SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission


  About the SEC

  Filings & Forms

  Regulatory Actions

  Staff Interps

  Investor Info

  News & Statements

  Litigation


  ALJ

  Information for...

  Divisions


ALJ Decisions & Orders:
Administrative Law Judges
Archives 2004: 2nd Quarter

Release No. Date Respondents
253 Jun. 28, 2004 Michael Puorro, Walter Dorow, James C. Parrish, Geoffrey W. Gazda, Melvin L. Levine, Michael T. Reiter, Bruce Bertman, Jerry Poole, and Larry W. Kerschenbaum
Brenda P. Murray,
Administrative Law Judge
File No. 3-11419
(Note: Finality Order)
PDF version
252 June 3, 2004 Edward Becker
James T. Kelly,
Administrative Law Judge
File No. 3-11367
(Note: Finality Order)
PDF version
251 May 17, 2004 Philip L. Pascale, CPA
Lillian A. McEwen,
Administrative Law Judge
File No. 3-11194
PDF version
250 May 11, 2004 Lorsin, Inc., Loretta M. Lockhart, Craig K. Hjalmarson, Russell Management, Inc., George R. Siembida, Harold Engel, Jr., Microcap Marketing, Inc., and Shane M. Nelson
Robert G. Mahony,
Administrative Law Judge
File No. 3-11310
(Note: Order Modifying Disgorgement Schedule and Summarily Affirming;
Order Modifying Finality Order;
Finality Order)
PDF version
249 Apr. 16, 2004 Ernst & Young LLP
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-10933
(Note: Finality Order;
Letter from SEC Chief Accountant to Ernst & Young)
PDF version
614 Apr. 7, 2004 Putnam Investment Management, LLC
James T. Kelly,
Administrative Law Judge
File No. 3-11317
248 Apr. 6, 2004 Robert W. Armstrong, III
Carol Fox Foelak,
Administrative Law Judge
File No. 3-9793
(Note: Order denying disqualification of Commission)

 

http://www.sec.gov/litigation/aljdec/aljdec2q04.shtml


Modified: 02/09/2005