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Administrative Proceedings: July 6 – September 29, 2000

Release No. Date Respondents
34-43393 Sep. 29, 2000 First Springfield Securities, Inc., Donald E. Radle and Michael S. Dwyer
34-43392 Sep. 29, 2000 Alexander Lushtak and Charles Seavey
33-7908 Sep. 29, 2000 Larry H. Weltman
Release Nos. 33-7908, 34-43400
33-7907 Sep. 29, 2000 Hugh D. Cooper
Release Nos. 33-7907, 34-43399
33-7906 Sep. 29, 2000 Victor Caron
Release Nos. 33-7906, 34-43398
33-7905 Sep. 29, 2000 William J. Bosso
Release Nos. 33-7905, 34-43397
33-7904 Sep. 29, 2000 CGI Capital, Inc.
Release Nos. 33-7904, 34-43387
IA-1902 Sep. 29, 2000 Susan M. Gorski
IA-1901 Sep. 29, 2000 Timothy Charles Sweeney
34-43391 Sep. 29, 2000 Donald C. Yount, CPA
34-43390 Sep. 29, 2000 Theodore R. Hunter
Release Nos. 34-43390, IA-1903
34-43389 Sep. 29, 2000 Luis E. Gomez, CPA
34-43388 Sep. 29, 2000 Drew Bergman
34-43386 Sep. 29, 2000 David Barroso, Jr.
34-43385 Sep. 29, 2000 Todd Hansen
34-43382 Sep. 28, 2000 Alex Moore Co., Inc., Livetrade.com, Inc., and Michael Weissman
34-43381 Sep. 28, 2000 Paul Nortman
34-43379 Sep. 28, 2000 Stanley H. Van Etten
34-43378 Sep. 28, 2000 Douglas R. Shisler
34-43375 Sep. 28, 2000 Charles T. Bennett
34-43374 Sep. 28, 2000 Dean H. Harris
IA-1899 Sep. 28, 2000 Mumtaz Saxena
Release Nos. IA-1899, IC-24668
34-43373 Sep. 28, 2000 Richard J. Fulcher, Thomas J. Dolan, Walter G. Lapp, and Lawrence E. Seppanen
34-43372 Sep. 28, 2000 E.ON AG
33-7903 Sep. 27, 2000 Isaac Hager
Release Nos. 33-7903, 34-43366
34-43362 Sep. 27, 2000 Craig Consumer Electronics, Inc.
34-43361 Sep. 27, 2000 Bonnie K. Metz
34-43360 Sep. 27, 2000 Countryland Wellness Resorts, Inc.
34-43359 Sep. 27, 2000 YourBankOnline.com, Pakie Plastino and William L. Butcher
33-7902 Sep. 27, 2000 Premier Laser Systems Inc.
Release Nos. 33-7902, 34-43358
34-43357 Sep. 27, 2000 Cylink Corporation
33-7901 Sep. 26, 2000 Dale E. Frey and Roger A. Rawlings
Release Nos. 33-7901, 34-43356
33-7900 Sep. 26, 2000 William Lee Jeffers
Release Nos. 33-7900, 34-43355
34-43354 Sep. 26, 2000 D.E. Frey and Company, Inc.
33-7899 Sep. 26, 2000 Douglas J. Hopwood
Release Nos. 33-7899, 34-43353
34-43352 Sep. 26, 2000 Prospera Financial Services, Inc. (f\k\a Addison Securities, Inc.)
33-7898 Sep. 26, 2000 Cheryl A. Rodgers
Release Nos. 33-7898, 34-43351
34-43350 Sep. 26, 2000 Signal Securities Inc., Ivan Jerry Singleton, and Richard E. Bennett
34-43349 Sep. 26, 2000 First Colonial Securities Group, Inc., Michael E. Golden and Steven D. Schwartz
33-7897 Sep. 26, 2000 Centennial Technologies, Inc.
Release Nos. 33-7897, 34-43345
34-43341 Sep. 26, 2000 Maritza Galle and Bertha Ayala
34-43335 Sep. 25, 2000 Dale Van Wyk
34-43334 Sep. 25, 2000 MainStreetIPO.com Inc. and Joseph M. Salvani
33-7896 Sep. 25, 2000 Raymond A. Parkins, Jr
Release Nos. 33-7896, 43336
34-43327 Sep. 22, 2000 Edward Cheramy
Release Nos. 34-43327
34-43326 Sep. 22, 2000 Rudy Wann
Release Nos. 34-43326
33-7895 Sep. 22, 2000 Manohar Surana
Release Nos. 33-7895, 34-43325
34-43322 Sep. 21, 2000 Shirley A. McKinney, Darlan Gordon, Michael J. McEvoy, Francis A. Taylor, IV, Douglas Parks and John Brownson
34-43321 Sep. 21, 2000 Paul Kucik
Release Nos. 34-43321
33-7894 Sep. 21, 2000 James W. Ogg
Release Nos. 33-7894, 34-43320
34-43317 Sep. 21, 2000 James A. Skalko
34-43316 Sep. 21, 2000 Cincinnati Stock Exchange, Inc.
33-7893 Sep. 21, 2000 E-Invest, Inc., formerly known as, Ashtin Kelly & Co., and William Jonathan Wride.
33-7892A Sep. 21, 2000 E-Invest, Inc., formerly known as, Ashtin Kelly & Co. and William Jonathan Wride.
Release Nos. 33-7892A, 34-43315A
34-43306 Sep. 20, 2000 Gregory M. Shephard
34-43301 Sep. 20, 2000 Pier 1 Imports, Inc.
33-7891 Sep. 20, 2000 Jonathan G. Lebed
Release Nos. 33-7891, 34-43307
34-43300 Sep. 18, 2000 George E. Mahfouz, Jr.
34-43287 Sep. 13, 2000 Luis Bulas, Jr.
33-7890 Sep. 13, 2000 Vincent W. Beale, Sr., Tyrone Killebrew and BNB Capital, Inc. (f/k/a BNB Securities, Inc.)
Release Nos. 33-7890, 34-43286
34-43278 Sep. 11, 2000 David S. Darling
34-43272 Sep. 11, 2000 Otis Herring
34-43271 Sep. 11, 2000 Marvin Moses
34-43270 Sep. 11, 2000 Andrew Bressman, Roman Okin, Richard Acosta, Richard Simone, Burton Blank, Mark Goldman and Jack Wolynez
34-43269 Sep. 11, 2000 Andrew Bressman, Roman Okin, Richard Acosta, Richard Simone, Burton Blank, Mark Goldman and Jack Wolynez
34-43268 Sep. 11, 2000 Certain Activities of Options Exchanges
34-43249 Sep. 6, 2000 Theodore Ursu III, CPA
IA-1895 Sep. 7, 2000 F.W. Thompson Company Ltd. and Frederick Thompson
33-7889 Sep. 7, 2000 Philip A. Lehman and Tower Equities, Inc.
33-7888 Sep. 7, 2000 Roland Acevedo
33-7887 Sep. 6, 2000 Scott Eskew
33-7886 Sep. 6, 2000 Platinum Equities, Inc., Blackheath & Kent Holdings, Inc., John J. Kenny, and Pasquale Forti
33-7885 Sep. 6, 2000 John Black
34-43246 Sep. 6, 2000 CancerOption.com, Inc. and Arnold C. Takemoto
33-7884 Sep. 1, 2000 Richardt-Alyn & Co., Richard B. Feinberg, and Alan S. Feinberg
34-43215 Aug. 28, 2000 Dean Witter Reynolds Inc.
33-7882 Aug. 22, 2000 Andrew Bressman, Roman Okin, Richard Acosta, Richard Simone, Burton Blank, Mark Goldman and Jack Wolynez
Release Nos. 33-7882, 34-43188
34-43184 Aug. 21, 2000 Alpha Tech Stock Transfer Trust and James W. Farrell
34-43189 Aug. 22, 2000 Andrew Bressman, Roman Okin, Richard Acosta, Richard Simone, Burton Blank, Mark Goldman and Jack Wolynez
34-43183 Aug. 21, 2000 Boston Scientific Corporation
34-43174 Aug. 18, 2000 Steven Ira Wertman, Robert Bruce Orkin, Edward Charles William Donner, III and Earl Seth David
34-43173 Aug. 18, 2000 Steven Ira Wertman, Robert Bruce Orkin, Edward Charles William Donner, III and Earl Seth David
34-43172 Aug. 18, 2000 Steven Ira Wertman, Robert Bruce Orkin, Edward Charles William Donner, III and Earl Seth David
34-43171 Aug. 18, 2000 Steven Ira Wertman, Robert Bruce Orkin, Edward Charles William Donner, III and Earl Seth David
34-43160 Aug. 16, 2000 William J. McClintock, C.A.
34-43158 Aug. 16, 2000 Lambert D. Vander Tuig
34-43136 Aug. 10, 2000 Herbert M. Campbell II
IA-1894 Aug. 10, 2000 F. Xavier Saavedra
IA-1893 Aug. 10, 2000 Brian W. O'Connor
34-43135 Aug. 10, 2000 James Michael Cogley
Release Nos. 34-43135, IA-1892
34-43129 Aug. 8, 2000 Axel E. Friedberg and Rudolf J. Weissenberger
33-7879 Aug. 8, 2000 Universalscience.com, Inc. and Rena Perez
34-43123 Aug. 4, 2000 Steven Wolis
IA-1889 Aug. 3, 2000 Dawson-Samberg Capital Management, Inc., now known as Dawson-Giammalva Capital Management, Inc., and Judith A. Mack
34-43106 Aug. 2, 2000 Samuel G. Lederman
34-43076 Jul. 27, 2000 Jonah Rosenblatt
34-43071 Jul. 26, 2000 Leslie A. Danish, CPA
33-7876 Jul. 24, 2000 L.T. Lawrence & Co., Inc., Todd E. Roberti, and Lawrence Principato
34-43068 Jul. 24, 2000 Guilford Mills, Inc.
34-43034 Jul. 20, 2000 Gerald Lee Pate
Release Nos. 34-43058, 34-43034
34-43054 Jul. 19, 2000 Fahnestock & Co., Inc. and Williams E. Bierlin, Jr.
34-43053 Jul. 18, 2000 JWGenesis Financial, Inc., formerly known as JW Charles Financial Services, Inc.
34-43050 Jul. 18, 2000 Janney Montgomery Scott LLC and Norman T. Wilde, Jr.
34-43048 Jul. 18, 2000 Olawande A. Agunloye
33-7874 Jul. 18, 2000 Vector Index Advisors, Inc. and Steven H. Adler
Release Nos. 33-7874, 34-43046, IA-1887
33-7873 Jul. 18, 2000 Clyde Wayne Gregory
Release Nos. 33-7873, 34-43045, IA-1886
34-43034 Jul. 13, 2000 Kevin T. Kearney, CPA
34-43018 Jul. 10, 2000 Timothy J. Tyrrell
IA-1885 Jul. 10, 2000 Charles F. Parisi
34-43015 Jul. 7, 2000 Jerry W. Anderson and Robert M. Kerns
33-7871 Jul. 6, 2000 Dwight H. Stephens

http://www.sec.gov/litigation/admin/adm3q00.shtml


Modified: 01/03/2002