnson and MERL Holdings Inc.com
Release No.: AAER-1974 |
| LR-18617 |
Mar. 9, 2004 |
TELnetgo2000, Inc. et al. |
| LR-18616 |
Mar. 9, 2004 |
Presto Telecommunications, Inc., and Alfred Louis Vassallo, Jr. aka Bobby Vassallo |
| LR-18615 |
Mar. 9, 2004 |
William H. Rinehart, Jonathan A. Beck, and Kevin P. Clark
Release No.: AAER-1971 |
| LR-18614 |
Mar. 9, 2004 |
Nikolai Safavi |
| LR-18613 |
Mar. 9, 2004 |
The Rose Fund, et al. |
| LR-18612 |
Mar. 8, 2004 |
Richard P. Smyth, Arnold E. Johns, Jr., Michael J. Becker and Alan T. Davis
Release No.: AAER-1970 |
| LR-18611 |
Mar. 8, 2004 |
DCI, et al.
|
| LR-18610 |
Mar. 8, 2004 |
AMERCO
|
| LR-18609 |
Mar. 8, 2004 |
Larry A. Stockett
|
| LR-18608 |
Mar. 5, 2004 |
Richard Rambahal, et al.
Release No.: AAER-1968 |
| LR-18607 |
Mar. 3, 2004 |
Richard P. Smyth, Arnold E. Johns, Jr., Michael Becker and Alan T. Davis |
| LR-18606 |
Mar. 3, 2004 |
Security Trust Company, N.A., Grant D. Seeger, William A. Kenyon, And Nicole McDermott |
| LR-18605 |
Mar. 2, 2004 |
Scott D. Sullivan
Release No. AAER-1966 |
| LR-18604 |
Mar. 1, 2004 |
Maven Capital Corporation, et al. |
| LR-18603 |
Mar. 1, 2004 |
Ace Payday Plus, LLC, et. al. |
| LR-18602 |
Feb. 27, 2004 |
Kelsey L. Garman, Koinonia Investment Club II, Koinonia Income Account, Koinonia 100/200 and Koinonia Kingdom Club
|
| LR-18601 |
Feb. 27, 2004 |
Defendants Patrollers Capital Fund and Franklin S. Marone and Relief Defendant Marita R. Marone
|
| LR-18600 |
Feb. 27, 2004 |
KS Advisors, Inc. et. al.
|
| LR-18599 |
Feb. 27 2004 |
MX Factors LLC, BBH Resources LLC, JTL Financial Group LLC, Richard M. Harkless, Daniel J. Berardi, Jr., Thomas Hawkesworth, and Randall W. Harding |
| LR-18598 |
Feb. 27 2004 |
Jon Clark and Sarah Hume
Release No.: AAER-1965 |
| LR-18597 |
Feb. 25, 2004 |
Darren Silverman and Matthew Brenner
|
| LR-18596 |
Feb. 25, 2004 |
George P. Matus and Peter T. Matus
|
| LR-18595 |
Feb. 25, 2004 |
Don-Allen Ruttenberg
Release No.: AAER-1964 |
| LR-18594 |
Feb. 25, 2004 |
American Gold Mining Corp. and Ronald V. Markham |
| LR-18593 |
Feb. 25, 2004 |
Moises Saba Masri and Albert Meyer Sutton |
| LR-18592 |
Feb. 25, 2004 |
ClearOne Communications, Inc et al.
Release No.: AAER-1963 |
| LR-18591 |
Feb. 24, 2004 |
Mohamd Wael Ibrahim Elzein, Individually and D/B/A Focus Mentors Elzein Management; Hussein Hassan El Zein; and Darin Raymond Knee
|
| LR-18590 |
Feb. 24, 2004 |
Columbia Management Advisors, Inc. And Columbia Funds Distributor, Inc.
|
| LR-18589 |
Feb. 24, 2004 |
Hulburt Van R. Barringer and Susan Diane Barringer
|
| LR-18588 |
Feb. 24, 2004 |
California Autocare Corporation, Autocare Americorp, Joseph Sanfellipo, James E. Gasper, Kimball R. Vance, Jr. and Elihu M. Sigal |
| LR-18586A |
Feb. 24, 2004 |
Aqua Vie Beverage Corp., Thomas J. Gillespie, and Joseph J. Wozniak |
| LR-18587 |
Feb. 23, 2004 |
Mark David Anderson
|
| LR-18585 |
Feb. 23, 2004 |
David M. Wolfson et al.
|
| LR-18584 |
Feb. 20, 2004 |
Leon Levy, et al. |
| LR-18583 |
Feb. 20, 2004 |
Jordan Enterprises LLC, et al. |
| LR-18582 |
Feb. 19, 2004 |
Richard A. Causey and Jeffrey K. Skilling |
| LR-18581 |
Feb. 18, 2004 |
Patrollers Capital Fund and Franklin S. Marone, Jr. and Relief Defendant Marita D. Marone |
| LR-18580 |
Feb. 18, 2004 |
Security Asset Capital Corporation, et al. |
| LR-18579 |
Feb. 17, 2004 |
Suheil M. Judeh |
| LR-18578 |
Feb. 17, 2004 |
Dean A. Nichols
Release No.: AAER-1958 |
| LR-18577 |
Feb. 17, 2004 |
EPG Global Private Equity Fund et. al. |
| LR-18576A |
Feb. 23, 2004 |
Van T. Dinh |
| LR-18575 |
Feb. 13, 2004 |
Jonathan G. Epstein |
| LR-18574 |
Feb. 12, 2004 |
Carlos H. Soto, et al. |
| LR-18573 |
Feb. 11, 2004 |
OCC Holdings, Ltd., MB Holdings USA, Inc., Equity Service Associates, Inc., Alan Labineri, Khurram Tanwir, Joseph Favata, Ahmed Awan and Yakov Koppel, and Relief Defendants Off World Strategic Holdings and MB Holdings USA Division A Inc. |
| LR-18572 |
Feb. 10, 2004 |
John R. Boyd, and Christopher Curbello
Release No.: AAER-1956 |
| LR-18571 |
Feb. 6, 2004 |
Jonathan G. Epstein
Release No.: AAER-1955 |
| LR-18570 |
Feb. 9, 2004 |
Edward Thomas Jung |
| LR-18569 |
Feb. 6, 2004 |
Nutrition Superstores.com, Inc., Advanced Wound Care, Inc., Franchise Direct, Inc., Anthony F. Musso, Jr., Jeffrey Gill, Wayne Santini and Andrew W. Doney |
| LR-18568 |
Feb. 6, 2004 |
William R. Kerr And China Investment Group, Ltd. |
| LR-18567 |
Feb. 6 2004 |
Sebastian Corriere et al. |
| LR-18566 |
Feb. 5, 2004 |
Cumulus Media Inc. et al.
Release No.: AAER-1951 |
| LR-18565 |
Feb. 5, 2004 |
John Benjamin Stewart, Jr., Stewart Finance Company, Stewart National Finance Company, Donald N. Ellis and D&E Acquistions, Inc. |
| LR-18564 |
Feb. 4, 2004 |
Kenneth S. Martin |
| LR-18563 |
Feb. 4, 2004 |
Health Maintenance Centers, Inc., Znetix, Inc., Cascade Pointe of Arizona, LLC, Cascade Pointe Of Nevis, LLC, Kevin L. Lawrence, Donovan C. Claflin, Clifford G. Baird, Bainbridge Human Performance Centers, PLLC, Kimberly Alexander, Bonnie M. Couch, Stacy Gray, And Vicki L. Lawrence |
| LR-18562 |
Jan. 30, 2004 |
Blake A. Prater and Wellspring Capital Group, Inc. |
| LR-18561 |
Jan. 30, 2004 |
First Access Financial, LLC, et al. |
| LR-18560 |
Jan. 30, 2004 |
Jerome M. Wenger; Panworld Minerals International Inc., Robert G. Weeks, Kenneth L. Weeks, David A. Hesterman, Larry Krasny, L.K. Management, Inc., Joseph Fabiilli, Puritan Communications, Inc., and Jerome Wenger |
| LR-18559 |
Jan. 30, 2004 |
Alfred M. Lemcke, et al. |
| LR-18558 |
Jan. 29, 2004 |
J. Scott Eskind, Lorus Investments, Inc. and Capital Management Fund, Limited Partnership |
| LR-18557 |
Jan. 29, 2004 |
W.L. Ware Enterprises, Inc., et al. and Warren L. Ware |
| LR-18556 |
Jan. 28, 2004 |
Anthony Dong-Yin Shen, Srinivas Anumolu, Ronald W. Pinto, Deborah J. Breckenridge, and Dominick J. Savino |
| LR-18555 |
Jan. 28, 2004 |
Safety-Kleen Corp., et al. |
| LR-18554 |
Jan. 28, 2004 |
Presto Telecommunications, Inc., and Alfred Louis Vassallo, Jr. aka Bobby Vassallo |
| LR-18553 |
Jan. 23, 2004 |
Kings Real Estate Investment Trust, Reliance Enterprises, LLC, Monte R. Swanzy, Stephen P. Swanzy, David L. Knudson, and Van E. Brighton, individually and d/b/a Brighton Funding Group, Defendants, and Romerian Trust, Patricia Swanzy and Brighton Enterprises, Inc. |
| LR-18552 |
Jan. 22, 2004 |
Lloyd Silverstein
Release No. AAER-1948 |
| LR-18551 |
Jan. 22, 2004 |
Richard A. Causey
Release No. AAER-1947 |
| LR-18550 |
Jan. 21, 2004 |
Hollinger International, Inc.
Release No. AAER-1946 |
| LR-18549 |
Jan. 21, 2004 |
Frank D. Gruttadauria, DH Strategic Partners, Inc., JYM Trading Trust, Laurene English, Defendants and Sarah Z. Emamy, Charlie Whiskey, LLC, and Margo Gruttadauria, Relief Defendants |
| LR-18548 |
Jan. 21, 2004 |
Andrew S. Marks |
| LR-18547 |
Jan. 16, 2004 |
Corrpro Companies, Inc. |
| LR-18546 |
Jan. 16, 2004 |
Capital Acquisitions, Inc, et al. |
| LR-18545 |
Jan. 16, 2004 |
Superior Opportunities, Inc., et al. |
| LR-18544 |
Jan. 15, 2004 |
Jack Calvin, et al. |
| LR-18543 |
Jan. 14, 2004 |
Andrew S. Fastow
Release No.: AAER-1942 |
| LR-18542 |
Jan. 14, 2004 |
Merrill Scott & Associates, Ltd., et al. |
| LR-18541 |
Jan. 14, 2004 |
James Patrick Connelly Jr. |
| LR-18540 |
Jan. 13, 2004 |
Kevin J. Morrison, et al.
Release No.: AAER-1940 |
| LR-18539 |
Jan. 13, 2004 |
Zarrar Sheikh, Nasser A. Dawoud, Opulentica, LLC and Relief Defendant Saima Shahzadi |
| LR-18538 |
Jan. 12, 2004 |
Mark N. Geman |
| LR-18537 |
Jan. 9, 2004 |
FoneCash, Inc., and Daniel E. Charboneau |
| LR-18536 |
Jan. 9, 2004 |
Dorothy L. Mahler, John W. Bracewell, III, and Patricia L. Jones
Release No.: AAER-1939 |
| LR-18535 |
Jan. 9, 2004 |
Ira J. Gaines, et al. |
| LR-18534 |
Jan. 7, 2004 |
Robert Quattrone, et al.
Release No. AAER-1938 |
| LR-18533 |
Jan. 7, 2004 |
Thomas T. Prousalis, Jr. and Robert T. Kirk, Jr. |
| LR-18532 |
Jan. 6, 2004 |
James P. Lewis, Jr. |
| LR-18531 |
Jan. 6, 2004 |
Barry Reed and James Hammonds |
| LR-18530 |
Jan. 6, 2004 |
Henry C. Yuen et al.
Release No. AAER-1937 |
| LR-18529 |
Jan. 5, 2004 |
Online Power Supply, Inc., Larry G. Arnold and Kris M. Budinger |
http://www.sec.gov/litigation/litreleases/lit1q04.shtml
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