SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission


  About the SEC

  Filings & Forms

  Regulatory Actions

  Staff Interps

  Investor Info

  News & Statements

  Litigation


  ALJ

  Information for...

  Divisions


Litigation Releases - First Quarter 2003

Current Litigation Releases

Archives: 1995-2004

Release No. Date Action
LR-18057 Mar. 31, 2003 Frank J. Custable, Jr., Sara Wetzel, Suburban Capital Corp., Francis Scott Widen, Wasatch Pharmaceutical, Inc., David Giles, Gary Heesch, Pacel Corp., David Calkins, Gateway Distributors, Ltd., Richard Bailey and ThermoElastic Technologies, Inc.
LR-18056 Mar. 31, 2003 Jack Calvin, et al.
LR-18055 Mar. 31, 2003 Global Airlines Corporation, et al.
LR-18054 Mar. 31, 2003 Eagle Building Technologies, Inc. and Anthony Damato
LR-18053 Mar. 28, 2003 Larry T. Ohms
LR-18052 Mar. 26, 2003 Hitsgalore.com, Inc., Stephen J. Bradford, Life Foundation Trust and Jeanette B. Wilcher
LR-18051 Mar. 25, 2003 Delta Rental Systems, Inc., Paul J. Carvajal, Carlos Prado, and Philip R. Gratz
LR-18050 Mar. 25, 2003 Robert Asti
Release No. AAER-1745
LR-18049 Mar. 24, 2003 Paul R. Johnson, et al.
LR-18048 Mar. 24, 2003 Goldventers Club and Alexander Khamidouline, d/b/a www.gold-ventures.net
LR-18047 Mar. 21, 2003 Robert Papalia and David Hunter
LR-18046 Mar. 21, 2003 Louis M. Lazorwitz, J. Charles Reives, Tri-Star Investment Group, L.L.C. a/k/a Tri-Star Investment Group, Defendants, and LAZOR, Ltd., Relief Defendant
LR-18045 Mar. 21, 2003 Jean Baptiste Jean Pierre, Gabriel Toks Pearse and Darius L. Lee
LR-18044 Mar. 20, 2003 HealthSouth Corporation and Richard M. Scrushy
Release No. AAER-1744
LR-18043 Mar. 20, 2003 Arash Aziz-Golshani et al.
LR-18042 Mar. 19, 2003 John R. Boyd and Christopher Curbello
Release No. AAER-1743
LR-18041 Mar. 18, 2003 Wilmer Reid. Funderburk, Edward W. Reckdenwald and Todd Burk Priddy
LR-18040 Mar. 18, 2003 Leonard T. Sheehan and Jason T. Frazee
LR-18039 Mar. 18, 2003 Nancy J. Cheal, individually and d/b/a Relief Enterprise, et al.
LR-18038 Mar. 17, 2003 Merrill Lynch & Co., Inc., Daniel H. Bayly, Thomas W. Davis, Robert S. Furst, Schuyler M. Tilney
Release No. AAER-1742
LR-18037 Mar. 17, 2003 Carl E. Putnam, et al.
Release No. AAER-1741
LR-18036 Mar. 14, 2003 PanWorld, et al.
LR-18035 Mar. 14, 2003 Louis W. Ratfield
LR-18034 Mar. 13, 2003 William L. Brotherton and International Business Consortium, Inc.
LR-18033 Mar. 13, 2003 James D. Logan
LR-18032 Mar. 12, 2003 Robert W. Schlotterbeck
LR-18031 Mar. 12, 2003 U.S. Technologies, Inc. and C. Gregory Earls
Release No. AAER-1739
LR-18030 Mar. 12, 2003 A. Howard and Michael W. Krautz
Release No. AAER-1738
LR-18029 Mar. 11, 2003 Terry L. Dowdell, et al.
LR-18028 Mar. 11, 2003 North American Medical Products, Inc., Arthur Gianakos, Paul Wayne Mason (a/k/a Louis Ronnie Sarpy), Laurence Mark Anderson (a/k/a Ron Laurence), Kristen Luck Emery, and Niko G. Efstathiou
LR-18027 Mar. 11, 2003 Global Telecom Services L.L.C. d/b/a Medical Disposal Devices, Albert D. Latouche and Salvatore J. Cartelli, Jr.
LR-18026 Mar. 11, 2003 Samuel D. Waksal
LR-18025 Mar. 10, 2003 Robert Mancuso, Ronald R. Lanchoney, and Shamir A. Ally
Release No. AAER-1736
LR-18024 Mar. 10, 2003 Hitsgalore.com, Inc., Stephen J. Bradford, Life Foundation Trust and Jeanette B. Wilcher
LR-18023 Mar. 10, 2003 John C. Larrabee
LR-18022 Mar. 10, 2003 American Tissue, Inc., Medhi Gabayzadeh, Edward Stein and John Lorenz
Release No. AAER-1735
LR-18021 Mar. 7, 2003 Florida Stock Transfer, Inc., Vector Holdings Corp., and Allen E. Weintraub
LR-18020 Mar. 7, 2003 Spiegel, Inc.
LR-18019 Mar. 6, 2003 Mark Cecil Thurman
LR-18018 Mar. 6 , 2003 Alan Brian Bond et al.
LR-18017 Mar. 6, 2003 A. Robert Mancuso, Ronald R. Lanchoney, and Shamir A. Ally
LR-18016 Mar. 6, 2003 Michael J. Pietrzak, Maurice W. Furlong and Donald E. Jordan
LR-18015 Mar. 5, 2003 Paul J. Montle, et al.
LR-18014 Mar. 4, 2003 Lernout & Hauspie Speech Products, N.V.
Release No. AAER-1729
LR-18013 Mar. 4, 2003 Ronald J. Goldberg
LR-18012 Mar. 4, 2003 W.J. Nolan & Co., Inc.
LR-18011 Mar. 3, 2003 J.T. Wallenbrock & Associates, Larry Toshio Osaki, Van Y. Ichinotsubo and Citadel Capital Management Group, Inc.
LR-18010 Mar. 3, 2003 Genesis Leasing IX, Inc., et al.
LR-18009 Mar. 3, 2003 Internet Telecommunications Albany System SMR, et al.
LR-18008 Feb. 28, 2003 Sutton, et al.
LR-18007 Feb. 27, 2003 Stuart A. Slonin and The Strategies Group, Inc.
LR-18006 Feb. 27, 2003 Jeffrey R. Senger, Brad M. Nirenberg And Norman F. Piatti
LR-18005 Feb. 27, 2003 Kenneth B. Macqueen, et al.
LR-18004 Feb. 27, 2003 AbsoluteFuture.com , et al.
LR-18003 Feb. 27, 2003 Rhino Advisors, Inc. and Thomas Badian
LR-18002 Feb. 27, 2003 Glen Andrew Folck
Release No. AAER-1723
LR-18001 Feb. 26, 2003 Manoucher Sarbaz, Pacific Golf Community Development LLC and Lee Andrew Hill
LR-18000 Feb. 26, 2003 Enio A. Montini, Jr. and Joseph A. Hofmeister
LR-17999 Feb. 26, 2003 Terry L. Dowdell, et al.
LR-17998 Feb. 25, 2003 Timothy P. Horne
LR-17997 Feb. 25, 2003 Robert A. Magnan, Investment Recovery Network, Inc., Old Dominion Securities, Inc., and John DelPrince
LR-17996 Feb. 25, 2003 Joel M. Arnold, William L. Eveleth, Grant Graham, Thomas W. Hall, Douglas K. Hutchins, Bryan K. Treadway, John M. Walker, and Richard L. Weston
Release No. AAER-1726
LR-17995 Feb. 25, 2003 Edward Thomas Jung
LR-17994 Feb. 24, 2003 James L. George, Paul E. Brodhagen, and Michael J. Wright
LR-17993 Feb. 21, 2003 Douglas Norman
LR-17992 Feb. 21, 2003 Yehuda Shiv, et al.
LR-17991 Feb. 21, 2003 International BioChemical Industries, Inc. and Timothy Moses
LR-17990 Feb. 20, 2003 La Mesa Geoscience, Inc., La Mesa Partners, L.C., La Mesa Group, L.P. and Kenneth Hooper
LR-17989 Feb. 19, 2003 Norman P. Rounds
LR-17988 Feb. 19, 2003 Garry W. Stroud, Individually and d/b/a Diamond Global Holding Trust, Euro Credit and Exchange Bank Ltd., and Angelic International, et al.
LR-17987 Feb. 19, 2003 Moller International, Inc., and Paul S. Moller
LR-17986 Feb. 19, 2003 Robert R. Dillie, Mid-America Foundation, Inc., and Mid-America Financial Group, Inc.
LR-17985 Feb. 19, 2003 Samuel Aaron Meltzer
LR-17984 Feb. 13, 2003 G. Matthias Heinzelmann, III
LR-17983 Feb. 13, 2003 Kenneth W. Mellert and Roman D. Mayer
LR-17982 Feb. 12, 2003 Autofund Servicing, Inc. and James D. Haggard, Jr.
LR-17981 Feb. 11, 2003 Hoover and Hoover Capital Management, Inc.
LR-17980 Feb. 11, 2003 Richard Callipari
LR-17979 Feb. 11, 2003 Umesh Malhotra, Paul Chopra, and David Manigault
LR-17978 Feb. 10, 2003 Christopher F. Crawford and Todd F. Katz; Richard C. Tyrer; Donald F. Marcus; Harry P. Adler
Release No. AAER-1715
LR-17977 Feb. 10, 2003 Marc David Shiner, Leon Swichkow, Timothy Wetherald, Telecom Advisory Services, Inc., Louis Stinson, Jr., P.A., Equity Service Administration, Inc., Marketing Media, Inc., and USA Media Group, Inc.
LR-17976 Feb. 10, 2003 Rocky Mountain Securities & Investments, Inc. and Judith L. Clarke
LR-17975 Feb. 7, 2003 Scorpion Technologies, Inc., et al.
LR-17974 Feb. 7, 2003 National Investment Enterprises and Michael Garian
LR-17973 Feb. 6, 2003 Capital Consultants, LLC, et al.
LR-17972 Feb. 6, 2003 Linda A. Watson and Scott Watson
LR-17971 Feb. 6, 2003 International BioChemical Industries, Inc. and Timothy Moses
LR-17970 Feb. 5, 2003 Timothy J. Potter and George R. Potter
LR-17969 Feb. 5, 2003 Todd M. Eberhard, et al.
LR-17968 Feb. 4, 2003 Pinnfund Usa, Inc., Peregrine Funding, Inc., Allied Capital Partners, Grafton Partners, Six Sigma, Llc a/k/a 6 Sigma, LLC, Reliance Holdings, LLC, Michael J. Fanghella, James L. Hillman, and Kelly Cook a/k/a Kelly Jaye a/k/a Kelly Spagnola
LR-17967 Feb. 4, 2003 Big Country AGS, Inc. d/b/a AGS, Inc., et al.
LR-17966 Feb. 4, 2003 Church Extension of the Church of God, Inc., United Management Services, Inc., James Perry Grubbs and Shearon Louis Jackson
Release No. AAER-1711
LR-17965 Feb. 4, 2003 Claude Lefebvre et al.
LR-17964 Feb. 3, 2003 Richard J. Briden, Empowerment Funding Group, LLC and Infopro Group, Ltd
LR-17963 Feb. 3, 2003 Leonard L. Zanello, Sr., Ihor A."Gary" Humesky, Steven B. Rodd, and Robert F. Broege, Jr.
LR-17962 Feb. 3, 2003 Sunstate FX Inc. et al.
LR-17961 Feb. 3, 2003 Gold-Ventures Club and Alexander Khamidouline, d/b/a www.gold-ventures.net
LR-17960 Feb. 3, 2003 Stewart, et al.
LR-17959 Jan. 31, 2003 Robert C. Sears
LR-17958 Jan. 30, 2003 Timothy J. Potter and George R. Potter
LR-17957 Jan. 29, 2003 Dennis Herula et al.
LR-17956 Jan. 29, 2003 William F. Mahon and Dean J. Jupiter
LR-17955 Jan. 29, 2003 Mark F. Shinnick
LR-17954 Jan. 29, 2003 KPMG LLP, Joseph T. Boyle, Michael A. Conway, Anthony P. Dolanski and Ronald A. Safran
Release No. AAER-1709
LR-17953 Jan. 28, 2003 Wayne F. Gorsek, Lyndell Parks, P. Brenden Gebben and Troy Justus
LR-17952 Jan. 27, 2003 Albert Dunlap et al.
LR-17951 Jan. 27, 2003 Solucorp Industries Ltd., et al.
LR-17950 Jan. 24, 2003 Robert L. Bentley, Entrust Group and Bentley Financial Services, Inc.
LR-17949 Jan. 24, 2003 Raymond M. Marker, et al.
LR-17948 Jan. 23, 2003 A. B. Financing and Investments, Inc., and Anthony Blissett
LR-17947 Jan. 23, 2003 U.S. Funding Corporation, et al.
LR-17946 Jan. 22, 2003 Fred Albert Schluep
LR-17945 Jan. 22, 2003 Ned C. Sneiderman
LR-17944 Jan. 21, 2003 Blackwell et al.; Parker et al.; Maxwell et al.
LR-17943 Jan. 21, 2003 Online Power Supply Inc., Larry G. Arnold and Kris M. Budinger
LR-17942 Jan. 21, 2003 Sunstate FX Inc. et al.
LR-17941 Jan. 21, 2003 Jeffrey C. Hays, Marlen V. Johnson, and James M. Nilsson
LR-17940 Jan. 16, 2003 Phong Nguyen and Chanh Nguyen
LR-17939 Jan. 16, 2003 Dale Carone, et al.
LR-17938 Jan. 16, 2003 Robert N. Rooks, John W. Duffell III and Charles E. Yost II
LR-17937 Jan. 16, 2003 I-Net Providers, et al.
LR-17936 Jan. 16, 2003 Premier Marketing And Investments, Inc. and Nicholas Roblee a/k/a Nicholas Richmond
LR-17935 Jan. 16, 2003 Alfred M. Lemcke, et al.
LR-17934 Jan. 16, 2003 ClearOne Communications, Inc., Frances M. Flood and Susie Strohm
LR-17933 Jan. 16, 2003 Getanswers, Inc., James Koenig, and Robert Cournoyer
LR-17932 Jan. 15, 2003 Robert Williams
LR-17931 Jan. 15, 2003 First Choice Management Services, Inc. and Gary Van Waeyenberghe
LR-17930 Jan. 14, 2003 Joshua M. Levine
LR-17929 Jan. 14, 2003 Sheldon Maschler, Jeffrey A. Citron, Michael Mccarty, Erik Maschler, Heartland Securities Corporation, Aaron Elbogen, Moishe Zelcer, Raft Investments, Inc., and Jes Management Corporatione
LR-17928 Jan. 13, 2003 Sandra K. Simpson and Daphne Ann Pattee
LR-17927 Jan. 13, 2003 William Grabske
LR-17926 Jan. 13, 2003 Richard Alyn Waage and Haarlem Universal Corporation
LR-17925 Jan. 13, 2003 Jordan Enterprises LLC, et al.
LR-17924 Jan. 9, 2003 Jeffrey Kalina
LR-17923 Jan. 9, 2003 Robertson Stephens, Inc.
LR-17922 Jan. 9, 2003 Paul E. Johnson
LR-17921 Jan. 8, 2003 Kevin J. Morrison, et al.
LR-17920 Jan. 7, 2003 Asset Recovery And Management Trust, S.A., Frank Ray Johnson, Milton E. Vaughn, and Carlos Fernandez Alfaro
LR-17919 Jan. 7, 2003 Dianna Blairtorbett a/k/a Dianna Blair Torbett a/k/a Dianna Blair-Torbett, Individually and d/b/a McMinn Consultants, and McMinn Consultants, Limited
LR-17918 Jan. 7, 2003 James L. George, Paul E. Brodhagen and Michael J. Wright
LR-17917 Jan. 7, 2003 Scott K. Ginsburg
LR-17916 Jan. 7, 2003 Ramiro M. Fernandez-Moris, Daniel S. Lezak, and Ramiro Rafael ("Ray") Fernandez
LR-17915 Jan. 7, 2003 Harral Dunbar, Jr., Individually and d/b/a Ghost International
LR-17914 Jan. 7, 2003 Discovery Capital Group, Erik Walsh, and John Abresch
LR-17913 Jan. 3, 2003 Frank L. Peitz, Daniel B. Benson, Randall W. Law, Monica Iles, and Robert D. Paladino, et al.
LR-17912 Jan. 2, 2003 John Freeman, James Cooper, Benton Erskine, Anthony Seminara, Norman Lehrman, Linda Karlsen, Timothy Siemers, Norman Grossman, Lawrence Schwartz, Michael Akva, Robert Fricker, Richard Zelman, Bradley Burke, Benjamin Cooper, Chad L. Conner, Deon Benson, Gordon K. Allen, Jr., Jon Geibel, and William H. Borders II

http://www.sec.gov/litigation/litreleases/lit1q03.shtml


Modified: 02/14/2005