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Litigation Releases - First Quarter 2002

Current Litigation Releases

Archives: 1995-2004

Release No. Date Action
LR-17448 Mar. 28, 2002 Leonard J. Guida; Les B. Strauss
LR-17447 Mar. 28, 2002 Daniel L. Zessinger
LR-17446 Mar. 28, 2002 New Energy Corp., Tor Ewald, Geneva Financial Ltd., Marcelino Colt aka Marcelino Colt Vasquez, Magnum Financial Group, LLC, Michael S. Manahan, BLD Trust, Barclay Davis, Loretta Davis, Burke T. Maxfield, York Chandler, and Hector Campa Acedo
LR-17445 Mar. 27, 2002 David A. Colvin, John Larson aka John St. John and Aldo Tarallo aka Al Tarall
LR-17444 Mar. 27, 2002 Reed E. Slatkin
LR-17443 Mar. 27, 2002 Vestron Financial Corp., et al.
LR-17442 Mar. 27, 2002 New World Web Vision.com, Inc., Capital Corp Investments International, Inc. and Dwight D. Dubose
LR-17441 Mar. 27, 2002 Marada Global Corporation, Marada Capital and Hatfield
LR-17440 Mar. 27, 2002 Charles Timson
LR-17439 Mar. 27, 2002 Dale Peterson, et al.
LR-17438 Mar. 26, 2002 Resource Development International, LLC, David Edwards, James Edwards, Jade Asset Management, Ltd., Sound Financial Services, Inc., Intercostal Group, LLC, Intercoastal Group II, LLC, Kevin Lynds, Gerald J. Stock, Blackwolf Holdings, LLC and William Whelan, Defendants and Pacific International Limited Partnership, International Education Research Corporation, Galaxy Asset Management, Inc., and David Cluff, Individually and d/b/a Rivera Trust 410, Relief Defendants
LR-17437 Mar. 26, 2002 First Florida Communications, Inc. and Paul Richard Bell, Sr.
LR-17436 Mar. 25, 2002 ETS Payphones, Inc. and Charles E. Edwards
LR-17435 Mar. 26, 2002 Dean L. Buntrock, Phillip B. Rooney, James E. Koenig, Thomas C. Hau, Herbert A. Getz, and Bruce D. Tobecksen
LR-17434 Mar. 26, 2002 Big Country AGS, Inc. d/b/a/ AGS, Inc., et al.
LR-17433 Mar. 25, 2002 Internet Capital Holdings, Inc., et al.
LR-17432 Mar. 22, 2002 David Fitzgerald and Pacific Genesis Group, Inc.
LR-17431 Mar. 22, 2002 Jamie P. Piromalli, et al.
LR-17430 Mar. 22, 2002 Larry Grabarnick, Marc David Shiner, Donald LaBarre and Sara Jane Peck
LR-17429 Mar. 21, 2002 Saint James Asset Management, Inc. and John Raymond Linney Clain, Defendants and Clain Family Corporation, Relief Defendant
LR-17428 Mar. 21, 2002 James Oh
LR-17427 Mar. 21, 2002 Mark Sendo and Internet Money.com, Inc.
LR-17426 Mar. 21, 2002 Harold J. Macsata
LR-17425 Mar. 20, 2002 Patrick J. Rooney and Adrian Antoniu Alexander
LR-17424 Mar. 20, 2002 John Harbottle
LR-17423 Mar. 19, 2002 U.N. Dollars Corp., et al.
LR-17422 Mar. 19, 2002 ACE Payday Plus, LLC d/b/a ACE Payday Plus II, LLC, ACE Management, LLC, ACE Payday Management, Inc., and James Bianco
LR-17421 Mar. 19, 2002 Richard Goettlich, et al.
LR-17420 Mar. 19, 2002 Discovery Capital Group, Erik Walsh, and John Abresch
LR-17419 Mar. 18, 2002 Anamar Communications, Inc. and Brett Mallory
LR-17418 Mar. 18, 2002 Frank D. Gruttadauria, DH Strategic Partners, Inc., JYM Trading Trust, Defendants, and Sarah Z. Emamy, Charlie Whiskey, LLC, And Laurene U. English, Relief Defendants
LR-17417 Mar. 15, 2002 Edward Thomas Jung and E. Thomas Jung Partners, Ltd., also d/b/a ETJ Partners, Ltd.
LR-17416 Mar. 15, 2002 Gary L. Moody, Steven R. Moody, Virtual Private Marketplace, Ltd., and Billpay Systems LLC
LR-17415 Mar. 14, 2002 Richard S. Berger
LR-17414 Mar. 12, 2002 Mark E. Rice d/b/a Primex Capital
LR-17413 Mar. 14, 2002 Jamie P. Piromalli, et al.
LR-17412 Mar. 14, 2002 Hawa Corporation, et al.
LR-17411 Mar. 14, 2002 Harral Dunbar, Jr., individually and d/b/a Ghost International
LR-17410 Mar. 13, 2002 John P. Gallo; Lawrence N. Zitto; Donald J. MacPhee
LR-17409 Mar. 12, 2002 Sidney Wade Sers; Trinity Oil and Gas, Inc., et al.
LR-17408 Mar. 12, 2002 Alpha Telcom, Inc., American Telecommunications Company, Inc., Strategic Partnership Alliance, LLC, Spa Marketing, LLC, Paul S. Rubera, Robert A. McDonald, Ross S. Rambach and Mark E. Kennison
LR-17407 Mar. 12, 2002 Paul Skulsky, et al.
LR-17406 Mar. 11, 2002 Paul Douglas Catchings
LR-17405 Mar. 7, 2002 Capital Consultants, LLC, et al
LR-17404 Mar. 7, 2002 Anthony Chrysikos and Michael Martello, Defendants, and Marie Martello, Relief Defendant
LR-17403 Mar. 7, 2002 Joseph Lloyd Norris, Mark Gray Coleman, Magellan Communications Group, LLC, and Northern Lights Financial, LLC
LR-17402 Mar. 7, 2002 Andrew W. Sachs
LR-17401 Mar. 7, 2002 Ronald K. Mahabir, John James Panagotacos and James John Panagotacos
LR-17400 Mar. 7, 2002 Harral Dunbar, Jr., Individually and d/b/a Ghost International
LR-17399 Mar. 6, 2002 Hawa Corporation, et al.; William J. Tishman, et al.
LR-17398 Mar. 6, 2002 Jon Jeffrey King, et al.;
American Telephone + Data, Inc., William Posnett Lynas, III, Janeen Huxhurst-Lynas, and Daniel W. Kratochvil
LR-17397 Mar. 6, 2002 Raece Richardson, David McKenzie, Cameron Gorges, and Freestar Technologies
LR-17396 Mar. 6, 2002 David Allen Lester
LR-17395 Mar. 6, 2002 Hugo Salvador Villa Manzo and Multinvestments, Inc.
LR-17394 Mar. 5, 2002 Kenneth W. Haver;
Telxon Corp., Gary L. Grand and James G. Cleveland
LR-17393 Mar. 5, 2002 Make It Reel Productions, Inc., Joseph Rubbo, and Peter D. Ragofsky
LR-17392 Mar. 5, 2002 Daniel Marcus Boyd, III
LR-17391 Mar. 5, 2002 John S. Kramer, W. Jeffrey Kramer, Richard K. Pulling, Jr. and Keith E. C. Pulling, Defendants, and Nancy Kramer, Elizabeth Kramer Whitney, Lucien D. Yokana, Northeast Investment Properties and Vermont Capital Investors, Relief Defendants
LR-17390 Mar. 5, 2002 David S. Heredia and Raylen Parra
LR-17389 Mar. 1, 2002 Eagle Building Technologies, Inc. and Anthony Damato
LR-17388 Mar. 1, 2002 Avy Amouyal
LR-17387 Feb. 28, 2002 Frank L. Harris, III
LR-17386 Feb. 27, 2002 CDH & Affiliates, Inc. and C. David Hallman
LR-17385 Feb. 27, 2002 Trans Energy, Inc., Loren E. Bagley, and William F. Woodburn
LR-17384 Feb. 27, 2002 Robert Bartzoff
LR-17383 Feb. 27, 2002 Victor Industries, Inc., Ronald Pellett, Penny Sperry and Xion, Inc.
LR-17382 Feb. 26, 2002 Rajiv Vohra, Sean T. Healey, Lantern Investments, Ltd., Lipton Holdings, Ltd., and Beaufort Holdings, Ltd.
LR-17381 Feb. 26, 2002 J.T. Wallenbrock & Associates, Larry Toshio Osaki, Van Y. Ichinotsubo and Citadel Capital Management Group, Inc.
LR-17380 Feb. 25, 2002 Tandem Management Inc., William F. Branston, Eugene B. Deveney, and Peter S. Alsop
LR-17379 Feb. 25, 2002 Christina Skousen, individuall and doing business as CSK Securities Research
LR-17378 Feb. 25, 2002 John J. Cassese
LR-17377 Feb. 25, 2002 Mark E. Rice d/b/a Primex Capital
LR-17376 Feb. 25, 2002 Larry W. Tyler, Advanced Financial Services, Inc., et al.
LR-17375 Feb. 22, 2002 Paul R. Johnson and John Cook
LR-17374 Feb. 22, 2002 Alejandro Duclaud Gonzalez de Castilla, et al.
LR-17373 Feb. 22, 2002 Patrick Joseph Danaher, John Thomas Doherty, Robert Paul Wittman, and Timothy Fredrick Ward
LR-17372 Feb. 21, 2002 Health Maintenance Centers, Inc., Znetix, Inc., Cascade Pointe of Arizona, LLC, Cascade Pointe of Nevis, LLC, Kevin L. Lawrence, Donovan C. Claflin, Clifford G. Baird, Bainbridge Human Performance Centers, PLLC, Kimberly Alexander, Bonnie M. Couch, Stacy Gray, and Vicki L. Lawrence
LR-17371 Feb. 21, 2002 Make It Reel Productions, Inc., Joseph Rubbo, and Peter D. Ragofsky
LR-17370 Feb. 21, 2002 John Patrick Fitzgerald
LR-17369 Feb. 21, 2002 Frank D. Gruttadauria, DH Strategic Partners, Inc., JYM Trading Trust, Defendants, and Sarah Z. Emamy, Charlie Whiskey, LLC, And Laurene U. English, Relief Defendants
LR-17368 Feb. 20, 2002 R. Christopher Hanna
LR-17367 Feb. 20, 2002 Anthony Burges and Burges Asset Management, Inc.
LR-17366 Feb. 20, 2002 J. Donald Nichols, Jeb L. Hughes, and C. Sheldon Whittelsey, IV
LR-17365 Feb. 19, 2002 Don Haywood Pace
LR-17364 Feb. 19, 2002 John S. Kramer, W. Jeffrey Kramer, Richard K. Pulling, Jr., and Keith E.C. Pulling (Defendants), and Nancy Kramer, Elizabeth Kramer Whitney, Lucien D. Yokana, Northeast Investment Properties, and Vermont Capital Investors (Relief Defendants)
LR-17363 Feb. 15, 2002 Saint James Asset Management, Inc. and John Raymond Linney Clain, Defendants and Clain Family Corporation, Relief Defendant
LR-17362 Feb. 14, 2002 Clif Goldstein, formerly known as Clifford Dixon Noe, Paul Howe Noe, also known as Paul Noe Randall, Carolyn M. Kaplan, Noel Alelov, Russell B. Gerstein, Nuell W. Paschal, Great American Trust Company, Inc., and Great American Trust Corporation, Inc.
LR-17361 Feb. 14, 2002 International Thoroughbred Breeders, Inc., and Nunzio DeSantis
LR-17360 Feb. 12, 2002 Donna Yun and Jerry Burch
LR-17359 Feb. 11, 2002 Samer El Bizri, Conrad P. Seghers, James Dickey, Integral Hedging LP, Integral Arbitrage LP and Integral Equity LP
LR-17358 Feb. 11, 2002 William H. Black, James A. Franklin, Jr., Alfred Twitty, Linda Wilson and Lisa Adams
LR-17357 Feb. 8, 2002 Alexander Naujoks aka Alexander P. Thorn; Exectrek, Inc., a California Corporation; Acsports.com, a Delaware Corporation; and World Markets Group, Inc., a Delaware Corporation
LR-17356 Feb. 7, 2002 Pablo Escandon Cusi and Lori Ltd.
LR-17355 Feb. 6, 2002 Gary L. Moody, Steven R. Moody, Virtual Private Marketplace, Ltd., and Billpay Systems LLC
LR-17354 Feb. 6, 2002 David Blech, Alefheim Prodani and Richard Silverman
LR-17353 Feb. 5, 2002 David A. Thatcher and Timothy J. Ganley
LR-17352 Feb. 5, 2002 Wayne F. Gorsek, Lyndell Parks, P. Brenden Gebben and Troy Justus
LR-17351 Feb. 5, 2002 James Sheret, Jr. and Glenn E. Conley
LR-17350 Feb. 4, 2002 New Energy Corp., Tor Ewald, Geneva Financial Ltd., Marcelino Colt aka Marcelino Colt Vasquez, Magnum Financial, LLC, Michael S. Manahan, BLD Trust, Barclay Davis, Loretta Davis, Burke T. Maxfield, York Chandler, and Hector Campa Acedo
LR-17349 Jan. 31, 2002 Floyd P. Goodson, James F. Goodson and John R. Fiser
LR-17348 Jan. 30, 2002 Enrique E. Perusquia
LR-17347 Jan. 30, 2002 Thomas T. Johnson and Michael C. Dickman
LR-17346 Jan. 30, 2002 Patrick O. Wheeler, Steven S. Gallers, Robert L. Carberry
LR-17345 Jan. 29, 2002 Rupay-Barrington Capital Management, Inc., Rupay-Barrington Funds, Inc., Rupay-Barrington Financial Group, Inc.
LR-17344 Jan. 29, 2002 Jeffrey Honigman
LR-17343 Jan. 29, 2002 J.T. Wallenbrock & Associates, Larry Toshio Osaki, Van Y. Ichinotsubo and Citadel Capital Management Group, Inc.
LR-17342 Jan. 25, 2002 Merrill Scott & Associates, Ltd.; Merrill Scott & Associates, Inc.; Phoenix Overseas Advisers, Ltd.; Gibraltar Permanente Assurance, Ltd.; Patrick M. Brody; David E. Ross II; and Michael Licopantis
LR-17341 Jan. 25, 2002 World Class Limousines, Inc., 1-800-GET-Limo, Inc. and Anthony P. Caliendo, Jr.
LR-17340 Jan. 25, 2002 Ryan D. Evans and Paul A. Gianamore
LR-17339 Jan. 24, 2002 Turbodyne Technologies, Inc. and Edward M. Halimi
LR-17338 Jan. 24, 2002 Paul R. Johnson, et al.
LR-17337 Jan. 24, 2002 Tel-One, Inc., et al.
LR-17336 Jan. 24, 2002 Emsanet Internet Services, Inc., Stefan Abel, Peter C. Restivo, Inc. d/b/a U.S. Funding, Peter C. Restivo, Nicola A. Liantonio, Jr., and Cesare J. Iori, Jr.
LR-17335 Jan. 24, 2002 Health Maintenance Centers, Inc., Bainbridge Human Performance Centers, PLLC, Znetix, Inc., Cascade Pointe of Arizona, LLC, Cascade Pointe of Nevis, LLC, Kevin L. Lawrence, Donovan C. Claflin, Clifford G. Baird, Kimberly Alexander, Bonnie M. Couch, Stacy Gray and Vicki L. Lawrence
LR-17334 Jan. 24, 2002 Mary Lee Capalbo
LR-17333 Jan. 24, 2002 Rajiv Vohra, Sean T. Healey, Lantern Investments, Ltd., Lipton Holdings, Ltd., and Beaufort Holdings, Ltd.
LR-17332 Jan. 23, 2002 Genesis Leasing IX, Inc., Kadie Corp., George Robert Hoffman, Lisa Klinger Paonessa, Brian Dominick Paonessa, Rainwater Investment Group Holdings XI LLC, Excalibur Investment Group Holdings PAIF II, Inc., Excalibur Investment Group Holdings, Inc., Excalibur Investment Group, Inc., Trident/KD Investment Group, Inc., and Endeavor Investment Group, Inc.
LR-17331 Jan. 23, 2002 Stephen J. Cowley
LR-17330 Jan. 22, 2002 Daniel J. Wooten III
LR-17329 Jan. 22, 2002 Kirk I. Koskella, O. Jay Neeley and ELTC Limited
LR-17328 Jan. 22, 2002 World Homes, Inc., Merle Ferguson and Susan Donohue
LR-17327 Jan. 22, 2002 Credit Suisse First Boston Corporation
LR-17326 Jan. 18, 2002 Oval Financial & Investment Group Ltd.
LR-17325 Jan. 16, 2002 Dennis S. Herula
LR-17324 Jan. 16, 2002 W. J. Nolan & Co., Inc.
LR-17323 Jan. 16, 2002 Kurtis Keith Lowe, et al.
LR-17322 Jan. 16, 2002 Lewis J. McConnell, Jr., Ned L. Huggins, and Gregory T. Wood
LR-17321 Jan. 16, 2002 Pinnfund USA, Inc., Peregrine Funding, Inc., Allied Capital Partners, Grafton Partners, Six Sigma, LLC a/k/a Sigma, LLC, reliance holdings, LLC, Michael J. Fanghella, James L. Hillman, and Kelly Cook a/k/a Kelly Jaye a/k/a Kelly Spagnola
LR-17320 Jan. 16, 2002 Robert C. Lowes
LR-17319 Jan. 16, 2002 Thomas W. Lambach
LR-17318 Jan. 16, 2002 Philip J. Yoder
LR-17317 Jan. 15, 2002 Louis M. Lazorwitz, J. Charles Reives, Tri-Star Investment Group, L.L.C. a/k/a Tri-Star Investment Group, Defendants, and Lazor, Ltd. Relief Defendant
LR-17316 Jan. 15, 2002 Merrill Scott & Associates, Ltd.; Merrill Scott & Associates, Inc.; Phoenix Overseas Advisers, Ltd.; Gibraltar Permanente Assurance, Ltd.; Patrick M. Brody; David E. Ross II; and Michael Licopantis
LR-17315 Jan. 15, 2002 Burton G. Friedlander, Friedlander International Limited, Friedlander Management Limited, Friedlander Capital Management, Friedlander Limited Partnership, and Opal International Fund
LR-17314 Jan. 15, 2002 Nelson Barber
LR-17313 Jan. 15, 2002 William P. Trainor, Vincent D. Celentano, Medical Diagnostic Products, Inc. (f/k/a Novatek International, Inc., Karen Losordo, Diane M. Trainor, Daniel J. Trainor, Geraldine Trainor and Mary N. Celentano
LR-17312 Jan. 15, 2002 Art H. Beroff
LR-17311 Jan. 15, 2002 James E. Franklin, Dieter Raabe, Samuel Wolanyk, Vector Keel Ltd., Initial Public Offering Consultants, Inc., Net Income and Avalon Trust
LR-17310 Jan. 15, 2002 BellSouth Corporation
LR-17309 Jan. 14, 2002 Michael A. Porter
LR-17308 Jan. 14, 2002 R. Bruce Acacio
LR-17307 Jan. 14, 2002 David Drescher
LR-17306 Jan. 14, 2002 Felix Litvinsky and Olga S. Litvinsky
LR-17305 Jan. 14, 2002 Max C. Tanner, et al.
LR-17304 Jan. 11, 2002 Genesis Leasing IX, Inc., Kadie Corp., George Robert Hoffman, Lisa Klinger Paonessa, Brian Dominick Paonessa, Rainwater Investment Group Holdings XI LLC, Excalibur Investment Group Holdings PAIF II, Inc., Excalibur Investment Group Holdings, Inc., Excalibur Investment Group, Inc., Trident/KD Investment Group, Inc., and Endeavor Investment Group, Inc.
LR-17303 Jan. 10, 2002 Jean Baptiste Jean Pierre, Gabriel Toks Pearse and Darius L. Lee
LR-17302 Jan. 10, 2002 Lawrence B. Irwin, James D. Cooper, III, and Burton Financial Management Associates, Inc.
LR-17301 Jan. 10, 2002 Kurtis Keith Lowe, et al.
LR-17300 Jan. 10, 2002 Global Datatel, Inc., Richard Baker, Mario Habib, and Stuart Bockler
LR-17299 Jan. 9, 2002 Todd Hansen and Nicholas Lobue
LR-17298 Jan. 9, 2002 Robert L. Bentley, Entrust Group and Bentley Financial Services, Inc.
LR-17297 Jan. 8, 2002 David C. Guenthner and Jay M. Samuelson
LR-17296 Jan. 7, 2002 Invest Better 2001, Cole A Bartiromo and John and Jane Does 1 through 10
LR-17295 Jan. 4 2002 Insnet World Communications, Inc., et al.
LR-17294 Jan. 3, 2002 Ned C. Sneiderman
LR-17293 Jan. 2, 2002 Jerry A. Womack
LR-17292 Jan. 2, 2002 R. Bruce Acacio

http://www.sec.gov/litigation/litreleases/lit1q02.shtml


Modified: 02/14/2005