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Administrative Proceedings: April 1 – June 30, 1999

Release No. Date Respondents
33-7695,
34-41585
June 30, 1999 Joseph B. Septimus and Suzanne Pelosi
34-41584 June 30, 1999 Dougherty Summit Securities LLC, Successor to Dougherty Dawkins, Inc., Thomas M. Strand, Ralph L. Mcginley, and Daniel G. Eitrheim
34-41581 June 30, 1999 Thomas J. Scanlon, C.P.A.
34-41580 June 30, 1999 Eugene F. Gaughan, C.P.A.
33-7694,
34-41579
June 30, 1999 H.J. Meyers & Co., Inc., and Tobin J. Senefeld;
34-41578 June 30, 1999 W.R. Grace & Co.;
34-41574 June 29, 1999 New York Stock Exchange, Inc.
33-7693,
34-41566
June 28, 1999 Thomas J. Dalton
33-7692,
34-41565
Co., Inc., Todd E. Roberti, and Lawrence Principato;June 28, 1999 LT Lawrence &
IA-1807 June 28, 1999 MPI Investment Management, David Pequet and Ashok Shende
34-41559 June 25, 1999 Gerard Burns
34-41554 June 24, 1999 Medisys Technologies, Inc.
34-41537 June 18, 1999 Certain market making activities on NASDAQ
IA-1801 June 10, 1999 Boston Investment Counsel, Inc. and Robert E. Campanella
34-41505 June 10, 1999 British Biotech PLC, Keith McCullagh, Peter Lewis and James Noble
34-41485 June 7, 1999 Raul N. Rodriguez
34-41484 June 7, 1999 Greenway Capital Corporation and Joseph M. Guccione
34-41458 May 27, 1999 Jerome Edward Stockdale
33-7686 May 25, 1999 MGSI Securities, Inc., Bradford A. Orosey, Larry J. Bagwell, Connie L. Bally, Joseph O. Fallin, and James W. Ogg
33-7687 May 25, 1999 Michael A. Perozzi
34-41428 May 20, 1999 William E. Willoughby
33-7688 May 25, 1999 Michael D. Young
34-41448 May 25, 1999 H. Michael Richardson
34-41447 May 25, 1999 Derrick P. Dumont
34-41443 May 25, 1999 William A. Fain, Jr.
34-41434 May 21, 1999 Fred F. Liebau, Jr.
34-41433 May 21, 1999 Asif Ameen and Bruce W. Bertsch
34-41429 May 20, 1999 Kedar Gupta, Alvan Chorney, and Herbert Moskowitz
34-41426 May 19, 1999 Dennis M. Gaito, CPA
34-41425 May 19, 1999 Moore Stephens, P.C., Linda F. O'Donnell, CPA, and Angelo J. Coppolino, CPA
34-41424 May 19, 1999 Charles E. Falk, CPA
34-41417 May 18, 1999 Datek Online Brokerage Services Corp. and Moishe Zelcer
34-41416 May 18, 1999 John F. Walsh, III
34-41409 May 17, 1999 Insignia Solutions PLC
34-41405 May 14, 1999 Gilbert A. Zwetsch
33-7683 May 13, 1999 Dominion Capital Corporation, Douglas Woodrow Powell, Charles Dewey Elliott, and William Carl Berry
33-7682 May 13, 1999 Robert G. Bettiga
33-7681 May 11, 1999 Lawrence M. Artz, Neurotech Corp., Enhance Resources, Inc. and Bruce W. Lynch
33-7680 May 11, 1999 Robert J. Stahl, Elizabeth A. Boyd, and Bobby L. Rodgers
33-7679 May 11, 1999 David V. Francis, II
33-7678,
34-41388
May 11, 1999 Lila Keith
33-7677 May 11, 1999 Derrick C. Johnson
33-7676 May 11, 1999 Gary J. Pierce and C.S.I. Ag.
IA-1800 May 4, 1999 Apodaca Investment Group, Inc., Brower Financial Services, Inc., Ethical Investments, Inc., Ronald Allan McDow, Van Cleef Asset Management, Inc., and WWW Advisors, Inc.
IA-1799 May 4, 1999 BSN Gestion De Patrimonios SA SGC, and Asset Timing Corp.
33-7674,
34-41363
May 4, 1999 Market America, Inc. and Richard D. Hall, Jr.
3441352.txt   April 30, 1999 "Report on Administrative Proceedings for October 1, 1998 throughMar. 31, 1999"- Rule 900 of the Commission's Rules of Practice (17 CFR 201.900) requires the Commission's Office of the Secretary to publish in the SEC Docket each October and April a status report on the Commission's administrative proceedings caseload. (April 30, 1999. File name: 3441352.txt [explanatory material only]; apst99-1.pdf [report, in Adobe Acrobat(r) format])
34-41349 April 30, 1999

Rodd Buckle

34-41345 April 29, 1999 Pryor, McClendon, Counts & Company, Inc., Raymond J. McClendon, Allen W. Counts, and Theresa A. Stanford;
33-7672 April 28, 1999 Joseph P. Tufo
34-41332 April 26, 1999 Peter Joseph Cammarano
34-41321 April 22, 1999 Paul J. Argy, C.P.A.
IA-1798 April 22, 1999 Wren Harold Hart Co. LLC;
33-7671 April 21, 1999 Lazard Freres Co. LLC;
33-7670 April 21, 1999 Lazard Freres &
34-41316 April 21, 1999 Jeff Bergman
34-41313 April 20, 1999 Larry L. Skaff and John F. Liechty
34-41312 April 20, 1999 Terex Corporation, KCS Industries, L.P., f/k/a KCS Industries, Inc. and Randolph W. Lenz
34-41309 April 19, 1999 Robert Grady
34-41308 April 19, 1999 William Lowe
34-41295 April 15, 1999 Danny Lee Coomer
34-41284 April 14, 1999

Michael, Adest & Blumenkrantz, P.C., David Michael, CPA, and Paul Adest, CPA;

34-41283 April 14, 1999 Kevin E. Orton, CPA, and Orton & Company;
34-41267 April 9, 1999 Craig Freeman, William Lashbrook, and Robert Sewell
34-41279 April 13, 1999 SpaceDev, Inc. and James William Benson
34-41265 April 8, 1999 Peter C. Bucchieri
34-41264 April 8, 1999 David S. Weil
34-41269 April 9, 1999 Frank J. Greulich and John R. Rodeman
34-41268 April 9, 1999 Clyde Morgan, Ross Blevins, and Doug Cuthbert
34-41266 April 9, 1999 Howe, Solomon and Hall and Christopher J. Hall Research, Inc.;
34-41258 April 6, 1999 Marshall E. Melton and Asset Management &
34-41258 April 5, 1999 Frederick R. Grant, CPA
34-41241 April 1, 1999 Former Auditors of Sky Scientific, Inc.
34-41240 April 1, 1999 KPMG Audit Partner
34-41239 April 1, 1999 Charles E. Wessman

http://www.sec.gov/litigation/admin/adm2q99.shtml


Modified: 01/04/2002