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Litigation Releases - First Quarter 2002
| Release No. |
Date |
Action |
| LR-17448 |
Mar. 28, 2002 |
Leonard J. Guida; Les B. Strauss |
| LR-17447 |
Mar. 28, 2002 |
Daniel L. Zessinger |
| LR-17446 |
Mar. 28, 2002 |
New Energy Corp., Tor Ewald, Geneva Financial Ltd., Marcelino Colt aka Marcelino Colt Vasquez, Magnum Financial Group, LLC, Michael S. Manahan, BLD Trust, Barclay Davis, Loretta Davis, Burke T. Maxfield, York Chandler, and Hector Campa Acedo |
| LR-17445 |
Mar. 27, 2002 |
David A. Colvin, John Larson aka John St. John and Aldo Tarallo aka Al Tarall |
LR-17444 |
Mar. 27, 2002 |
Reed E. Slatkin |
| LR-17443 |
Mar. 27, 2002 |
Vestron Financial Corp., et al. |
| LR-17442 |
Mar. 27, 2002 |
New World Web Vision.com, Inc., Capital Corp Investments International, Inc. and Dwight D. Dubose |
| LR-17441 |
Mar. 27, 2002 |
Marada Global Corporation, Marada Capital and Hatfield |
| LR-17440 |
Mar. 27, 2002 |
Charles Timson |
| LR-17439 |
Mar. 27, 2002 |
Dale Peterson, et al. |
| LR-17438 |
Mar. 26, 2002 |
Resource Development International, LLC, David Edwards, James Edwards, Jade Asset Management, Ltd., Sound Financial Services, Inc., Intercostal Group, LLC, Intercoastal Group II, LLC, Kevin Lynds, Gerald J. Stock, Blackwolf Holdings, LLC and William Whelan, Defendants and Pacific International Limited Partnership, International Education Research Corporation, Galaxy Asset Management, Inc., and David Cluff, Individually and d/b/a Rivera Trust 410, Relief Defendants |
| LR-17437 |
Mar. 26, 2002 |
First Florida Communications, Inc. and Paul Richard Bell, Sr. |
| LR-17436 |
Mar. 25, 2002 |
ETS Payphones, Inc. and Charles E. Edwards |
| LR-17435 |
Mar. 26, 2002 |
Dean L. Buntrock, Phillip B. Rooney, James E. Koenig, Thomas C. Hau, Herbert A. Getz, and Bruce D. Tobecksen |
| LR-17434 |
Mar. 26, 2002 |
Big Country AGS, Inc. d/b/a/ AGS, Inc., et al. |
| LR-17433 |
Mar. 25, 2002 |
Internet Capital Holdings, Inc., et al. |
| LR-17432 |
Mar. 22, 2002 |
David Fitzgerald and Pacific Genesis Group, Inc. |
| LR-17431 |
Mar. 22, 2002 |
Jamie P. Piromalli, et al. |
| LR-17430 |
Mar. 22, 2002 |
Larry Grabarnick, Marc David Shiner, Donald LaBarre and Sara Jane Peck |
| LR-17429 |
Mar. 21, 2002 |
Saint James Asset Management, Inc. and John Raymond Linney Clain, Defendants and Clain Family Corporation, Relief Defendant |
| LR-17428 |
Mar. 21, 2002 |
James Oh |
| LR-17427 |
Mar. 21, 2002 |
Mark Sendo and Internet Money.com, Inc. |
| LR-17426 |
Mar. 21, 2002 |
Harold J. Macsata |
| LR-17425 |
Mar. 20, 2002 |
Patrick J. Rooney and Adrian Antoniu Alexander |
| LR-17424 |
Mar. 20, 2002 |
John Harbottle |
| LR-17423 |
Mar. 19, 2002 |
U.N. Dollars Corp., et al. |
| LR-17422 |
Mar. 19, 2002 |
ACE Payday Plus, LLC d/b/a ACE Payday Plus II, LLC, ACE Management, LLC, ACE Payday Management, Inc., and James Bianco |
| LR-17421 |
Mar. 19, 2002 |
Richard Goettlich, et al. |
| LR-17420 |
Mar. 19, 2002 |
Discovery Capital Group, Erik Walsh, and John Abresch |
| LR-17419 |
Mar. 18, 2002 |
Anamar Communications, Inc. and Brett Mallory |
| LR-17418 |
Mar. 18, 2002 |
Frank D. Gruttadauria, DH Strategic Partners, Inc., JYM Trading Trust, Defendants, and Sarah Z. Emamy, Charlie Whiskey, LLC, And Laurene U. English, Relief Defendants |
| LR-17417 |
Mar. 15, 2002 |
Edward Thomas Jung and E. Thomas Jung Partners, Ltd., also d/b/a ETJ Partners, Ltd. |
| LR-17416 |
Mar. 15, 2002 |
Gary L. Moody, Steven R. Moody, Virtual Private Marketplace, Ltd., and Billpay Systems LLC |
| LR-17415 |
Mar. 14, 2002 |
Richard S. Berger |
| LR-17414 |
Mar. 12, 2002 |
Mark E. Rice d/b/a Primex Capital |
| LR-17413 |
Mar. 14, 2002 |
Jamie P. Piromalli, et al. |
| LR-17412 |
Mar. 14, 2002 |
Hawa Corporation, et al. |
| LR-17411 |
Mar. 14, 2002 |
Harral Dunbar, Jr., individually and d/b/a Ghost International |
| LR-17410 |
Mar. 13, 2002 |
John P. Gallo; Lawrence N. Zitto; Donald J. MacPhee |
| LR-17409 |
Mar. 12, 2002 |
Sidney Wade Sers; Trinity Oil and Gas, Inc., et al. |
| LR-17408 |
Mar. 12, 2002 |
Alpha Telcom, Inc., American Telecommunications Company, Inc., Strategic Partnership Alliance, LLC, Spa Marketing, LLC, Paul S. Rubera, Robert A. McDonald, Ross S. Rambach and Mark E. Kennison |
| LR-17407 |
Mar. 12, 2002 |
Paul Skulsky, et al. |
| LR-17406 |
Mar. 11, 2002 |
Paul Douglas Catchings |
| LR-17405 |
Mar. 7, 2002 |
Capital Consultants, LLC, et al |
| LR-17404 |
Mar. 7, 2002 |
Anthony Chrysikos and Michael Martello, Defendants, and Marie Martello, Relief Defendant |
| LR-17403 |
Mar. 7, 2002 |
Joseph Lloyd Norris, Mark Gray Coleman, Magellan Communications Group, LLC, and Northern Lights Financial, LLC |
| LR-17402 |
Mar. 7, 2002 |
Andrew W. Sachs |
| LR-17401 |
Mar. 7, 2002 |
Ronald K. Mahabir, John James Panagotacos and James John Panagotacos |
| LR-17400 |
Mar. 7, 2002 |
Harral Dunbar, Jr., Individually and d/b/a Ghost International |
| LR-17399 |
Mar. 6, 2002 |
Hawa Corporation, et al.; William J. Tishman, et al. |
LR-17398 |
Mar. 6, 2002 |
Jon Jeffrey King, et al.;
American Telephone + Data, Inc., William Posnett Lynas, III, Janeen Huxhurst-Lynas, and Daniel W. Kratochvil |
| LR-17397 |
Mar. 6, 2002 |
Raece Richardson, David McKenzie, Cameron Gorges, and Freestar Technologies |
| LR-17396 |
Mar. 6, 2002 |
David Allen Lester |
| LR-17395 |
Mar. 6, 2002 |
Hugo Salvador Villa Manzo and Multinvestments, Inc. |
| LR-17394 |
Mar. 5, 2002 |
Kenneth W. Haver;
Telxon Corp., Gary L. Grand and James G. Cleveland |
| LR-17393 |
Mar. 5, 2002 |
Make It Reel Productions, Inc., Joseph Rubbo, and Peter D. Ragofsky |
| LR-17392 |
Mar. 5, 2002 |
Daniel Marcus Boyd, III |
| LR-17391 |
Mar. 5, 2002 |
John S. Kramer, W. Jeffrey Kramer, Richard K. Pulling, Jr. and Keith E. C. Pulling, Defendants, and Nancy Kramer, Elizabeth Kramer Whitney, Lucien D. Yokana, Northeast Investment Properties and Vermont Capital Investors, Relief Defendants |
| LR-17390 |
Mar. 5, 2002 |
David S. Heredia and Raylen Parra |
| LR-17389 |
Mar. 1, 2002 |
Eagle Building Technologies, Inc. and Anthony Damato |
| LR-17388 |
Mar. 1, 2002 |
Avy Amouyal |
| LR-17387 |
Feb. 28, 2002 |
Frank L. Harris, III |
| LR-17386 |
Feb. 27, 2002 |
CDH & Affiliates, Inc. and C. David Hallman |
| LR-17385 |
Feb. 27, 2002 |
Trans Energy, Inc., Loren E. Bagley, and William F. Woodburn |
| LR-17384 |
Feb. 27, 2002 |
Robert Bartzoff |
| LR-17383 |
Feb. 27, 2002 |
Victor Industries, Inc., Ronald Pellett, Penny Sperry and Xion, Inc. |
| LR-17382 |
Feb. 26, 2002 |
Rajiv Vohra, Sean T. Healey, Lantern Investments, Ltd., Lipton Holdings, Ltd., and Beaufort Holdings, Ltd. |
| LR-17381 |
Feb. 26, 2002 |
J.T. Wallenbrock & Associates, Larry Toshio Osaki, Van Y. Ichinotsubo and Citadel Capital Management Group, Inc. |
| LR-17380 |
Feb. 25, 2002 |
Tandem Management Inc., William F. Branston, Eugene B. Deveney, and Peter S. Alsop |
| LR-17379 |
Feb. 25, 2002 |
Christina Skousen, individuall and doing business as CSK Securities Research |
| LR-17378 |
Feb. 25, 2002 |
John J. Cassese |
| LR-17377 |
Feb. 25, 2002 |
Mark E. Rice d/b/a Primex Capital |
| LR-17376 |
Feb. 25, 2002 |
Larry W. Tyler, Advanced Financial Services, Inc., et al. |
| LR-17375 |
Feb. 22, 2002 |
Paul R. Johnson and John Cook |
| LR-17374 |
Feb. 22, 2002 |
Alejandro Duclaud Gonzalez de Castilla, et al. |
| LR-17373 |
Feb. 22, 2002 |
Patrick Joseph Danaher, John Thomas Doherty, Robert Paul Wittman, and Timothy Fredrick Ward |
| LR-17372 |
Feb. 21, 2002 |
Health Maintenance Centers, Inc., Znetix, Inc., Cascade Pointe of Arizona, LLC, Cascade Pointe of Nevis, LLC, Kevin L. Lawrence, Donovan C. Claflin, Clifford G. Baird, Bainbridge Human Performance Centers, PLLC, Kimberly Alexander, Bonnie M. Couch, Stacy Gray, and Vicki L. Lawrence |
| LR-17371 |
Feb. 21, 2002 |
Make It Reel Productions, Inc., Joseph Rubbo, and Peter D. Ragofsky |
| LR-17370 |
Feb. 21, 2002 |
John Patrick Fitzgerald |
| LR-17369 |
Feb. 21, 2002 |
Frank D. Gruttadauria, DH Strategic Partners, Inc., JYM Trading Trust, Defendants, and Sarah Z. Emamy, Charlie Whiskey, LLC, And Laurene U. English, Relief Defendants |
| LR-17368 |
Feb. 20, 2002 |
R. Christopher Hanna |
| LR-17367 |
Feb. 20, 2002 |
Anthony Burges and Burges Asset Management, Inc. |
| LR-17366 |
Feb. 20, 2002 |
J. Donald Nichols, Jeb L. Hughes, and C. Sheldon Whittelsey, IV |
| LR-17365 |
Feb. 19, 2002 |
Don Haywood Pace |
| LR-17364 |
Feb. 19, 2002 |
John S. Kramer, W. Jeffrey Kramer, Richard K. Pulling, Jr., and Keith E.C. Pulling (Defendants), and Nancy Kramer, Elizabeth Kramer Whitney, Lucien D. Yokana, Northeast Investment Properties, and Vermont Capital Investors (Relief Defendants) |
| LR-17363 |
Feb. 15, 2002 |
Saint James Asset Management, Inc. and John Raymond Linney Clain, Defendants and Clain Family Corporation, Relief Defendant |
| LR-17362 |
Feb. 14, 2002 |
Clif Goldstein, formerly known as Clifford Dixon Noe, Paul Howe Noe, also known as Paul Noe Randall, Carolyn M. Kaplan, Noel Alelov, Russell B. Gerstein, Nuell W. Paschal, Great American Trust Company, Inc., and Great American Trust Corporation, Inc. |
| LR-17361 |
Feb. 14, 2002 |
International Thoroughbred Breeders, Inc., and Nunzio DeSantis |
| LR-17360 |
Feb. 12, 2002 |
Donna Yun and Jerry Burch |
| LR-17359 |
Feb. 11, 2002 |
Samer El Bizri, Conrad P. Seghers, James Dickey, Integral Hedging LP, Integral Arbitrage LP and Integral Equity LP |
| LR-17358 |
Feb. 11, 2002 |
William H. Black, James A. Franklin, Jr., Alfred Twitty, Linda Wilson and Lisa Adams |
| LR-17357 |
Feb. 8, 2002 |
Alexander Naujoks aka Alexander P. Thorn; Exectrek, Inc., a California Corporation; Acsports.com, a Delaware Corporation; and World Markets Group, Inc., a Delaware Corporation |
| LR-17356 |
Feb. 7, 2002 |
Pablo Escandon Cusi and Lori Ltd. |
| LR-17355 |
Feb. 6, 2002 |
Gary L. Moody, Steven R. Moody, Virtual Private Marketplace, Ltd., and Billpay Systems LLC |
| LR-17354 |
Feb. 6, 2002 |
David Blech, Alefheim Prodani and Richard Silverman |
| LR-17353 |
Feb. 5, 2002 |
David A. Thatcher and Timothy J. Ganley |
| LR-17352 |
Feb. 5, 2002 |
Wayne F. Gorsek, Lyndell Parks, P. Brenden Gebben and Troy Justus |
| LR-17351 |
Feb. 5, 2002 |
James Sheret, Jr. and Glenn E. Conley |
| LR-17350 |
Feb. 4, 2002 |
New Energy Corp., Tor Ewald, Geneva Financial Ltd., Marcelino Colt aka Marcelino Colt Vasquez, Magnum Financial, LLC, Michael S. Manahan, BLD Trust, Barclay Davis, Loretta Davis, Burke T. Maxfield, York Chandler, and Hector Campa Acedo |
| LR-17349 |
Jan. 31, 2002 |
Floyd P. Goodson, James F. Goodson and John R. Fiser |
| LR-17348 |
Jan. 30, 2002 |
Enrique E. Perusquia |
| LR-17347 |
Jan. 30, 2002 |
Thomas T. Johnson and Michael C. Dickman |
| LR-17346 |
Jan. 30, 2002 |
Patrick O. Wheeler, Steven S. Gallers, Robert L. Carberry |
| LR-17345 |
Jan. 29, 2002 |
Rupay-Barrington Capital Management, Inc., Rupay-Barrington Funds, Inc., Rupay-Barrington Financial Group, Inc. |
| LR-17344 |
Jan. 29, 2002 |
Jeffrey Honigman |
| LR-17343 |
Jan. 29, 2002 |
J.T. Wallenbrock & Associates, Larry Toshio Osaki, Van Y. Ichinotsubo and Citadel Capital Management Group, Inc. |
| LR-17342 |
Jan. 25, 2002 |
Merrill Scott & Associates, Ltd.; Merrill Scott & Associates, Inc.; Phoenix Overseas Advisers, Ltd.; Gibraltar Permanente Assurance, Ltd.; Patrick M. Brody; David E. Ross II; and Michael Licopantis |
| LR-17341 |
Jan. 25, 2002 |
World Class Limousines, Inc., 1-800-GET-Limo, Inc. and Anthony P. Caliendo, Jr. |
| LR-17340 |
Jan. 25, 2002 |
Ryan D. Evans and Paul A. Gianamore |
| LR-17339 |
Jan. 24, 2002 |
Turbodyne Technologies, Inc. and Edward M. Halimi |
| LR-17338 |
Jan. 24, 2002 |
Paul R. Johnson, et al. |
| LR-17337 |
Jan. 24, 2002 |
Tel-One, Inc., et al. |
| LR-17336 |
Jan. 24, 2002 |
Emsanet Internet Services, Inc., Stefan Abel, Peter C. Restivo, Inc. d/b/a U.S. Funding, Peter C. Restivo, Nicola A. Liantonio, Jr., and Cesare J. Iori, Jr. |
| LR-17335 |
Jan. 24, 2002 |
Health Maintenance Centers, Inc., Bainbridge Human Performance Centers, PLLC, Znetix, Inc., Cascade Pointe of Arizona, LLC, Cascade Pointe of Nevis, LLC, Kevin L. Lawrence, Donovan C. Claflin, Clifford G. Baird, Kimberly Alexander, Bonnie M. Couch, Stacy Gray and Vicki L. Lawrence |
| LR-17334 |
Jan. 24, 2002 |
Mary Lee Capalbo |
| LR-17333 |
Jan. 24, 2002 |
Rajiv Vohra, Sean T. Healey, Lantern Investments, Ltd., Lipton Holdings, Ltd., and Beaufort Holdings, Ltd. |
| LR-17332 |
Jan. 23, 2002 |
Genesis Leasing IX, Inc., Kadie Corp., George Robert Hoffman, Lisa Klinger Paonessa, Brian Dominick Paonessa, Rainwater Investment Group Holdings XI LLC, Excalibur Investment Group Holdings PAIF II, Inc., Excalibur Investment Group Holdings, Inc., Excalibur Investment Group, Inc., Trident/KD Investment Group, Inc., and Endeavor Investment Group, Inc. |
| LR-17331 |
Jan. 23, 2002 |
Stephen J. Cowley |
| LR-17330 |
Jan. 22, 2002 |
Daniel J. Wooten III |
| LR-17329 |
Jan. 22, 2002 |
Kirk I. Koskella, O. Jay Neeley and ELTC Limited |
| LR-17328 |
Jan. 22, 2002 |
World Homes, Inc., Merle Ferguson and Susan Donohue |
| LR-17327 |
Jan. 22, 2002 |
Credit Suisse First Boston Corporation |
| LR-17326 |
Jan. 18, 2002 |
Oval Financial & Investment Group Ltd. |
| LR-17325 |
Jan. 16, 2002 |
Dennis S. Herula |
| LR-17324 |
Jan. 16, 2002 |
W. J. Nolan & Co., Inc. |
| LR-17323 |
Jan. 16, 2002 |
Kurtis Keith Lowe, et al. |
| LR-17322 |
Jan. 16, 2002 |
Lewis J. McConnell, Jr., Ned L. Huggins, and Gregory T. Wood |
| LR-17321 |
Jan. 16, 2002 |
Pinnfund USA, Inc., Peregrine Funding, Inc., Allied Capital Partners, Grafton Partners, Six Sigma, LLC a/k/a Sigma, LLC, reliance holdings, LLC, Michael J. Fanghella, James L. Hillman, and Kelly Cook a/k/a Kelly Jaye a/k/a Kelly Spagnola |
| LR-17320 |
Jan. 16, 2002 |
Robert C. Lowes |
| LR-17319 |
Jan. 16, 2002 |
Thomas W. Lambach |
| LR-17318 |
Jan. 16, 2002 |
Philip J. Yoder |
| LR-17317 |
Jan. 15, 2002 |
Louis M. Lazorwitz, J. Charles Reives, Tri-Star Investment Group, L.L.C. a/k/a Tri-Star Investment Group, Defendants, and Lazor, Ltd. Relief Defendant |
| LR-17316 |
Jan. 15, 2002 |
Merrill Scott & Associates, Ltd.; Merrill Scott & Associates, Inc.; Phoenix Overseas Advisers, Ltd.; Gibraltar Permanente Assurance, Ltd.; Patrick M. Brody; David E. Ross II; and Michael Licopantis |
| LR-17315 |
Jan. 15, 2002 |
Burton G. Friedlander, Friedlander International Limited, Friedlander Management Limited, Friedlander Capital Management, Friedlander Limited Partnership, and Opal International Fund |
| LR-17314 |
Jan. 15, 2002 |
Nelson Barber |
| LR-17313 |
Jan. 15, 2002 |
William P. Trainor, Vincent D. Celentano, Medical Diagnostic Products, Inc. (f/k/a Novatek International, Inc., Karen Losordo, Diane M. Trainor, Daniel J. Trainor, Geraldine Trainor and Mary N. Celentano |
| LR-17312 |
Jan. 15, 2002 |
Art H. Beroff |
| LR-17311 |
Jan. 15, 2002 |
James E. Franklin, Dieter Raabe, Samuel Wolanyk, Vector Keel Ltd., Initial Public Offering Consultants, Inc., Net Income and Avalon Trust |
| LR-17310 |
Jan. 15, 2002 |
BellSouth Corporation |
| LR-17309 |
Jan. 14, 2002 |
Michael A. Porter |
| LR-17308 |
Jan. 14, 2002 |
R. Bruce Acacio |
| LR-17307 |
Jan. 14, 2002 |
David Drescher |
| LR-17306 |
Jan. 14, 2002 |
Felix Litvinsky and Olga S. Litvinsky |
| LR-17305 |
Jan. 14, 2002 |
Max C. Tanner, et al. |
| LR-17304 |
Jan. 11, 2002 |
Genesis Leasing IX, Inc., Kadie Corp., George Robert Hoffman, Lisa Klinger Paonessa, Brian Dominick Paonessa, Rainwater Investment Group Holdings XI LLC, Excalibur Investment Group Holdings PAIF II, Inc., Excalibur Investment Group Holdings, Inc., Excalibur Investment Group, Inc., Trident/KD Investment Group, Inc., and Endeavor Investment Group, Inc. |
| LR-17303 |
Jan. 10, 2002 |
Jean Baptiste Jean Pierre, Gabriel Toks Pearse and Darius L. Lee |
| LR-17302 |
Jan. 10, 2002 |
Lawrence B. Irwin, James D. Cooper, III, and Burton Financial Management Associates, Inc. |
| LR-17301 |
Jan. 10, 2002 |
Kurtis Keith Lowe, et al. |
| LR-17300 |
Jan. 10, 2002 |
Global Datatel, Inc., Richard Baker, Mario Habib, and Stuart Bockler |
| LR-17299 |
Jan. 9, 2002 |
Todd Hansen and Nicholas Lobue |
| LR-17298 |
Jan. 9, 2002 |
Robert L. Bentley, Entrust Group and Bentley Financial Services, Inc. |
| LR-17297 |
Jan. 8, 2002 |
David C. Guenthner and Jay M. Samuelson |
| LR-17296 |
Jan. 7, 2002 |
Invest Better 2001, Cole A Bartiromo and John and Jane Does 1 through 10 |
| LR-17295 |
Jan. 4 2002 |
Insnet World Communications, Inc., et al. |
| LR-17294 |
Jan. 3, 2002 |
Ned C. Sneiderman |
| LR-17293 |
Jan. 2, 2002 |
Jerry A. Womack |
| LR-17292 |
Jan. 2, 2002 |
R. Bruce Acacio |
http://www.sec.gov/litigation/litreleases/lit1q02.shtml
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