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ALJ Decisions & Orders:
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| Release No. | Date | Respondents |
| 182 | Mar. 23, 2001 | Shirley A. McKinney, Darlan Gordon, Michael J. McEvoy, Francis A. Taylor, IV, Douglas Parks, and John S. Brownson;
Carol Fox Foelak, Administrative Law Judge File No. 3-10295 (Note: Finality Order; Opinion) |
| 181 | Mar. 9, 2001 | The Rockies Fund, Inc., Stephen G. Calandrella, Charles M. Powell, Clifford C. Thygesen, and John C. Power;
Brenda P. Murray, Chief Administrative Law Judge File No. 3-9615 (Note: Order denying motion for reconsideration; Opinion) |
| 180 | Jan. 29, 2001 | Fundamental Portfolio Advisors, Inc., Lance M. Brofman, and Fundamental Service Corporation;
Carol Fox Foelak, Administrative Law Judge File No. 3-9461 (Note: Opinion) |
| 179 | Jan. 22, 2001 | Dean Witter Reynolds Inc., Henry L. Auwinger, and Dennis W. Peterson;
Robert G. Mahony, Administrative Law Judge File No. 3-9686 (Note: Finality Order) |
http://www.sec.gov/litigation/aljdec/aljdec1q01.shtml
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