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Administrative Proceedings: April 6 – June 29, 1998

Release No. Date Respondents
34-40142 June 29, 1998 Venator Group, Inc., formerly known as Woolworth Corporation, E. Ronald Gamble and Laura T. Kirsner
33-7551,
34-40134
June 26, 1998 James Ray Ross
34-40131 June 25, 1998 Christopher M. Pedersen
34-40130 June 25, 1998 WHX Corporation
34-40128 June 25, 1998 James D. Scott
34-40127 June 25, 1998 Jayne Kathryn Rand
34-40125 June 25, 1998 Frank Berger
34-40116 June 24, 1998 Betty Ann Rubin
34-40106 June 22, 1998 Paul R. Safronchik, CPA
33-7547,
34-40115
June 24, 1998 Ian Fishman and Lawrence Fishman
34-40101 June 19, 1998 Cortlandt Capital Corp., Mayer Amsel, and Joseph Michael Guccione
34-40100 June 19, 1998 Cortlandt Capital Corp., Mayer Amsel, and Joseph Michael Guccione
34-40098 June 17, 1998 Thomas D. Leaper, CPA, William T. Wall, III, CPA, Fred S. Flax, CPA, and Kellogg & Andelson LLC
34-40093 June 15, 1998 Ted E. Mong
34-40084,
IA-1725
June 12, 1998 Emmanuel A.U. Lagpacan
34-40078 June 8, 1998 Mark Muenster
34-40076 June 5, 1998 Michael Cardascia
34-40068 June 4, 1998 Charles Meizoso
34-40067 June 4, 1998 Eugene McCloskey
34-40061 June 3, 1998 Joseph Miceli, Jr.
34-40060 June 3, 1998 David W. D'Andrea
34-40049;
IC-23229
June 1, 1998 The Rockies Fund, Inc., Stephen G. Calandrella, Charles M. Powell, Clifford C. Thygesen, and John C. Power
33-7543;
34-40027
May 27, 1998 Lloyd John Newton
33-7542,
34-40023
May 22, 1998 Richard E. Tobin
33-7540;
34-40012
May 20, 1998; May 30, 1998 Kerrigan Sean Weber
34-40011 May 20, 1998 Paul C. Kettler
34-40002 May 19, 1998 Richard Valade, CPA
34-39994 May 14, 1998 George Craig Stayner
34-39993 May 14, 1998 David Walter Connochie
34-39984 May 12, 1998 Pepsi-Cola Puerto Rico Bottling Company
34-39961 May 6, 1998 Jean M. Yawn
34-39968 May 6, 1998 Paul I. Comi
33-7538;
34-39971
May 7, 1998 Alfred Peeper, Charles F. Kirby, Gene C. Geiger, and Edward H. Price
33-7535 May 5, 1998 County of Nevada, City of Ione, Wasco Public Financing Authority, Virginia Horler, and William Mckay
33-7536 May 5, 1998 County of Nevada, City of Ione, Wasco Public Financing Authority, Virginia Horler, and William Mckay
33-7537 May 5, 1998 County of Nevada, City of Ione, Wasco Public Financing Authority, Virginia Horler, and William Mckay
34-39950 May 5, 1998 William D. Tetsworth, Jr.
33-7533;
34-39949
May 5, 1998 Timothy J. Brannon, Jr.
IA-1720 May 4, 1998 John Gardner Black and Devon Capital Management, Inc.
33-7532 May 4, 1998 NationsSecurities and NationsBank, N.A.
34-39943 May 1, 1998 H. Beck, Inc. and Gary S. Hurvitz
33-7531,
34-39932
April 30, 1998 Robert Francis Buchheit, Sr.
34-39931 April 30, 1998 Leslie Danish
34-39930 April 29, 1998 Raymond A. Basile
33-7530;
34-39929
April 29, 1998 Schneider Securities, Inc., Barry D. Tull, and Paul E. Pinholster
34-39926 April 28, 1998 R. James Brower
34-39921 April 27, 1998 George E. Brooks & Associates, Inc., Moreheade Investment Advisors Inc., and George E. Brooks
34-39919 April 27, 1998 Joseph Sanfellipo
34-39917 April 27, 1998 A. Morgan Maree, Jr. & Associates, Inc. and Hugh Duff Robertson
IA-1717 April 24, 1998 Reservoir Capital Management, Inc. and Roann Costin
33-7529 April 27, 1998 Thomas F. Ferris
33-7528 April 27, 1998 Albert Glenn Yesner
33-7527 April 24, 1998 David T. Barr
33-7526 April 23, 1998 Steven T. Snyder
33-7525 April 23, 1998 Meridian Securities, Inc., CoreStates Capital Markets and Martin J. Stallone
34-39902 April 22, 1998 Michael W. Crow
34-39901 April 22, 1998 Jeffrey A. Lobel
IA-1715 April 13, 1998 Steven L. Down
IA-1714 April 13, 1998 Rothschild Investment Corporation
34-39848 April 10, 1998 Jamie Charles Spangler
34-39844 April 9, 1998 Jeffrey Price and Michael Ostrach
34-39843 April 9, 1998 Lee Pharmaceuticals, Henry L. Lee, Jr., Ronald G. Lee and Michael L. Agresti
33-7522 April 6, 1998 William P. Carroll

http://www.sec.gov/litigation/admin/adm2q98.shtml


Modified: 01/04/2002