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Administrative Proceedings: October 3 – December 31, 2001
| Release No. |
Date |
Respondents |
|
33-8050 |
Dec. 31, 2001 |
Jonathan Aerospace Materials Corporation |
|
34-45208 |
Dec. 28, 2001 |
W. J. Nolan & Company, Inc. |
|
34-45198 |
Dec. 27, 2001 |
Banjamin J. Maldonado, III |
|
34-45197 |
Dec. 27, 2001 |
Barbara Horvath, CPA |
|
34-45196 |
Dec. 27, 2001 |
Jeffrey Bacsik, CPA |
|
34-45195 |
Dec. 27, 2001 |
Rachel Eckhaus, CPA |
|
33-8047 |
Dec. 21, 2001 |
Lawrence B. Irwin and Burton Financial Management Associates, Inc.
Release Nos.: 34-45187, IA-2005 |
|
34-45186 |
Dec. 21, 2001 |
James D. Cooper, III
Release No.: IA-2004 |
|
33-8046 |
Dec. 20, 2001 |
Zion Capital Management LLC and Ricky A. Lang
Release Nos.: 34-45175, IA-2003, IC-25322 |
|
33-8045 |
Dec. 19, 2001 |
Carmel Equity Partners, et al.
Release Nos.: 34-45173 |
|
33-8044 |
Dec. 19, 2001 |
Carmel Equity Partners, et al.
Release Nos.: 34-45172 |
|
33-8043 |
Dec. 19, 2001 |
Carmel Equity Partners, et al.
Release Nos.: 34-45171 |
|
33-8042 |
Dec. 19, 2001 |
Dennis M. Wilson |
|
34-45169 |
Dec. 19, 2001 |
Zila, Inc. and Joseph Hines |
|
34-45168 |
Dec. 19, 2001 |
Robert C. Ellenburg |
|
34-45157 |
Dec. 17, 2001 |
Republic New York Securities Corp. |
|
34-45159 |
Dec. 14, 2001 |
Timothy Tuttle |
|
34-45158 |
Dec. 14, 2001 |
Corrine Davies |
|
IA-2002 |
Dec. 14, 2001 |
Market Timing Systems, Inc., Gregory Meadors and Mark Shinnick |
|
IA-2001 |
Dec. 12, 2001 |
Cambridge Equity Advisors, Inc. and Michael E. Goldston |
|
34-45143 |
Dec. 10, 2001 |
Nolan W. Wade |
|
34-45142 |
Dec. 10, 2001 |
Kenneth R. Grossfield |
|
34-45140 |
Dec. 7, 2001 |
Lee E. Gahr |
|
34-45135 |
Dec. 6, 2001 |
Pinnacle Holdings, Inc. |
|
34-45131 |
Dec. 5, 2001 |
Christopher A. Lowry |
|
34-45123 |
Dec. 4, 2001 |
Raffi T. King |
|
IA-2000 |
Dec. 3, 2001 |
Felix Anthony Berry |
|
33-8038 |
Nov. 28, 2001 |
Clyde Wayne Gregory |
|
34-45107 |
Nov. 27, 2001 |
John Montelbano and Gerard McMahon |
|
34-45092 |
Nov. 21, 2001 |
Bernadette Stevens a/k/a Bernadette Stevens Bell |
|
34-45091 |
Nov. 21, 2001 |
Wayne L. Prichason |
|
33-8037 |
Nov. 20, 2001 |
Michael A. Furr
Release No.: 34-45085 |
|
34-45084 |
Nov. 20, 2001 |
Edward Bracken |
|
33-8036 |
Nov. 19, 2001 |
The State Bank of India and Citibank, N.A. |
|
34-45070 |
Nov. 16, 2001 |
Joseph M. Blumenthal |
|
34-45069 |
Nov. 16, 2001 |
George W. Guttman
|
|
33-8035 |
Nov. 15, 2001 |
Vector Index Advisors, Inc. and Steven H. Adler
Release No.: 34-45065, IA-1997, IC-25269 |
|
33-8034 |
Nov. 15, 2001 |
Vector Index Advisors, Inc. and Steven H. Adler
Release Nos.: 34-45064, IA-1996, IC-25268 |
|
34-45058 |
Nov. 15, 2001 |
Bruce E. Straughn
|
|
34-45057 |
Nov. 15, 2001 |
The Classica Group, Inc. |
|
34-45056 |
Nov. 15, 2001 |
Disease Sciences, Inc. |
|
34-45055 |
Nov. 15, 2001 |
R-Tec Technologies, Inc. |
|
33-8033 |
Nov. 14, 2001 |
Kent T. Black, Joel L. Hurst, David E. Lynch, Larry E. Muller, and Robert L. McCook
Release No.: 34-45052 |
|
33-8032 |
Nov. 13, 2001 |
Toks, Inc.
|
|
34-45044 |
Nov. 7, 2001 |
Richard M. Eisenmenger |
|
34-45042 |
Nov. 7, 2001 |
Leroy K. Messenger |
|
33-8030 |
Nov. 5, 2001 |
Joseph R. Blackwell, Bradford D. Blackwell, and Timothy R. Blackwell
Release No.: 34-45018 |
|
33-8029 |
Nov. 5, 2001 |
Israel M. Shenker
Release No.: 34-45017 |
|
IA-1995 |
Nov. 7, 2001 |
James L. Binge and Eric V. Bartoli
|
|
34-45006 |
Oct. 31, 2001 |
Roger J. Walstra
Release No.: IA-1992 |
|
34-45005 |
Oct. 31, 2001 |
Henry Salzhauer and Michael Salzhauer |
| 34-45002 |
Oct. 30, 2001 |
Mark Steven Snader, individually and d/b/a, e-highyields.com and The High Yield Club |
| 34-44982 |
Oct. 25, 2001 |
Dale E. Frey |
| 34-44970 |
Oct. 23, 2001 |
Gisela de Leon-Meredith |
| 34-44966 |
Oct. 22, 2001 |
Madera International, Inc. |
| IA-1991 |
Oct. 19, 2001 |
F.X.C. Investors Corp. and Francis X. Curzio |
| 34-44959 |
Oct. 19, 2001 |
Leonard B. Greer |
| 33-8026 |
Oct. 18, 2001 |
Hunter Adams, Gregg Adams, Alan Berkun, Robert Lisnoff, James L. Bila, Leonard Bila, Christian Blake, Brian Carroll, Joseph Digirolamo, and Joseph Mannino
Release No.: 34-44954 |
| 33-8025 |
Oct. 18, 2001 |
NexPub, Inc., formerly known as PrintontheNet.com, Inc.
Release No.: 34-44951 |
| 34-44934 |
Oct. 15, 2001 |
Eric John Watson |
| 34-44926 |
Oct. 15, 2001 |
Philip A. Sharpton |
| 34-44925 |
Oct. 15, 2001 |
Joseph F. Denson, Jr. |
| 33-8023 |
Oct. 11, 2001 |
Millennium Group of New York, LLC, Roman Suleymanov, Alex Rovner, and Gennady Favelyukis
Release No.: 34-44919 |
| 34-44912 |
Oct. 5, 2001 |
Thomas P. Raabe |
| 34-44911 |
Oct. 5, 2001 |
Arete Industries, Inc. f/n/a Travis Industries, Inc. |
| IA-1988 |
Oct. 3, 2001 |
Tiffany Capital Advisors, Inc. and Curtis Townsend
Release No.: IC-25203 |
| 34-44902 |
Oct. 3, 2001 |
Chiquita Brands International, Inc. |
| 34-44901 |
Oct. 3, 2001 |
James L. Binge and Eric V. Bartoli |
http://www.sec.gov/litigation/admin/adm4q01.shtml
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