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ALJ Decisions & Orders:
Administrative Law Judges
Archives 2001: 3rd Quarter

*Release No.*	*Date*	*Respondents*
193	Sept. 28, 2001	Aubrey O'Connor, Rick Pierson, James Winter, Gregory Bowen and Kenneth Ward Lillian A. McEwen, Administrative Law Judge File No. 3-9327 (Note: Opinion)
192	Sept. 25, 2001	Jerome M. Wenger Carol Fox Foelak, Administrative Law Judge File No. 3-10444
191	Sept. 21, 2001	Michael J. Marrie, CPA and Brian L. Berry, CPA James T. Kelly, Administrative Law Judge File No. 3-9966 (Note: Opinion)
190	Sept. 14, 2001	Christopher A. Lowry Brenda P. Murray, Chief Administrative Law Judge File No. 3-10390
189	Sep. 5, 2001	John L. Banach, f/k/a/ J. Leo Lawson, Robert Thomas Clawson, Trent David Gribben, Tariq Samad Khan, Terry Lee Lewis, Ronald Troy Mikulka, Reagan Burton Richmond, Randle William Villa, Woodbridge & Associates, Kevin Lee Woodbridge, and 381143 Alberta Ltd. Robert G. Mahony, Administrative Law Judge File No. 3-9208 (Note: Opinion)
188	Aug. 14, 2001	Del Mar Financial Services, Inc., Kevin C. Dills, Private Brokers Corporation, Robert A. Roberts, Matthew R. Jennings, Philip S. Brandon, and Jai Chaudhuri Carol Fox Foelak, Administrative Law Judge File No. 3-9959 (Note: Modifying Order and Finality Order; Opinion) )
187	Aug. 7, 2001	Joseph P. Galluzzi James T. Kelly, Administrative Law Judge File No. 3-10209
186	Jul. 27, 2001	Kevin G. Quinn Robert G. Mahony, Administrative Law Judge File No. 3-10098 (Note: Finality Order)

http://www.sec.gov/litigation/aljdec/aljdec3q01.shtml

Modified: 02/09/2005