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Administrative Proceedings: April 1 – June 30, 1999
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| Release No. |
Date |
Respondents |
33-7695,
34-41585 |
June 30, 1999 |
Joseph B. Septimus and Suzanne Pelosi |
| 34-41584 |
June 30, 1999 |
Dougherty Summit Securities LLC, Successor to Dougherty Dawkins, Inc., Thomas M. Strand, Ralph L. Mcginley, and Daniel G. Eitrheim |
| 34-41581 |
June 30, 1999 |
Thomas J. Scanlon, C.P.A. |
| 34-41580 |
June 30, 1999 |
Eugene F. Gaughan, C.P.A. |
33-7694,
34-41579 |
June 30, 1999 |
H.J. Meyers & Co., Inc., and Tobin J. Senefeld; |
| 34-41578 |
June 30, 1999 |
W.R. Grace & Co.; |
| 34-41574 |
June 29, 1999 |
New York Stock Exchange, Inc. |
33-7693,
34-41566 |
June 28, 1999 |
Thomas J. Dalton |
33-7692,
34-41565 |
Co., Inc., Todd E. Roberti, and Lawrence Principato;June 28, 1999 |
LT Lawrence & |
| IA-1807 |
June 28, 1999 |
MPI Investment Management, David Pequet and Ashok Shende |
| 34-41559 |
June 25, 1999 |
Gerard Burns |
| 34-41554 |
June 24, 1999 |
Medisys Technologies, Inc. |
| 34-41537 |
June 18, 1999 |
Certain market making activities on NASDAQ |
| IA-1801 |
June 10, 1999 |
Boston Investment Counsel, Inc. and Robert E. Campanella |
| 34-41505 |
June 10, 1999 |
British Biotech PLC, Keith McCullagh, Peter Lewis and James Noble |
| 34-41485 |
June 7, 1999 |
Raul N. Rodriguez |
| 34-41484 |
June 7, 1999 |
Greenway Capital Corporation and Joseph M. Guccione |
| 34-41458 |
May 27, 1999 |
Jerome Edward Stockdale |
| 33-7686 |
May 25, 1999 |
MGSI Securities, Inc., Bradford A. Orosey, Larry J. Bagwell, Connie L. Bally, Joseph O. Fallin, and James W. Ogg |
| 33-7687 |
May 25, 1999 |
Michael A. Perozzi |
| 34-41428 |
May 20, 1999 |
William E. Willoughby |
| 33-7688 |
May 25, 1999 |
Michael D. Young |
| 34-41448 |
May 25, 1999 |
H. Michael Richardson |
| 34-41447 |
May 25, 1999 |
Derrick P. Dumont |
| 34-41443 |
May 25, 1999 |
William A. Fain, Jr. |
| 34-41434 |
May 21, 1999 |
Fred F. Liebau, Jr. |
| 34-41433 |
May 21, 1999 |
Asif Ameen and Bruce W. Bertsch |
| 34-41429 |
May 20, 1999 |
Kedar Gupta, Alvan Chorney, and Herbert Moskowitz |
| 34-41426 |
May 19, 1999 |
Dennis M. Gaito, CPA |
| 34-41425 |
May 19, 1999 |
Moore Stephens, P.C., Linda F. O'Donnell, CPA, and Angelo J. Coppolino, CPA |
| 34-41424 |
May 19, 1999 |
Charles E. Falk, CPA |
| 34-41417 |
May 18, 1999 |
Datek Online Brokerage Services Corp. and Moishe Zelcer |
| 34-41416 |
May 18, 1999 |
John F. Walsh, III |
| 34-41409 |
May 17, 1999 |
Insignia Solutions PLC |
| 34-41405 |
May 14, 1999 |
Gilbert A. Zwetsch |
| 33-7683 |
May 13, 1999 |
Dominion Capital Corporation, Douglas Woodrow Powell, Charles Dewey Elliott, and William Carl Berry |
| 33-7682 |
May 13, 1999 |
Robert G. Bettiga |
| 33-7681 |
May 11, 1999 |
Lawrence M. Artz, Neurotech Corp., Enhance Resources, Inc. and Bruce W. Lynch |
| 33-7680 |
May 11, 1999 |
Robert J. Stahl, Elizabeth A. Boyd, and Bobby L. Rodgers |
| 33-7679 |
May 11, 1999 |
David V. Francis, II |
33-7678,
34-41388 |
May 11, 1999 |
Lila Keith |
| 33-7677 |
May 11, 1999 |
Derrick C. Johnson |
| 33-7676 |
May 11, 1999 |
Gary J. Pierce and C.S.I. Ag. |
| IA-1800 |
May 4, 1999 |
Apodaca Investment Group, Inc., Brower Financial Services, Inc., Ethical Investments, Inc., Ronald Allan McDow, Van Cleef Asset Management, Inc., and WWW Advisors, Inc. |
| IA-1799 |
May 4, 1999 |
BSN Gestion De Patrimonios SA SGC, and Asset Timing Corp. |
33-7674,
34-41363 |
May 4, 1999 |
Market America, Inc. and Richard D. Hall, Jr. |
| 3441352.txt |
April 30, 1999 |
"Report on Administrative Proceedings for October 1, 1998 throughMar. 31, 1999"- Rule 900 of the Commission's Rules of Practice (17 CFR 201.900) requires the Commission's Office of the Secretary to publish in the SEC Docket each October and April a status report on the Commission's administrative proceedings caseload.
(April 30, 1999. File name: 3441352.txt
[explanatory material only]; apst99-1.pdf
[report, in Adobe Acrobat(r)
format]) |
| 34-41349 |
April 30, 1999 |
Rodd Buckle |
| 34-41345 |
April 29, 1999 |
Pryor, McClendon, Counts & Company, Inc., Raymond J. McClendon, Allen W. Counts, and Theresa A. Stanford; |
| 33-7672 |
April 28, 1999 |
Joseph P. Tufo |
| 34-41332 |
April 26, 1999 |
Peter Joseph Cammarano |
| 34-41321 |
April 22, 1999 |
Paul J. Argy, C.P.A. |
| IA-1798 |
April 22, 1999 |
Wren Harold Hart Co. LLC; |
| 33-7671 |
April 21, 1999 |
Lazard Freres Co. LLC; |
| 33-7670 |
April 21, 1999 |
Lazard Freres & |
| 34-41316 |
April 21, 1999 |
Jeff Bergman |
| 34-41313 |
April 20, 1999 |
Larry L. Skaff and John F. Liechty |
| 34-41312 |
April 20, 1999 |
Terex Corporation, KCS Industries, L.P., f/k/a KCS Industries, Inc. and Randolph W. Lenz |
| 34-41309 |
April 19, 1999 |
Robert Grady |
| 34-41308 |
April 19, 1999 |
William Lowe |
| 34-41295 |
April 15, 1999 |
Danny Lee Coomer |
| 34-41284 |
April 14, 1999 |
Michael, Adest & Blumenkrantz, P.C., David Michael, CPA, and Paul Adest, CPA; |
| 34-41283 |
April 14, 1999 |
Kevin E. Orton, CPA, and Orton & Company; |
| 34-41267 |
April 9, 1999 |
Craig Freeman, William Lashbrook, and Robert Sewell |
| 34-41279 |
April 13, 1999 |
SpaceDev, Inc. and James William Benson |
| 34-41265 |
April 8, 1999 |
Peter C. Bucchieri |
| 34-41264 |
April 8, 1999 |
David S. Weil |
| 34-41269 |
April 9, 1999 |
Frank J. Greulich and John R. Rodeman |
| 34-41268 |
April 9, 1999 |
Clyde Morgan, Ross Blevins, and Doug Cuthbert |
| 34-41266 |
April 9, 1999 |
Howe, Solomon and Hall and Christopher J. Hall Research, Inc.; |
| 34-41258 |
April 6, 1999 |
Marshall E. Melton and Asset Management & |
| 34-41258 |
April 5, 1999 |
Frederick R. Grant, CPA |
| 34-41241 |
April 1, 1999 |
Former Auditors of Sky Scientific, Inc. |
| 34-41240 |
April 1, 1999 |
KPMG Audit Partner |
| 34-41239 |
April 1, 1999 |
Charles E. Wessman |
http://www.sec.gov/litigation/admin/adm2q99.shtml
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