SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission


  About the SEC

  Filings & Forms

  Regulatory Actions

  Staff Interps

  Investor Info

  News & Statements

  Litigation


  ALJ

  Information for...

  Divisions


ALJ Decisions & Orders:
Administrative Law Judges
Archives 2000: 1st Quarter

Release No. Date Respondents
162 Mar. 27, 2000 Monetta Financial Services, Inc., Robert S. Bacarella, William M. Valiant, Paul W. Henry, and Richard D. Russo;
Brenda P. Murrary, Chief Administrative Law Judge
File No. 3-9546
(Note: Finality Order;
Opinion)
161 Feb. 25, 2000 Euro-Atlantic Securities, Inc. Brian A. Schmidt, Darlan E. Gordon, John T. Madden, William Avent, and John Aristotle Dilworth II;
Robert G. Mahony, Administrative Law Judge
File No. 3-9402
(Note: Finality Order;
Opinion)
160 Jan. 31, 2000 Michael Flanagan, Ronald Kindschi, and Spectrum Administration, Inc.;
James T. Kelly, Administrative Law Judge
File No. 3-9784
(Note: Opinion)
159 Jan. 28, 2000 Sandra Logay;
Lillian A. McEwen, Administrative Law Judge
File No. 3-8969
(Note: Finality Order)
158 Jan. 27, 2000 Richard Hoffman and Kirk Montgomery;
Carol Fox Foelak, Administrative Law Judge
File No. 3-9786
(Note: Finality Order)
157 Jan. 21, 2000 KPMG Peat Marwick L.L.P.;
Robert G. Mahony, Administrative Law Judge
File No. 3-9500
Note: Erratum (File name: id157a.htm);
Opinion)
156 Jan. 12, 2000 MGSI Securities, Inc., Bradford A. Orosey, Larry J. Bagwell, Connie L. Bally, Joseph O. Fallin, and James W. Ogg;
William J. Cowan, Administrative Law Judge
File No. 3-9702
(Note: Finality Order;
Modification of Finality Order)

 

http://www.sec.gov/litigation/aljdec/aljdec1q00.shtml


Modified: 02/10/2005