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ALJ Decisions & Orders:
Administrative Law Judges
Archives 2004: 2nd Quarter

*Release No.*	*Date*	*Respondents*
253	Jun. 28, 2004	Michael Puorro, Walter Dorow, James C. Parrish, Geoffrey W. Gazda, Melvin L. Levine, Michael T. Reiter, Bruce Bertman, Jerry Poole, and Larry W. Kerschenbaum Brenda P. Murray, Administrative Law Judge File No. 3-11419 (Note: Finality Order) PDF version
252	June 3, 2004	Edward Becker James T. Kelly, Administrative Law Judge File No. 3-11367 (Note: Finality Order) PDF version
251	May 17, 2004	Philip L. Pascale, CPA Lillian A. McEwen, Administrative Law Judge File No. 3-11194 PDF version
250	May 11, 2004	Lorsin, Inc., Loretta M. Lockhart, Craig K. Hjalmarson, Russell Management, Inc., George R. Siembida, Harold Engel, Jr., Microcap Marketing, Inc., and Shane M. Nelson Robert G. Mahony, Administrative Law Judge File No. 3-11310 (Note: Order Modifying Disgorgement Schedule and Summarily Affirming; Order Modifying Finality Order; Finality Order) PDF version
249	Apr. 16, 2004	Ernst & Young LLP Brenda P. Murray, Chief Administrative Law Judge File No. 3-10933 (Note: Finality Order; Letter from SEC Chief Accountant to Ernst & Young) PDF version
614	Apr. 7, 2004	Putnam Investment Management, LLC James T. Kelly, Administrative Law Judge File No. 3-11317
248	Apr. 6, 2004	Robert W. Armstrong, III Carol Fox Foelak, Administrative Law Judge File No. 3-9793 (Note: Order denying disqualification of Commission)

http://www.sec.gov/litigation/aljdec/aljdec2q04.shtml

Modified: 02/09/2005