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ALJ Decisions & Orders:
Administrative Law Judges
Archives 1999: 2nd Quarter

Release No. Date Respondents
143 Jun. 9, 1999 D.E. Wine Investments, Inc., W. Randal Miller, Kenneth B. Karpf, and Duncan E. Wine;
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-8543
142 May 6, 1999 Joseph F. Reese; Carol Fox Foelak, Administrative Law Judge
File No. 3-9439
(Note: Finality Order)
141 Apr. 12, 1999 Quest Capital Strategies, Inc., and David Chen Yu;
Lillian A. McEwen, Administrative Law Judge
File No. 3-8966
(Note: Opinion)
140 Apr. 1, 1999 Terence Michael Coxon, Alan Michael Sergy, World Money Managers, and World Money Securities, Inc.;
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-9218
(Note: Opinion)

 

http://www.sec.gov/litigation/aljdec/aljdec2q99.shtml


Modified: 02/10/2005