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ALJ Decisions & Orders:
Administrative Law Judges
Archives 2004: 1st Quarter

*Release No.*	*Date*	*Respondents*
613	Mar. 26, 2004	Putnam Investment Management, LLC James T. Kelly, Administrative Law Judge File No. 3-11317
247	Mar. 4, 2004	e-Smart Technologies, Inc. f/k/a Plainview Laboratories, Inc. Lillian A. McEwen, Administrative Law Judge File No. 3-10977 (Note: Order for Summary Affairmance and Filing Opposing Petition for Review) (Note: Order Remanding Proceeding) )
246	Feb. 12, 2004	Michael Batterman and Randall B. Batterman III James T. Kelly, Administrative Law Judge File No. 3-11259 PDF version
245	Jan. 30, 2004	Larry R. Crowder and John R. Powell Robert G. Mahony, Administrative Law Judge File No. 3-11287 (Note: Finality Order)
244	Jan. 23, 2004	Castle Securities Corp. and Michael T. Studer Lillian A. McEwen, Administrative Law Judge File No. 3-11229
243	Jan. 16, 2004	Kevin H. Goldstein and Jackwest Corporation James T. Kelly, Administrative Law Judge File No. 3-11010 PDF version (Note: Finality Order)

http://www.sec.gov/litigation/aljdec/aljdec1q04.shtml

Modified: 02/09/2005