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Litigation Releases - First Quarter 2001

Current Litigation Releases

Archives: 1995-2004

Release No. Date Action
LR-16948 Mar. 30, 2001 Montedison, S.p.A.
LR-16947 Mar. 29, 2001 Sean Edward St. Heart
LR-16946 Mar. 29, 2001 Mauricio A. Gutierrez and Sharp Capital, Inc., et al.
LR-16945 Mar. 23, 2001 Pinnfund USA, Inc., Peregrine Funding, Inc., Allied Capital Partners, Grafton Partners, Six Sigma, LLC a/k/a 6 Sigma, LLC, Michael J. Fanghella, James L. Hillman, Reliance Holdings, LLC, and Kelly Cook a/k/a Kelly Jaye a/k/a Kelly Spagnola
LR-16944 Mar. 23, 2001 Gateway Technologies, Inc., The Cheyenne Holding Corp., Randolph S. Ross and Timothy J. Kavanagh
LR-16943 Mar. 23, 2001 Brett L. Bouchy and Richard C. Whelan
LR-16942 Mar. 23, 2001 Nancy J. Cheal
LR-16941 Mar. 22, 2001 Pinnfund USA, Inc., Peregrine Funding, Inc., Allied Capital Partners, Grafton Partners, Six Sigma, LLC a/k/a 6 Sigma, LLC, Michael J. Fanghella, James L. Hillman, Reliance Holdings, LLC, and Kelly Cook a/k/a Kelly Jaye a/k/a Kelly Spagnola
LR-16940 Mar. 22, 2001 Earl A. Abbott, Richard L. Stalvey, Glenn Purdue, Robert E. Gerwin, Kenneth C. Nunn and Thomas J. O'Keeffe
LR-16939 Mar. 22, 2001 Robert C. Schuster
LR-16938 Mar. 22, 2001 Heartland Group, Inc.
LR-16937 Mar. 22, 2001 Anthony Dong-Yin Shen, Srinivas Anumolu, Ronald W. Pinto, Deborah J. Breckenridge, and Dominick J. Savino
LR-16936 Mar. 21, 2001 Aron Oleg Bronstein, et al.
LR-16935 Mar. 16, 2001 Hawa Corporation, Hawa Communications, Inc., Hawa Med, Inc., Ilona Alexis Mandelbuam, Robert E. Duke, and Sara Gomez De Ferro
LR-16934 Mar. 16, 2001 Lewis Allen Rivlin, Edwin Earl Huling III, and Alfred Huascar Velarde, as Defendants; and Z-Finance, S.A., Anthony P. Zioudas, Hedley Finance Ltd., Christian Dante, and Chrysanthos Chrysostomou, as Relief Defendants
LR-16933 Mar. 15, 2001 Aaron C. Finch
LR-16932 Mar. 14, 2001 Simon M. Rosenfeld, Terry D. Kochanowski, and John F. Yakimczyk
LR-16931 Mar. 13, 2001 Charles R. Homa, Michael Gause, et al.
LR-16930 Mar. 9, 2001 Families On Line Corporation, Mark C. Thurman, and Robert D. Fieney
LR-16929 Mar. 9, 2001 Global Telelink Services, Inc., Global Contact Corporation and Robert Smith III
LR-16928 Mar. 9, 2001 Todd J. Lascola, et al.
LR-16927 Mar. 8, 2001 Terry V. Koontz, et al.
LR-16926 Mar. 8, 2001 Lloyd E. Wollmershauser a/k/a The PennyStockMan
LR-16925 Mar. 8, 2001 Yun Soo Oh Park and Tokyo Joe's Societe Anonyme Corp.
LR-16924 Mar. 2, 2001 Amazon Natural Treasures, Inc. Michael A. Sylver and Domingos Loricchio Jr.
LR-16923 Mar. 2, 2001 Luis Bulas, Jr.
LR-16922 Mar. 2, 2001 Vigue et al.
LR-16921 Mar. 1, 2001 Jared Ray Leisek and Byron John Leisek
LR-16920 Feb. 28, 2001 Rumorsearch.com, Inc. and Jeremy Johnson
LR-16919 Feb. 28, 2001 Pinkmonkey.com, Inc. and Patrick R. Greene
LR-16918 Feb. 28, 2001 Chidwhite Enterprises, Inc. and Jerry L. Chidester
LR-16917 Feb. 28, 2001 Smart-Mart, Inc., Timothy A. McMurray and Bradley D. Woy
LR-16916 Feb. 28, 2001 Internet Solutions for Business, Inc., and Lawrence Shaw
LR-16915 Feb. 28, 2001 John E. Brinker, Jr., Gary J. Bentz, Castlerock Consulting, LLC, Guardian First Limited, Inc. (a Nevada corporation), Guardian First Limited, Inc. (a Grenada corporation), Wellington Bank and Trust, Ltd., Wellington Capital Holdings Ltd., Inc., Wellington Capital Holdings, Ltd., Wellington International Investments, Inc., Wellington First International Investments, Inc. and all subsequently numbered Wellington International Investments, Inc. entities, Alpha Advantage II, Inc., Eleven Eighty-Five, LP, and Steadfast Ministries, Inc.
LR-16914 Feb. 28, 2001 Kenneth W. Schilling
LR-16913 Feb. 28, 2001 Sunset Investment Group, Inc., James Brown, Pinnacle Capital Advisors, and Austin Tanner
LR-16912 Feb. 28, 2001 Vigue et al.
LR-16911 Feb. 28, 2001 Regald B. Smith
LR-16910 Feb. 28, 2001 Walter A. Forbes and E. Kirk Shelton
LR-16909 Feb. 28, 2001 Stephen G. Donahue and Donahue Securities Inc.
LR-16908 Feb. 26, 2001 Edward Gurin, Joshua Gurin and Trinarc Corporation
LR-16907 Feb. 23, 2001 David E. Fitzgerald and Pacific Genesis Group, Inc.
LR-16906 Feb. 22, 2001 Robin McEachin
LR-16905 Feb. 22, 2001 Kenneth T. Tripoli, et al.
LR-16904 Feb. 21, 2001 Ferrofluidics Corp., Ronald Moskowitz, Jerome R. Allen, Jan R. Kirk, Stephen P. Morin, Bruce S. Moody, and The 1991 RPM Irrevocable Trust
LR-16903 Feb. 21, 2001 Daniel J. Lagermeier
LR-16902 Feb. 16, 2001 Advance Local Development Corp., et. al.
LR-16901 Feb. 15, 2001 Maria Iacovelli, Richard Morrisey, Jerry Thornthwaite, and Marvin Kogod
LR-16900 Feb. 14, 2001 Certain Unknown Purchasers of Common Stock of Financial Security Assurance Holdings, Ltd
LR-16899 Feb. 14, 2001 Joanne M. Moore, Ann W. McCausland and Michael J. McCausland
LR-16898 Feb. 14, 2001 Future Strategies Srl a/k/a Future Strategies International
LR-16897 Feb. 14, 2001 Edward J. Paradis, Jr. and Walter R. Snyder, Jr.
LR-16896 Feb. 13, 2001 TAC International Limited, Douglas R. Walker, Craig Southwood, Larry B. Richardson and Jan Harry "Jack" Wilded
LR-16895 Feb. 8, 2001 Gordon J. Rollert
LR-16894 Feb. 8, 2001 Alexis A. Arlett
LR-16893 Feb. 8, 2001 David M. Brooks
LR-16892 Feb. 8, 2001 Elfindepan, S.A., Southern Financial Group, Tracy CalvinDunlap, Jr., Barry Lowe, James L. McCall, Strategic Asset Funds, S.A. EdmundMenden, Michael Menden and Michael Zieglmeier, defendants, and C.R.C.C. LLCand Patrick Wilson, relief defendants
LR-16891 Feb. 8, 2001 Biosonics, Inc.
LR-16890 Feb. 7, 2001 Alan M. Stricoff
LR-16889 Feb. 6, 2001 Brycar Financial Corporation and Bryan J. Egan
LR-16888 Feb. 6, 2001 Martin R. Frankel, John A. Hackney. Robert J. Guyer,Liberty National Securities, Inc., Gary Atnip and Sonia Howe Radencovici
LR-16887 Feb. 5, 2001 Jeffrey L. Fuller, Rebecca L. Schultz, and C. Eric Baumann
LR-16886 Feb. 1, 2001 E-Biz Ventures, et al.
LR-16885 Jan. 31, 2001 David W. McConnell and Charles P. Morrison
LR-16884 Jan. 31, 2001 Fred Carter and Wendell Carter
LR-16883 Jan. 31, 2001 Stewart, et al.
LR-16882 Jan. 31, 2001 Benny L. Judah and Excel Lease Fund, Inc.;
LR-16881 Jan. 31, 2001 Jerome E. Rosen, Diversified Corporate Consulting Group,Joseph D. Radcliffe, William A. Calvo III, Wall Street Management Group,Robert Ciofalo, Calvin Moore, Thomas Clines, Heidi DeConde Clines, AndKathleen Connell
LR-16880 Jan. 31, 2001 David M. Bonrouhi
LR-16879 Jan. 31, 2001 Latin American Services Co., Ltd., Cyprus Funds, Inc., EricV. Bartoli, Douglas R. Shisler, James L. Binge And Peter J. Esposito
LR-16878 Jan. 31, 2001 Midpoint Trading Corp. and One or More Unknown Traders ofOptions on Common Stock of Ralston Purina Co.
LR-16877 Jan. 31, 2001 Ari Parnes, ADAR Equities, LLC, Shauel Seitler, JacobHerman, Yezhak Dov Knoll, and Myron Raisman
LR-16876 Jan. 30, 2001 William H. Clark
LR-16875 Jan. 30, 2001 Barry J. Goodman et al.
LR-16874 Jan. 29, 2001 Friendly Power Co., LLC, Friendly Power Co., Inc., Friendly Power Franchise Co., Scott J. Levine, Sabrina Levine and Dwight Stephens;
LR-16873 Jan. 29, 2001 First Entertainment, Inc., and Abraham B. Goldberg
LR-16872 Jan. 29, 2001 Keith J. Kim, Douglas K. Park, and William I. Park
LR-16871 Jan. 24, 2001 Ralph Glasgal
LR-16870 Jan. 24, 2001 One or More Unknown Traders of Options on Common Stock of Ralston Purina Co.
LR-16869 Jan. 23, 2001 Alan Myles Dornfeld
LR-16868 Jan. 23, 2001 Richard T. Hammack
LR-16867 Jan. 23, 2001 Arash Aziz-Golshani et al. and Arash Molayem
LR-16866 Jan. 23, 2001 Aurora Foods Inc., et al.
LR-16865 Jan. 19, 2001 David Morgenstern, Fred Morgenstern, Bernadette Stevens, and Amquest International, Ltd.
LR-16864 Jan. 19, 2001 Jon F. Williams
LR-16863 Jan. 19, 2001 Benjamin Franklin Co., et al.
LR-16862 Jan. 18, 2001 One or More Unknown Traders of Options on Common Stock of Ralston Purina Co.
LR-16861 Jan. 17, 2001 David E. Lipson
LR-16860 Jan. 12, 2001 Claudeossu
LR-16859 Jan. 10, 2001 Dean W. Rowell
LR-16858 Jan. 9, 2001 Telsys Communications, Inc., Home Shopping Partners and Eleazar I. Heracleopolis
LR-16857 Jan. 8, 2001 Mark Simeon Jakob
LR-16856 Jan. 8, 2001 Loch Harris Inc.
LR-16855 Jan. 5, 2001 Timothy S. Vasko, Edward B. Williamson and Michael J. Schuchard
LR-16854 Jan. 4, 2001 David Fitzgerald and Pacific Gensis Group, Inc.
LR-16853 Jan. 3, 2001 Steven Eichenholz
LR-16852 Jan. 3, 2001 In Shig Ahn
LR-16851 Jan. 3, 2001 Timothy J. Sullivan, James G. Appleton, Lance P. Lins and James A. Budzinski
LR-16850 Jan. 3, 2001 Colleen M. Millsap
LR-16849 Jan. 2, 2001 Benjamin Franklin Cook, et al.
LR-16848 Jan. 2, 2001 Lorraine K. Cassano
LR-16847 Jan. 2, 2001 Allan G. Kern, Yale Hirsch, and Malcolm McGuire III

http://www.sec.gov/litigation/litreleases/lit1q01.shtml


Modified: 02/14/2005