SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission


  About the SEC

  Filings & Forms

  Regulatory Actions

  Staff Interps

  Investor Info

  News & Statements

  Litigation


  ALJ

  Information for...

  Divisions


ALJ Decisions & Orders:
Administrative Law Judges
Archives 1999: 1st Quarter

Release No. Date Respondents
139 Mar. 30, 1999 Hudson Investors Fund, Inc., Hudson Advisers, Inc., Javed Anvar Latef, and Larry Alan Stockett;
G. Marvin Bober, Administrative Law Judge
File No. 3-9374
(Note: Finality Order;
Opinion)
138 Mar. 24, 1999 Nicholas P. Howard;
Carol Fox Foelak, Administrative Law Judge
File No. 3-8873
(Note: Opinion)
137 Mar. 5, 1999 Sky Scientific, Inc., W.A. Dorow, Jr., Jerry L. Foster, Gilbert Marshall & Co., Inc., Michael A. Usher, Strategic Resource Management, Inc., William A. Moler, Daniel R. Lehl, Thomas Patrick Meehan, Douglas A. Glaser, Smith, Benton & Hughes, Inc., Michael Zaman, George T. Hellen, Robert Schlien, American Capital Network, Inc., Philip M. Georgeson, Melvin L. Levine, and William David Jones;
Robert G. Mahony, Administrative Law Judge
File No. 3-9201
(Note: Opinion)
136 Mar. 2, 1999 Russo Securities, Inc., Patrick Russo, and Kimberly Kent;
G. Marvin Bober, Administrative Law Judge
File No. 3-9484
(Note: Opinion)
135 Jan. 28, 1999 Abraham and Sons Capital, Inc. and Brett G. Brubaker;
Robert G. Mahony, Administrative Law Judge
File No. 3-9448
(Note: Opinion)
134 Jan. 7, 1999 Alfred M. Bauer and J.Stephen Stout;
Carol Fox Foelak, Administrative Law Judge
File No. 3-9034
(Note: Opinion)

 

http://www.sec.gov/litigation/aljdec/aljdec1q99.shtml


Modified: 02/10/2005