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Litigation Releases - First Quarter 2001
| Release No. |
Date |
Action |
| LR-16948
|
Mar. 30, 2001
|
Montedison, S.p.A.
|
| LR-16947
|
Mar. 29, 2001
|
Sean Edward St. Heart
|
| LR-16946
|
Mar. 29, 2001
|
Mauricio A. Gutierrez and Sharp Capital, Inc., et al.
|
| LR-16945
|
Mar. 23, 2001
|
Pinnfund USA, Inc., Peregrine Funding, Inc., Allied Capital Partners, Grafton Partners, Six Sigma, LLC a/k/a 6 Sigma, LLC, Michael J. Fanghella, James L. Hillman, Reliance Holdings, LLC, and Kelly Cook a/k/a Kelly Jaye a/k/a Kelly Spagnola
|
| LR-16944
|
Mar. 23, 2001
|
Gateway Technologies, Inc., The Cheyenne Holding Corp., Randolph S. Ross and Timothy J. Kavanagh
|
| LR-16943
|
Mar. 23, 2001
|
Brett L. Bouchy and Richard C. Whelan
|
| LR-16942
|
Mar. 23, 2001
|
Nancy J. Cheal
|
| LR-16941
|
Mar. 22, 2001
|
Pinnfund USA, Inc., Peregrine Funding, Inc., Allied Capital Partners, Grafton Partners, Six Sigma, LLC a/k/a 6 Sigma, LLC, Michael J. Fanghella, James L. Hillman, Reliance Holdings, LLC, and Kelly Cook a/k/a Kelly Jaye a/k/a Kelly Spagnola
|
| LR-16940
|
Mar. 22, 2001
|
Earl A. Abbott, Richard L. Stalvey, Glenn Purdue, Robert E. Gerwin, Kenneth C. Nunn and Thomas J. O'Keeffe
|
| LR-16939
|
Mar. 22, 2001
|
Robert C. Schuster
|
| LR-16938
|
Mar. 22, 2001
|
Heartland Group, Inc.
|
| LR-16937
|
Mar. 22, 2001
|
Anthony Dong-Yin Shen, Srinivas Anumolu, Ronald W. Pinto, Deborah J. Breckenridge, and Dominick J. Savino
|
| LR-16936
|
Mar. 21, 2001
|
Aron Oleg Bronstein, et al.
|
| LR-16935
|
Mar. 16, 2001
|
Hawa Corporation, Hawa Communications, Inc., Hawa Med, Inc., Ilona Alexis Mandelbuam, Robert E. Duke, and Sara Gomez De Ferro
|
| LR-16934
|
Mar. 16, 2001
|
Lewis Allen Rivlin, Edwin Earl Huling III, and Alfred Huascar Velarde, as Defendants; and Z-Finance, S.A., Anthony P. Zioudas, Hedley Finance Ltd., Christian Dante, and Chrysanthos Chrysostomou, as Relief Defendants
|
| LR-16933
|
Mar. 15, 2001
|
Aaron C. Finch
|
| LR-16932
|
Mar. 14, 2001
|
Simon M. Rosenfeld, Terry D. Kochanowski, and John F. Yakimczyk
|
| LR-16931
|
Mar. 13, 2001
|
Charles R. Homa, Michael Gause, et al.
|
| LR-16930
|
Mar. 9, 2001
|
Families On Line Corporation, Mark C. Thurman, and Robert D. Fieney
|
| LR-16929
|
Mar. 9, 2001
|
Global Telelink Services, Inc., Global Contact Corporation and Robert Smith III
|
| LR-16928
|
Mar. 9, 2001
|
Todd J. Lascola, et al.
|
| LR-16927
|
Mar. 8, 2001
|
Terry V. Koontz, et al.
|
| LR-16926
|
Mar. 8, 2001
|
Lloyd E. Wollmershauser a/k/a The PennyStockMan
|
| LR-16925
|
Mar. 8, 2001
|
Yun Soo Oh Park and Tokyo Joe's Societe Anonyme Corp.
|
| LR-16924
|
Mar. 2, 2001
|
Amazon Natural Treasures, Inc. Michael A. Sylver and Domingos Loricchio Jr.
|
| LR-16923
|
Mar. 2, 2001
|
Luis Bulas, Jr.
|
| LR-16922
|
Mar. 2, 2001
|
Vigue et al.
|
| LR-16921
|
Mar. 1, 2001
|
Jared Ray Leisek and Byron John Leisek
|
| LR-16920
|
Feb. 28, 2001
|
Rumorsearch.com, Inc. and Jeremy Johnson
|
| LR-16919
|
Feb. 28, 2001
|
Pinkmonkey.com, Inc. and Patrick R. Greene
|
| LR-16918
|
Feb. 28, 2001
|
Chidwhite Enterprises, Inc. and Jerry L. Chidester
|
| LR-16917
|
Feb. 28, 2001
|
Smart-Mart, Inc., Timothy A. McMurray and Bradley D. Woy
|
| LR-16916
|
Feb. 28, 2001
|
Internet Solutions for Business, Inc., and Lawrence Shaw
|
| LR-16915
|
Feb. 28, 2001
|
John E. Brinker, Jr., Gary J. Bentz, Castlerock Consulting, LLC, Guardian First Limited, Inc. (a Nevada corporation), Guardian First Limited, Inc. (a Grenada corporation), Wellington Bank and Trust, Ltd., Wellington Capital Holdings Ltd., Inc., Wellington Capital Holdings, Ltd., Wellington International Investments, Inc., Wellington First International Investments, Inc. and all subsequently numbered Wellington International Investments, Inc. entities, Alpha Advantage II, Inc., Eleven Eighty-Five, LP, and Steadfast Ministries, Inc.
|
| LR-16914
|
Feb. 28, 2001
|
Kenneth W. Schilling
|
| LR-16913
|
Feb. 28, 2001
|
Sunset Investment Group, Inc., James Brown, Pinnacle Capital Advisors, and Austin Tanner
|
| LR-16912
|
Feb. 28, 2001
|
Vigue et al.
|
| LR-16911
|
Feb. 28, 2001
|
Regald B. Smith
|
| LR-16910
|
Feb. 28, 2001
|
Walter A. Forbes and E. Kirk Shelton
|
| LR-16909
|
Feb. 28, 2001
|
Stephen G. Donahue and Donahue Securities Inc.
|
| LR-16908
|
Feb. 26, 2001
|
Edward Gurin, Joshua Gurin and Trinarc Corporation
|
| LR-16907
|
Feb. 23, 2001
|
David E. Fitzgerald and Pacific Genesis Group, Inc.
|
| LR-16906
|
Feb. 22, 2001
|
Robin McEachin
|
| LR-16905
|
Feb. 22, 2001
|
Kenneth T. Tripoli, et al.
|
| LR-16904
|
Feb. 21, 2001
|
Ferrofluidics Corp., Ronald Moskowitz, Jerome R. Allen, Jan R. Kirk, Stephen P. Morin, Bruce S. Moody, and The 1991 RPM Irrevocable Trust
|
| LR-16903
|
Feb. 21, 2001
|
Daniel J. Lagermeier
|
| LR-16902
|
Feb. 16, 2001
|
Advance Local Development Corp., et. al.
|
| LR-16901
|
Feb. 15, 2001
|
Maria Iacovelli, Richard Morrisey, Jerry Thornthwaite, and Marvin Kogod
|
| LR-16900
|
Feb. 14, 2001
|
Certain Unknown Purchasers of Common Stock of Financial Security Assurance Holdings, Ltd
|
| LR-16899
|
Feb. 14, 2001
|
Joanne M. Moore, Ann W. McCausland and Michael J. McCausland
|
| LR-16898
|
Feb. 14, 2001
|
Future Strategies Srl a/k/a Future Strategies International
|
| LR-16897
|
Feb. 14, 2001
|
Edward J. Paradis, Jr. and Walter R. Snyder, Jr.
|
| LR-16896
|
Feb. 13, 2001
|
TAC International Limited, Douglas R. Walker, Craig Southwood, Larry B. Richardson and Jan Harry "Jack" Wilded
|
| LR-16895
|
Feb. 8, 2001
|
Gordon J. Rollert
|
| LR-16894
|
Feb. 8, 2001
|
Alexis A. Arlett
|
| LR-16893
|
Feb. 8, 2001
|
David M. Brooks
|
| LR-16892
|
Feb. 8, 2001
|
Elfindepan, S.A., Southern Financial Group, Tracy CalvinDunlap, Jr., Barry Lowe, James L. McCall, Strategic Asset Funds, S.A. EdmundMenden, Michael Menden and Michael Zieglmeier, defendants, and C.R.C.C. LLCand Patrick Wilson, relief defendants
|
| LR-16891
|
Feb. 8, 2001
|
Biosonics, Inc.
|
| LR-16890
|
Feb. 7, 2001
|
Alan M. Stricoff
|
| LR-16889
|
Feb. 6, 2001
|
Brycar Financial Corporation and Bryan J. Egan
|
| LR-16888
|
Feb. 6, 2001
|
Martin R. Frankel, John A. Hackney. Robert J. Guyer,Liberty National Securities, Inc., Gary Atnip and Sonia Howe Radencovici
|
| LR-16887
|
Feb. 5, 2001
|
Jeffrey L. Fuller, Rebecca L. Schultz, and C. Eric Baumann
|
| LR-16886
|
Feb. 1, 2001
|
E-Biz Ventures, et al.
|
| LR-16885
|
Jan. 31, 2001
|
David W. McConnell and Charles P. Morrison
|
| LR-16884
|
Jan. 31, 2001
|
Fred Carter and Wendell Carter
|
| LR-16883
|
Jan. 31, 2001
|
Stewart, et al.
|
| LR-16882
|
Jan. 31, 2001
|
Benny L. Judah and Excel Lease Fund, Inc.;
|
| LR-16881
|
Jan. 31, 2001
|
Jerome E. Rosen, Diversified Corporate Consulting Group,Joseph D. Radcliffe, William A. Calvo III, Wall Street Management Group,Robert Ciofalo, Calvin Moore, Thomas Clines, Heidi DeConde Clines, AndKathleen Connell
|
| LR-16880
|
Jan. 31, 2001
|
David M. Bonrouhi
|
| LR-16879
|
Jan. 31, 2001
|
Latin American Services Co., Ltd., Cyprus Funds, Inc., EricV. Bartoli, Douglas R. Shisler, James L. Binge And Peter J. Esposito
|
| LR-16878
|
Jan. 31, 2001
|
Midpoint Trading Corp. and One or More Unknown Traders ofOptions on Common Stock of Ralston Purina Co.
|
| LR-16877
|
Jan. 31, 2001
|
Ari Parnes, ADAR Equities, LLC, Shauel Seitler, JacobHerman, Yezhak Dov Knoll, and Myron Raisman
|
| LR-16876
|
Jan. 30, 2001
|
William H. Clark
|
| LR-16875
|
Jan. 30, 2001
|
Barry J. Goodman et al.
|
| LR-16874
|
Jan. 29, 2001
|
Friendly Power Co., LLC, Friendly Power Co., Inc., Friendly Power Franchise Co., Scott J. Levine, Sabrina Levine and Dwight Stephens;
|
| LR-16873
|
Jan. 29, 2001
|
First Entertainment, Inc., and Abraham B. Goldberg
|
| LR-16872
|
Jan. 29, 2001
|
Keith J. Kim, Douglas K. Park, and William I. Park
|
| LR-16871
|
Jan. 24, 2001
|
Ralph Glasgal
|
| LR-16870
|
Jan. 24, 2001
|
One or More Unknown Traders of Options on Common Stock of Ralston Purina Co.
|
| LR-16869
|
Jan. 23, 2001
|
Alan Myles Dornfeld
|
| LR-16868
|
Jan. 23, 2001
|
Richard T. Hammack
|
| LR-16867
|
Jan. 23, 2001
|
Arash Aziz-Golshani et al. and Arash Molayem
|
| LR-16866
|
Jan. 23, 2001
|
Aurora Foods Inc., et al.
|
| LR-16865
|
Jan. 19, 2001
|
David Morgenstern, Fred Morgenstern, Bernadette Stevens, and Amquest International, Ltd.
|
| LR-16864
|
Jan. 19, 2001
|
Jon F. Williams
|
| LR-16863
|
Jan. 19, 2001
|
Benjamin Franklin Co., et al.
|
| LR-16862
|
Jan. 18, 2001
|
One or More Unknown Traders of Options on Common Stock of Ralston Purina Co.
|
| LR-16861
|
Jan. 17, 2001
|
David E. Lipson
|
| LR-16860
|
Jan. 12, 2001
|
Claudeossu
|
| LR-16859
|
Jan. 10, 2001
|
Dean W. Rowell
|
| LR-16858
|
Jan. 9, 2001
|
Telsys Communications, Inc., Home Shopping Partners and Eleazar I. Heracleopolis
|
| LR-16857
|
Jan. 8, 2001
|
Mark Simeon Jakob
|
| LR-16856
|
Jan. 8, 2001
|
Loch Harris Inc.
|
| LR-16855
|
Jan. 5, 2001
|
Timothy S. Vasko, Edward B. Williamson and Michael J. Schuchard
|
| LR-16854
|
Jan. 4, 2001
|
David Fitzgerald and Pacific Gensis Group, Inc.
|
| LR-16853
|
Jan. 3, 2001
|
Steven Eichenholz
|
| LR-16852
|
Jan. 3, 2001
|
In Shig Ahn
|
| LR-16851
|
Jan. 3, 2001
|
Timothy J. Sullivan, James G. Appleton, Lance P. Lins and James A. Budzinski
|
| LR-16850
|
Jan. 3, 2001
|
Colleen M. Millsap
|
| LR-16849
|
Jan. 2, 2001
|
Benjamin Franklin Cook, et al.
|
| LR-16848
|
Jan. 2, 2001
|
Lorraine K. Cassano
|
| LR-16847
|
Jan. 2, 2001
|
Allan G. Kern, Yale Hirsch, and Malcolm McGuire III
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http://www.sec.gov/litigation/litreleases/lit1q01.shtml
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