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ALJ Decisions & Orders:
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| Release No. | Date | Respondents |
| 155 | Dec. 17, 1999 | Wheat First Securities Inc. F/K/A First Union Capital Markets Corp.; Teressa L. Cawley; Herbert Grossman, Administrative Law Judge
File Nos. 3-9688 and 3-9794 Note: Erratum (File name: id155a.htm); Opinion) |
| 154 | Dec. 8, 1999 | Ronnie R. Neihart;
Robert G. Mahony, Administrative Law Judge File No. 3-9982 (Note: Finality Order) |
| 153 | Oct. 29, 1999 | County of Nevada, City of Ione, Wasco Public Financing Authority, Virginia Horler, and William McKay; Brenda P. Murray, Chief Administrative Law Judge
File No. 3-9542 (Note: Finality Order) |
| 152 | Oct. 28, 1999 | George J. Kolar;
James T. Kelly, Administrative Law Judge File No. 3-9570 (Note: Opinion) |
http://www.sec.gov/litigation/aljdec/aljdec4q99.shtml
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