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Administrative Proceedings: October 8 – December 29, 1998

Release No. Date Respondents
34-40859 Dec. 29, 1998 Steven M. Gross
34-40860 Dec. 29, 1998

Michael W. Roberts, C.P.A.

34-40855 Dec. 29, 1998

Cesar A. Montilla

33-1779 Dec. 28, 1998

Meridian Investment Management Corporation, Michael J. Hart, and Craig T. Callahan

33-7619 Dec. 23, 1998

Sean P. Brennan and Keith E. Walsh

34-40831 Dec. 23, 1998

Wayne T. Drinkwine

34-40827 Dec. 23, 1998

Teressa L. Cawley

34-40819 Dec. 22, 1998

Jean-Paul Bolduc, Brian J. Smith, CPA, Richard N. Sukenik, CPA, Philip J. Ryan III, Constantine L. Hampers, A. Miles Nogelo, and Robert W. Armstrong III, CPA

34-40818 Dec. 21, 1998

William C. Bethea

34-40788 Dec. 14, 1998

Marisa Baridis

34-40787 Dec. 14, 1998

Keith Youngswick

34-40769 Dec. 10, 1998

Anthony J. Bruno and James A. Bruno

33-7617,
34-40772,
IC-23595
Dec. 10, 1998

Michael P. Traba

33-7616,
34-40770
Dec. 10, 1998

City of Moorhead, Mississippi

34-40765 Dec. 9, 1998

FSC Securities Corporation

33-7615,
34-40766
Dec. 9, 1998

Richard Hoffman and Kirk Montgomery

33-7614,
34-40764
IA-1776
Dec. 9, 1998

Spectrum Administration, Inc., Ronald Kindschi and Michael A. Flanagan, Sr.

34-40725 Nov. 30, 1998

Francis C. Decabia

4-40724 Nov. 30, 1998

First Fidelity Securities Group

40-1775 Nov. 25, 1998

Robert J. Smith

613 Nov. 23, 1998

Stephens Inc.

33-7612,
34-40699
Nov. 23, 1998

Stephens Inc.

34-40697 Nov. 20, 1998

H. Thomas Fehn

34-40691 Nov. 19, 1998

James R. Frith, Jr.

34-40682 Nov. 16, 1998

Leandro Javier Obenauer and Brian Lynch

34-40677 Nov. 13, 1998

Howe, Solomon and Hall and Christopher J. Hall

33-7610 Nov. 12, 1998

Maynard Matt Smith

34-40664 Nov. 12, 1998

William Sedkey Saydein

34-40661 Nov. 12, 1998

Westcap Securities, L.P.

34-40650 Nov. 9, 1998

Lawrence M. Knapp

3440640 Nov. 4, 1998

Terry T. Steen

IA-1773 Nov. 2, 1998

Ira William Scott

33-7594,
IA-1772
Oct. 27, 1998

O'Brien Partners, Inc.

33-7605 Oct. 27, 1998

Global Information Services, Inc. d/b/a Investment Hotlines and James E. Grady

33-7604 Oct. 27, 1998

IBJ Publications, Inc.

33-7603 Oct. 27, 1998

Maynard Matt Smith

33-7602 Oct. 27, 1998

TKO International, Inc. and Leonard A. Turano

33-7601 Oct. 27, 1998

David A. Wood, Jr. and ICS Communications, Inc.

33-7599 Oct. 27, 1998

Eugene B. Martineau

33-7600 Oct. 27, 1998

National Investors Council and Skip Nordstrom

33-7598 Oct. 27, 1998

Core Communications Group, Inc. and Joshua Z. Levine

33-7597 Oct. 27, 1998

Donald A. Baillargeon, individually and d/b/a Emerging Company Report

33-7596 Oct. 27, 1998

Russell Klein

33-7595 Oct. 27, 1998

The High Growth Publishing Group and Everett Gust

34-40601 Oct. 26, 1998

Daniel J. Bubalo

34-40574  Oct.20, 1998

Atlantic - Pacific Capital, Inc., Comstock Partners, L.L.C., Constitution Securities, Inc., Elswick, Banks and Associates, Inc., McGlone & Co., Phoenix Financial Services Corp., Laguna Financial Corp., Gelber Securities, Inc., J.W. Barclay & Co., Inc., Multi Spectrum Investing Corp., Stonegate Securities, Inc., V.B.C. Securities, Alden Capital Markets, Inc., Bettinger & Leech Financial Corp., E.C. Capital, Ltd., J. Robbins Securities, L.L.C., and William Scott & Co., L.L.C.;

34-40573 Oct. 20, 1998

Certain Broker-Dealers Who Failed To File All or Part of Form BD-Y2K

33-7592,
34-40544,
IA-1770
Oct. 13, 1998

Thomas B. O'Connell

34-40531 Oct. 8, 1998

Matthew Thomas Burgason

http://www.sec.gov/litigation/admin/adm4q98.shtml


Modified: 01/04/2002