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Administrative Proceedings: October 1 – December 30, 2002

Release No. Date Respondents
34-47107 Dec. 30, 2002 Laurie Jones Canady
34-47102 Dec. 27, 2002 Gemisys Corporation and Stephen A. Finn
33-8172 Dec. 23, 2002 Robert A. Putnam
Release Nos. 34-47083; AAER-1696
34-47079 Dec. 23, 2002 Jeffrey M. Goldberg
IA-2095 Dec. 23, 2002 Gordon J. Rollert
34-47074 Dec. 20, 2002 Kalman Renov
34-47073 Dec. 20, 2002 Vito Capotorto
34-47072 Dec. 20, 2002 Alan Stahler
34-47071 Dec. 20, 2002 Kenton Wood
34-47070 Dec. 20, 2002 D.H. Blair & Co., Inc.
34-47064 Dec. 20, 2002 Luis Martinez
Release No.: IA-2094
34-47063 Dec. 20, 2002 Guillermo Wydler
Release No.: IA-2093
34-47058 Dec. 19, 2002 Alexis Stock Transfer and Gina Ann Zapara
34-47051 Dec. 19, 2002 Erika D. Whitman
34-47050 Dec. 19, 2002 Stephen E. Sokoloff
34-47049 Dec. 19, 2002 John Tripp Sines, III
34-47048 Dec. 19, 2002 Christopher J. Richardson
34-47047 Dec. 19, 2002 Christopher D. Panza
34-47046 Dec. 19, 2002 Stacey Meyers
34-47045 Dec. 19, 2002 John J. Messina
34-47044 Dec. 19, 2002 Salvatore C. Marchiano
34-47043 Dec. 19, 2002 Stephen H. Kaplan
34-47042 Dec. 19, 2002 Vincent Caracciolo
33-8169 Dec. 19, 2002 A.S. Goldmen & Co., Inc., Anthony J. Marchiano, Stuart E. Winkler, John T. Diasabeyagunawardena (a.k.a. John Abbey), John P. Delcioppo, Christopher M. Delcioppo, Vincent J. Lia, Duane P. Taylor, and Charles Trento
Release No.: 34-47041
33-8168 Dec. 19, 2002 A.S. Goldmen & Co., Inc., Anthony J. Marchiano, Stuart E. Winkler, John T. Diasabeyagunawardena (a.k.a. John Abbey), John P. Delcioppo, Christopher M. Delcioppo, Vincent J. Lia, Duane P. Taylor, and Charles Trento
Release No.: 34-47040
33-8167 Dec. 19, 2002 A.S. Goldmen & Co., Inc., Anthony J. Marchiano, Stuart E. Winkler, John T. Diasabeyagunawardena (a.k.a. John Abbey), John P. Delcioppo, Christopher M. Delcioppo, Vincent J. Lia, Duane P. Taylor, and Charles Trento
Release No.: 34-47039
33-8166 Dec. 19, 2002 A.S. Goldmen & Co., Inc., Anthony J. Marchiano, Stuart E. Winkler, John T. Diasabeyagunawardena (a.k.a. John Abbey), John P. Delcioppo, Christopher M. Delcioppo, Vincent J. Lia, Duane P. Taylor, and Charles Trento
Release No.: 34-47038
33-8165 Dec. 19, 2002 A.S. Goldmen & Co., Inc., Anthony J. Marchiano, Stuart E. Winkler, John T. Diasabeyagunawardena (a.k.a. John Abbey), John P. Delcioppo, Christopher M. Delcioppo, Vincent J. Lia, Duane P. Taylor, and Charles Trento
Release No.: 34-47037
33-8163 Dec. 16, 2002 Ira A. Gerard and Karen S. Harris
Release No.: 34-47001, AAER-1692
34-47005 Dec. 16, 2002 e-Smart Technologies, Inc.
34-47004 Dec. 16, 2002 Hamilton Bancorp., Inc.
Release No.: AAER-1693
34-47002 Dec. 16, 2002 Allen E. Weintraub and Florida Stock Transfer, Inc.
34-47000 Dec. 16, 2002 Mercator Software, Inc.
Release No.: AAER-1691
IA-2092 Dec. 13, 2002 Millenium Capital Advisors of Pennsylvania, Inc. and Louis J. Sozio
34-46993 Dec. 13, 2002 Strata Coal Company (f/k/a WesPac Technologies Corp.) and Terrence A. Tecco
34-46991 Dec. 13, 2002 Frank Thomas Devine
34-46988 Dec. 12, 2002 Susan Moore
Release No.: AAER-1689
33-8161 Dec. 11, 2002 Rodona Garst
Release No.: 34-46987
33-8159 Dec. 10, 2002 John Vailati
Release No.: 34-46978
34-46979 Dec. 10, 2002 Syncor International Corporation
Release No.: AAER-1687
34-46970 Dec. 9, 2002 Mark May
Release No.: IA-2090
34-46969 Dec. 9, 2002 Craig A. Herl
Release No.: IA-2089
33-8155 Dec. 6, 2002 Harvey M. Burstein and James D. Loeffelbein
Release No.: 34-46955
33-8158 Dec. 6, 2002 Betty L. Vinson, CPA
Release No.: 34-46964, AAER-1686
33-8157 Dec. 6, 2002 David F. Myers
Release Nos.: 34-46963, AAER-1685
33-8156 Dec. 6, 2002 Buford Yates, Jr.
Release No.: 34-46962, AAER-1684
34-46954 Dec. 6, 2002 Elliot S. Fisher, Esq.
Release No.: AAER-1681
34-46953 Dec. 6, 2002 Bruce B. Edmondson, CPA
Release No.: AAER-1680
34-46952 Dec. 6, 2002 Birte Boock and Irwin Boock
34-46950 Dec. 5, 2002 Neoteric Group, Inc. formerly knowns as Voyager Group, Inc.
34-46945 Dec. 4, 2002 Thomas E. Hall
34-46937 Dec. 3, 2002 Deutsche Bank Securities, Inc., Goldman, Sachs & Co., Morgan Stanley & Co. Incorporated, Salomon Smith Barney Inc., and U.S. Bancorp Piper Jaffray Inc.
IA-2087 Nov. 27, 2002 Financial Asset Management, Inc., James B. Rader and Debra L. Kennedy
Release Nos. 33-8153; 34-46928
33-8152 Nov. 27, 2002 William L. Bates
Release Nos. IC-25837; IA-2086
34-46910 Nov. 26, 2002 Yezhak Dov Knoll
34-46909 Nov. 26, 2002 First Virtual Communications, Inc.
Release No. AAER-1677
34-46908 Nov. 26, 2002 Michael Sullivan, CPA
Release No. AAER-1676
34-46907 Nov. 26, 2002 Anicom, Inc.
Release No. AAER-1675
34-46900 Nov. 25, 2002 Nils O. Johannesson
34-46899 Nov. 25, 2002 David C. Watt
34-46897 Nov. 25, 2002 Raytheon Company and Franklyn A. Caine
34-46896 Nov. 25, 2002 Siebel Systems, Inc.
34-46895 Nov. 25, 2002 Secure Computing Corporation and John McNulty
34-46880 Nov. 21, 2002 BDO International, Minas Ioannou, and Christakis Ioannou
Release No. AAER-1672
34-46873 Nov. 21, 2002 Arjun Sekhri
Release No. IA-2085
34-46871 Nov. 21, 2002 Sharad Kapoor
Release No. IA-2084
33-8149 Nov. 21, 2002 Schwendiman Partners, LLC
Release Nos. 34-46863; IA-2083
34-46870 Nov. 21, 2002 James A. Fitzhenry
Release No. AAER-1670
34-46867 Nov. 21, 2002 Peter C. Restivo
34-46866 Nov. 21, 2002 Nicola A. Liantonio, Jr.
34-46865 Nov. 21, 2002 Cesare J. Iori, Jr.
34-46864 Nov. 21, 2002 Peter Restivo, Inc. d/b/a U.S. Funding
34-46856 Nov. 20, 2002 Enrique E. Perusquia
34-46854 Nov. 20, 2002 Rodolfo Luzardo
34-46845 Nov. 18, 2002 Michael G. Horsey, CPA, Michael D. Watson, CPA, and Sallie D. Feldman, CPA
Release No.: AAER-1667
34-46842 Nov. 18, 2002 J. Charles Reives
Release No.: IA-2082
33-8148 Nov. 14, 2002 Jeffrey R. Patterson and Terrance Turman
Release Nos. 34-46838; IA-2081
34-46837 Nov. 14, 2002 David E. Morris
34-46836 Nov. 14, 2002 James Silver
33-8146 Nov. 13, 2002 Ernst & Young LLP
Release Nos. 34-46821, AAER-1661
34-46813 Nov. 12, 2002 Stephen R. Becker, C.P.A.
IA-2080 Nov. 8, 2002 Dennis S. Herula
IA-2079 Nov. 8, 2002 Gintel Asset Management, Inc., Gintel & Co. LLC, Robert M. Gintel, and Stephen G. Stavrides
IA-2078 Nov. 8, 2002 Robert C. Sears
34-46791 Nov. 8, 2002 Robert F. Curley
34-46777 Nov. 6, 2002 Frederick W. Kolling III, CPA
Release No. AAER-1659
34-46775 Nov. 5, 2002 Max C. Tanner, Esq.
34-46773 Nov. 5, 2002 Salman Shariff
Release No. IA-2077
34-46770 Nov. 5, 2002 U.S. Bancorp Piper Jaffray Inc.
33-8143 Nov. 4, 2002 William M. Stephens
Release Nos. 34-46766; IA-2076
34-46754 Oct. 31, 2002 Greater Northwest Research & Development Group, Inc.
34-46749 Oct. 30, 2002 Sidney A. Johnson and Leslie H. Fleishman
34-46748 Oct. 30, 2002 J. Charles Reives
Release No. IA-2073
IA-2074 Oct. 30, 2002 John Raymond Linney Clain
IA-2072 Oct. 29, 2002 Craig P. Scanlon
33-8141 Oct. 29, 2002 Kenneth D. Ough
Release No. 34-46736
IA-2071 Oct. 25, 2002 Paul J. House and Brandon R. Moore
IA-2070 Oct. 25, 2002 Back Bay Advisors, L.P.
IA-2069 Oct. 25, 2002 Edgar M. Reed
34-46715 Oct. 24, 2002 Ambassador Eyewear Group, Inc.
34-46694 Oct. 21, 2002 Aaron Chaitovsky and Robert Glass
Release No.: AAER-1652
IA-2068 Oct. 21, 2002 Stevin R. Hoover and Hoover Capital Management, Inc.
34-46687 Oct. 21, 2002 Joseph Randolph Belew
34-46665 Oct. 16, 2002 Louis M. Lazorwitz
Release No.: IA-2067
34-46634 Oct. 10, 2002 J. Mark Samper, CPA
Release No.: AAER-1649
34-46627 Oct. 9, 2002 Jean-Paul Bolduc, Brian J. Smith, C.P.A., Richard N. Sukenik, C.P.A., Philip J. Ryan III,Constantine L. Hampers, A. Miles Nogelo, and Robert W. Armstrong III, C.P.A
Release No. AAER-1646
34-46626 Oct. 9, 2002 Las Vegas Entertainment Network, Inc.
34-46623 Oct. 8, 2002 Joseph J. Shew, CPA
Release No. AAER-1645
34-46622 Oct. 8, 2002 John Giesecke Jr., CPA
Release No. AAER-1644
33-8137 Oct. 8, 2002 John Christopher McCamey and Sierra Equity Partners, LP.
Release No. 34-46621
34-46608 Oct. 7, 2002 Michael Nicolaou
34-46584 Oct. 2, 2002 Michael Ploshnick
Release No.: IA-2066
33-8136 Oct. 2, 2002 The Thurlow Funds, Inc., Thurlow Capital Management, Inc. and Thomas F. Thurlow
Release Nos.: IA-2065; IC-25761
IA-2064 Oct. 1, 2002 Renberg Capital Management, Inc. and Daniel H. Renberg
34-46578 Oct. 1, 2002 Dean Witter Reynolds Inc., n/k/a Morgan Stanley DW, Inc., Mark Rodgers, and Paul Grande

http://www.sec.gov/litigation/admin/adm4q02.shtml


Modified: 08/18/2003