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Administrative Proceedings: July 1 – September 30, 2002

Release No. Date Respondents
34-46574 Sept. 30, 2002 Alfred M. Lemcke
Release No.: IA-2063
33-8135 Sept. 30, 2002 FLIR Systems, Inc.
Release Nos.: 34-46573; AAER-1637
34-46570 Sept. 30, 2002 Brett R. Mallory
34-46565 Sept. 27, 2002 Bruce D. Le Duc
Release No.: IA-2062
34-46558 Sept. 26, 2002 Ambassador Eyewear Group, Inc.
34-46550 Sept. 25, 2002 Gary Salter
34-46538 Sept. 24, 2002 Basic Capital Management, Inc., Nevada Sea Investments, Inc., International Health Products, Inc., One Realco Corporation, TacCO Financial, Inc. and Gene E. Phillips
34-46536 Sept. 24, 2002 Kfir Barzilay, Yan Dikshteyn, Boris Fidler, Lawrence Pross, and Eugene Beigelman
33-8134 Sept. 24, 2002 Dynegy Inc.
33-8133 Sept. 24, 2002 Martin P. Joswick
IA-2061 Sept. 23, 2002 Oxford Capital Management, Inc. and John G. Danz, Jr.
33-8132 Sept. 23, 2002 Tyrone Killebrew
34-46526 Sept. 20, 2002 Donald D. Lukens
34-46516 Sept. 20, 2002 Joseph Orlando and Victor Samaha
34-46510 Sept. 18, 2002 Robert F. Curley
34-46504 Sept. 17, 2002 Louis M. Lazorwitz
IA-2057 Sept. 17, 2002 John Raymond Linney Clain
34-46500 Sept. 16, 2002 Enrique E. Perusquia
34-46499 Sept. 16, 2002 Richard Mann
34-46497 Sept. 13, 2002 Adrien Arpel, Inc.
33-8129 Sept. 12, 2002 Americorp Securities, Inc., and Drew Edgar Schaefer
Release No.: 34-46493
34-46478 Sept. 10, 2002 Shawn F. Hackman
34-46470 Sept. 6, 2002 R&RX Group, Inc., f/k/a Neoteric Group, Inc.
34-46465 Sept. 6, 2002 NetAir.com, Inc.
IA-2055 Sept. 4, 2002 Davis Selected Advisers-NY, Inc.
34-46447 Sept. 3, 2002 John Cook
IA-2053 Sept. 3, 2002 Vanderbilt Capital Advisors LLC
33-8127 Sept. 3, 2002 Leslie Arouh
Release No.: 34-46450
33-8126 Sept. 3, 2002 Harvey I. Rubinstein
Release No.: 34-46449
33-8125 Sept. 3, 2002 Keith J. Mauney
Release No.: 34-46448
IA-2051 Aug. 30, 2002 Thomas M. Durkin
IA-2050 Aug. 30, 2002 John E. Orin, Jr.
34-46445 Aug. 30, 2002 SCB Computer Technology, Inc.
Release No.: AAER-1622
34-46442 Aug. 30, 2002 James Murphy, C.P.A.
Release No.: AAER-1620
34-46431 Aug. 29, 2002 Monica Lynn Coleman
Release No.: IA-2049
IA-2048 Aug. 28, 2002 Market Timing Systems, Inc., Gregory L. Meadors, and Mark F. Shinnick
IA-2047 Aug. 28, 2002 Market Timing Systems, Inc., Gregory L. Meadors, and Mark F. Shinnick
34-46426 Aug. 28, 2002 Joseph Randolph Belew
34-46424 Aug. 28, 2002 Chimneyville Investments Group, Inc.
34-46423 Aug. 28, 2002 Michael J. Christie
34-46420 Aug. 27, 2002 Ives Health Company, Inc.
34-46408 Aug. 23, 2002 William M. Ucherek
34-46388 Aug. 21, 2002 NorthStar Network, Inc.
34-46387 Aug. 20, 2002 Gregory A. Hinkson
33-8122 Aug. 16, 2002 Kurt D. Saliger, CPA
Release No.: AAER-1615
34-46359 Aug. 15, 2002 Roger Fan
34-46358 Aug. 15, 2002 Joseph Orlando and Victor Samaha
34-46342 Aug. 13, 2002 Mark A. Taylor, Sr., and Kevin J. Ruggiero
33-8121 Aug. 13, 2002 RBC Dain Rauscher Incorporated, as successor to Rauscher Pierce Refsnes, Inc.
Release No.: 34-46346
34-46336 Aug. 12, 2002 Joao P. Santos
IA-2046 Aug. 12, 2002 Michael L. Smirlock
33-8120 Aug. 9, 2002 Arthur Lee Kunes
34-46322 Aug. 8, 2002 Edward T. Creevy
Release No.: AAER-1612
34-46317 Aug. 6, 2002 James A. Nies
33-8118 Aug. 2, 2002 Gas and Oil Technologies, Inc., Ingrid Aliet-Gass and Glen Morinaka, CPA
Release No.: 34-46302; AAER-1608
34-46291 Aug. 1, 2002 Richard P. Bellinger, Jack P. Bates, and Stephen S. Winslett
Release No.: AAER-1604
34-46290 Aug. 1, 2002 David Friend, CPA
Release No.: AAER-1603
34-46286 July 31, 2002 NetAir.com Inc.
34-46285 July 31, 2002 AremisSoft Corporation
33-8117 July 30, 2002 Consortium Investments, Ltd., P. Chad Castle, and James David Groce
Release No.: 34-46281; IA-2045
34-46283 July 30, 2002 NewCom, Inc.
34-46279 July 29, 2002 Johann M. Smith
34-46278 July 29, 2002 John J. Savarese
34-46277 July 29, 2002 Mark R. Savarese
34-46276 July 29, 2002 Michael D. Richmond
34-46273 July 29, 2002 Eric C. Brown
Release No.: AAER-1602
34-46271 July 26, 2002 Tradamax Group, Inc.
Release No.:
33-8115 July 26, 2002 Fonecash, Inc.
34-46254 July 25, 2002 Oxford Health Plans, Inc., Andrew B. Cassidy, and Brendan R. Shanahan
Release No.: AAER-1600
33-8113 July 24, 2002 Rodona Garst
Release No.: 34-46246
34-46247 July 24, 2002 Richard Mann
34-46242 July 22, 2002 George Lafauci
34-46241 July 22, 2002 Alan S. Lipstein
34-46240 July 22, 2002 George Carapella
34-46230 July 19, 2002 Hightec, Inc.
34-46226 July 18, 2002 Knight Securities, L.P.
33-8112 July 18, 2002 PNC Financial Services Group, Inc.
34-46217 July 17, 2002 Ronald K. Mahabir
34-46216 July 17, 2002 PricewaterhouseCoopers LLP, and PricewaterhouseCoopers Securities LLC
34-46215 July 17, 2002 Avon Products, Inc.
34-46206 July 15, 2002 Jean-Paul Bolduc, Brian J. Smith, C.P.A., Richard N. Sukenik, C.P.A., Philip J. Ryan III, Constantine L. Hampers, A. Miles Nogelo, and Robert W. Armstrong III, C.P.A.
Release No.: AAER-1594
34-46205 July 15, 2002 Jean-Paul Bolduc, Brian J. Smith, C.P.A., Richard N. Sukenik, C.P.A., Philip J. Ryan III, Constantine L. Hampers, A. Miles Nogelo, and Robert W. Armstrong III, C.P.A.
Release No.: AAER-1593
34-46204 July 15, 2002 Thomas Cavallino and Oakwood Securities, Inc.
34-46203 July 15, 2002 Edward J. Mueger
34-46202 July 15, 2002 Thomas Bock
34-46201 July 15, 2002 William S. Killeen
34-46200 July 15, 2002 James A. Nies
34-46199 July 15, 2002 John Adams, Jr., et al.
33-8111 July 11, 2002 Schwendiman Partners, LLC,
Gary Schwendiman, and
Todd G. Schwendiman
Release No.: 34-46184; IA-2043
IA-2042 July 10, 2002 Edward F. Gobora
33-8110 July 9, 2002 Gerald Cohn
34-46177 July 10, 2002 Steven C. Veen, CPA
Release No.: AAER 1591
34-46175 July 9, 2002 Glen P. Duffy, CPA
Release No.: AAER-1590
34-46174 July 9, 2002 Gregory D. Norton
Release No.: AAER-1589
34-46173 July 9, 2002 Raphael "Ray" Levy,
34-46172 July 9, 2002 Thomas F. Wraback, CPA
34-46171 July 9, 2002 Joseph E. Erwin
34-46158 July 2, 2002 David Rubinov
34-46157 July 2, 2002 Peter D. Stewart, C.A., John L. Harbor, C.A., and David Chopping, C.A.
Release No.: AAER-1587
34-46156 July 2, 2002 Scott Schoenbauer
34-46151 July 1, 2002 Charles Edward Dickerson
34-46150 July 1, 2002 Terrance Michael O'Donohue
Release No.: IA-2041

http://www.sec.gov/litigation/admin/adm3q02.shtml


Modified: 08/18/2003