SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission


  About the SEC

  Filings & Forms

  Regulatory Actions

  Staff Interps

  Investor Info

  News & Statements

  Litigation


  ALJ

  Information for...

  Divisions


ALJ Decisions & Orders:
Administrative Law Judges
Archives 2002: 3rd Quarter

Release No. Date Respondents
216 Sept. 30, 2002 Annable Turner & Co., Inc. and Roger E. Turner
Lillian A. McEwen,
Administrative Law Judge
File No. 3-10004
(Note: Finality Order)
215 Sep. 24, 2002 G. Bradley Taylor
Lillian A. McEwen,
Administrative Law Judge
File No. 3-9955
(Note: Finality Order)
214 Sep. 19, 2002 Robert Bruce Lohmann
James T. Kelly,
Administrative Law Judge
File No. 3-10611
(Note: Opinion)
213 Aug. 13, 2002 James Thomas McCurdy, CPA
Carol Fox Foelak,
Administrative Law Judge
File No. 3-10509
(Note: Opinion)
212 Aug. 13, 2002 Huber Hogan Consulting, Inc., Russon Financial Service, Inc. and Robert C. Sears
Lillian A. McEwen,
Administrative Law Judge
File No. 3-9985
(Note: Finality Order)
211 Aug. 9, 2002 H. J. Meyers & Co., Inc., Robert Setteducati, William Masucci, Michael Vanechanos, and James Alan Villa
James T. Kelly,
Administrative Law Judge
File No. 3-10140
(Note: Opinion (Robert Setteducati))
210 Aug. 2, 2002 Robert M. Fuller
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-10576
(Note: Opinion)
209 Jul. 9, 2002 Brett L. Bouchy and Richard C. Whelan
Robert G. Mahony,
Administrative Law Judge
File No. 3-10627
(Note: Finality Order)
600 Jul. 2, 2002 Ernst & Young, LLP
Brenda P. Murray,
Administrative Law Judge
File No. 3-10786
(Note: Commission order vacating)
208 Jul. 2, 2002 Horton & Company and Edward C. Horton
Carol Fox Foelak,
Administrative Law Judge
File No. 3-10355
(Note: Finality Order)

 

http://www.sec.gov/litigation/aljdec/aljdec3q02.shtml


Modified: 02/09/2005