Administrative Proceedings: October 4 – December 27, 1999

Release No.	Date	Respondents
34-42278	Dec. 27, 1999	Robert A. Schatz
34-42277	Dec. 27, 1999	Brad Haddy and Ronald D. Spencer
34-42276	Dec. 27, 1999	John F. LaSala
34-42275	Dec. 27, 1999	Ronald A. Martini
IA-1849	Dec. 22, 1999	Michael T. Sullivan, III
IA-1848	Dec. 22, 1999	Scudder Kemper Investments, Inc. and Gary Paul Johnson
34-42262	Dec. 21, 1999	Peachtree Stock Transfer and Robert J. Crain, Jr.
34-42261	Dec. 21, 1999	Taft Womack and Frank Gaines
34-42245	Dec. 17, 1999	Robert J. Strauss
34-42244	Dec. 17, 1999	John H. Kim Release Nos. 33-7786, 34-42244
34-42243	Dec. 17, 1999	Alan B. Schlussel Release Nos. 33-7785, 34-42243
34-42237	Dec. 15, 1999	Brian D. O'Toole, d/b/a O'Toole Capital Management, Spectrum Securities Inc., and Steven D. Pirrone
34-42234	Dec. 14, 1999	William A. Fain, Jr.
34-42229	Dec. 14, 1999	Jose E. Rivera, CPA
33-7784	Dec. 10, 1999	Michael L. Pitts
33-7783	Dec. 10, 1999	Richard J. Michael
34-42211	Dec. 9, 1999	Ronald A. Knittle and Gregory G. Vernon
34-42206	Dec. 7, 1999	Scott A. Rude
34-42204	Dec. 6, 1999	Paschal Gene Allen
34-42199	Dec. 3, 1999	Paul Thomas Fink, C.P.A. Release Nos. 33-7782, 34-42199
34-42197	Dec. 2, 1999	Virginia Horler
34-42196	Dec. 2, 1999	Thomas Gaeton Scalzo, Jr.
34-42182	Nov. 29, 1999	Eugene K. Laff
34-42181	Nov. 29, 1999	Lawrence Caito
34-42172	Nov. 23, 1999	Rodger Evans Rees
33-7781	Nov. 23, 1999	Americorp Securities, Inc. and Drew Edgar Schaefer
33-7780	Nov. 22, 1999	Windswept Environmental Group, Inc.
34-42158	Nov. 19, 1999	Kenneth R. Starnes
34-42157	Nov. 19, 1999	Michael J. Hooper, CPA
33-7779	Nov. 18, 1999	Minotaur Capital, Inc. and David J. Feingold
33-7778	Nov. 17, 1999	BT Alex. Brown Incorporated
33-7777	Nov. 17, 1999	HDI, Inc. and. Dennis E. Thiemann
33-7776	Nov. 17, 1999	JMS Associates, Inc. and John M. Seidman
34-42140	Nov. 16, 1999	City of Anaheim, City of Irvine, Irvine Unified School District, North Orange County Community College District, and Orange County Board of Education
34-42139	Nov. 15, 1999	The Cronos Group
34-42125	Nov. 10, 1999	Joseph Salamon
34-42124	Nov. 10, 1999	Jimmy L. Duckworth, CPA
34-42109	Nov. 5, 1999	Jethro J. Barlow, CPA, Alan K. Burton, J. Edwards Cox, Robert G. Weeks, David A. Hesterman, and Kenneth L. Weeks
34-42107	Nov. 4, 1999	Jerry C. Berman
34-42106	Nov. 4, 1999	Lawrence J. Penna, Herman Epstein and Douglas J. Mangan
34-42105	Nov. 4, 1999	Andrew Bressman, Roman Okin, Richard Acosta, Richard Simone, Burton Blank, Mark Goldman and Jack Wolynez
34-42104	Nov. 4, 1999	Andrew Bressman, Roman Okin, Richard Acosta, Richard Simone, Burton Blank, Mark Goldman and Jack Wolynez
34-42103	Nov. 4, 1999	Andrew Bressman, Roman Okin, Richard Acosta, Richard Simone, Burton Blank, Mark Goldman and Jack Wolynez
34-42097	Nov. 4, 1999	Michael W. Rehtorik
34-42096	Nov. 4, 1999	Jean-Paul Bolduc, Brian J. Smith, CPA, Richard N. Sukenik, CPA, Philip J. Ryan III, Constantine L. Hampers, A. Miles Nogelo, and Robert W. Armstrong III, CPA
34-42085	Nov. 1, 1999	Jamie T. Tsutsui
34-42084	Nov. 1, 1999	Lawrence A. Petersen
IA-1844	Nov. 1, 1999	Apodaca Investment Group, Inc., Brower Financial Services, Inc., Ethical Investments, Inc., Ronald Allan McDow, Van Cleef Asset Management, Inc. and WWW Advisors, Inc
34-42083	Nov. 1, 1999	Robert J. Carucci and R.M. Carucci Corp.
34-42082	Nov. 1, 1999	Jeffrey L. Harfst,William R. Hebel and Joseph E. Muehl
34-42080	Nov. 1, 1999	Jeffrey L. Harfst,William R. Hebel and Joseph E. Muehl
34-42079	Nov. 1, 1999	Jeffrey L. Harfst,William R. Hebel and Joseph E. Muehl
34-41069	Oct. 28, 1999	Cery B. Perle
34-42066	Oct. 28, 1999	Vincent J. Iovine
34-42065	Oct. 27, 1999	Geoffrey A. Newman
34-42064	Oct. 27, 1999	Aubrey O'Connor, Rick Pierson, James Winter, Gregory Bowen, and Kenneth Ward
34-42063	Oct. 27, 1999	Aubrey O'Connor, Rick Pierson, James Winter, Gregory Bowen, and Kenneth Ward
34-42062	Oct. 27, 1999	Aubrey O'Connor, Rick Pierson, James Winter, Gregory Bowen, and Kenneth Ward
34-42059	Oct. 26, 1999	Joseph J. Barbato, Neal C. Harper and Frederick J. Krause
34-42047	Oct. 21, 1999	Stephen J.Kesh, CPA
34-42046	Oct. 21, 1999	Rick W. Gossett, CPA
34-42045	Oct. 21, 1999	Lee R. Fontaine, CPA
33-7758	Oct. 20, 1999	Louis Sitaras
33-7757	Oct. 20, 1999	John R. Hoff
33-7756	Oct. 20, 1999	Richard L. Davis
34-42031	Oct. 19, 1999	David E. Stevenson
34-42030	Oct. 19, 1999	Albert Glenn Yesner, CPA
34-42022	Oct. 18, 1999	Jerry M. Walker, CPA
34-42021	Oct. 18, 1999	Thor Industries, Inc.
34-41976	Oct. 5, 1999	Peter W. Zent and Michael A. Cornblum
IA-1843	Oct. 4, 1999	Gordon Richard Taubenheim
IA-1842	Oct. 4, 1999	James William Fuller

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