SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission


  About the SEC

  Filings & Forms

  Regulatory Actions

  Staff Interps

  Investor Info

  News & Statements

  Litigation


  ALJ

  Information for...

  Divisions


ALJ Decisions & Orders:
Administrative Law Judges
Archives 1998: 3rd Quarter

Release No. Date Respondents
133 Sep. 29, 1998 Terry T. Steen;
Carol Fox Foelak, Administrative Law Judge
File No. 3-8798
(Note: Opinion)
132 Sep. 23, 1998 Rita Villa;
Robert G. Mahony, Administrative Law Judge
File No. 3-8527-EAJ
(Note: Amended Order;
Opinion);
Opinion)
131 Sep. 3, 1998 Parnassus Investments, Jerome L. Dodson, Marilyn Chou, and David L. Gibson;
Robert G. Mahony, Administrative Law Judge
File No. 3-9317
130 Aug. 11, 1998 Stires & Co., Inc. and Sidney H. Stires;
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-9120
(Note: Finality Order)
129 Aug. 3, 1998 Michael J. Markowski;
Lillian A. McEwen, Administrative Law Judge
File No. 3-9277
(Note: Opinion)
128 Jul. 23, 1998 Patricia Ann Bellows;
Lillian A. McEwen, Administrative Law Judge
File No. 3-8951
127 Jul. 21, 1998 Orlando Joseph Jett;
Carol Fox Foelak, Administrative Law Judge
File No. 3-8919
(Note: Opinion)

 

http://www.sec.gov/litigation/aljdec/aljdec3q98.shtml


Modified: 02/10/2005