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ALJ Decisions & Orders:
Administrative Law Judges
Archives 1999: 4th Quarter

Release No. Date Respondents
155 Dec. 17, 1999 Wheat First Securities Inc. F/K/A First Union Capital Markets Corp.; Teressa L. Cawley; Herbert Grossman, Administrative Law Judge
File Nos. 3-9688 and 3-9794
Note: Erratum (File name: id155a.htm);
Opinion)
154 Dec. 8, 1999 Ronnie R. Neihart;
Robert G. Mahony, Administrative Law Judge
File No. 3-9982
(Note: Finality Order)
153 Oct. 29, 1999 County of Nevada, City of Ione, Wasco Public Financing Authority, Virginia Horler, and William McKay; Brenda P. Murray, Chief Administrative Law Judge
File No. 3-9542
(Note: Finality Order)
152 Oct. 28, 1999 George J. Kolar;
James T. Kelly, Administrative Law Judge
File No. 3-9570
(Note: Opinion)

 

http://www.sec.gov/litigation/aljdec/aljdec4q99.shtml


Modified: 02/10/2005