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Administrative Proceedings: April 6 – June 29, 1998
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| Release No. |
Date |
Respondents |
| 34-40142 |
June 29, 1998 |
Venator Group, Inc., formerly known as Woolworth Corporation, E. Ronald Gamble and Laura T. Kirsner |
33-7551,
34-40134 |
June 26, 1998 |
James Ray Ross |
| 34-40131 |
June 25, 1998 |
Christopher M. Pedersen |
| 34-40130 |
June 25, 1998 |
WHX Corporation |
| 34-40128 |
June 25, 1998 |
James D. Scott |
| 34-40127 |
June 25, 1998 |
Jayne Kathryn Rand |
| 34-40125 |
June 25, 1998 |
Frank Berger |
| 34-40116 |
June 24, 1998 |
Betty Ann Rubin |
| 34-40106 |
June 22, 1998 |
Paul R. Safronchik, CPA |
33-7547,
34-40115 |
June 24, 1998 |
Ian Fishman and Lawrence Fishman |
| 34-40101 |
June 19, 1998 |
Cortlandt Capital Corp., Mayer Amsel, and Joseph Michael Guccione |
| 34-40100 |
June 19, 1998 |
Cortlandt Capital Corp., Mayer Amsel, and Joseph Michael Guccione |
| 34-40098 |
June 17, 1998 |
Thomas D. Leaper, CPA, William T. Wall, III, CPA, Fred S. Flax, CPA, and Kellogg & Andelson LLC |
| 34-40093 |
June 15, 1998 |
Ted E. Mong |
34-40084,
IA-1725 |
June 12, 1998 |
Emmanuel A.U. Lagpacan |
| 34-40078 |
June 8, 1998 |
Mark Muenster |
| 34-40076 |
June 5, 1998 |
Michael Cardascia |
| 34-40068 |
June 4, 1998 |
Charles Meizoso |
| 34-40067 |
June 4, 1998 |
Eugene McCloskey |
| 34-40061 |
June 3, 1998 |
Joseph Miceli, Jr. |
| 34-40060 |
June 3, 1998 |
David W. D'Andrea |
34-40049;
IC-23229 |
June 1, 1998 |
The Rockies Fund, Inc., Stephen G. Calandrella, Charles M. Powell, Clifford C. Thygesen, and John C. Power |
33-7543;
34-40027 |
May 27, 1998 |
Lloyd John Newton |
33-7542,
34-40023 |
May 22, 1998 |
Richard E. Tobin |
33-7540;
34-40012 |
May 20, 1998; May 30, 1998 |
Kerrigan Sean Weber |
| 34-40011 |
May 20, 1998 |
Paul C. Kettler |
| 34-40002 |
May 19, 1998 |
Richard Valade, CPA |
| 34-39994 |
May 14, 1998 |
George Craig Stayner |
| 34-39993 |
May 14, 1998 |
David Walter Connochie |
| 34-39984 |
May 12, 1998 |
Pepsi-Cola Puerto Rico Bottling Company |
| 34-39961 |
May 6, 1998 |
Jean M. Yawn |
| 34-39968 |
May 6, 1998 |
Paul I. Comi |
33-7538;
34-39971 |
May 7, 1998 |
Alfred Peeper, Charles F. Kirby, Gene C. Geiger, and Edward H. Price |
| 33-7535 |
May 5, 1998 |
County of Nevada, City of Ione, Wasco Public Financing Authority, Virginia Horler, and William Mckay |
| 33-7536 |
May 5, 1998 |
County of Nevada, City of Ione, Wasco Public Financing Authority, Virginia Horler, and William Mckay |
| 33-7537 |
May 5, 1998 |
County of Nevada, City of Ione, Wasco Public Financing Authority, Virginia Horler, and William Mckay |
| 34-39950 |
May 5, 1998 |
William D. Tetsworth, Jr. |
33-7533;
34-39949 |
May 5, 1998 |
Timothy J. Brannon, Jr. |
| IA-1720 |
May 4, 1998 |
John Gardner Black and Devon Capital Management, Inc. |
| 33-7532 |
May 4, 1998 |
NationsSecurities and NationsBank, N.A. |
| 34-39943 |
May 1, 1998 |
H. Beck, Inc. and Gary S. Hurvitz |
33-7531,
34-39932 |
April 30, 1998 |
Robert Francis Buchheit, Sr. |
| 34-39931 |
April 30, 1998 |
Leslie Danish |
| 34-39930 |
April 29, 1998 |
Raymond A. Basile |
33-7530;
34-39929 |
April 29, 1998 |
Schneider Securities, Inc., Barry D. Tull, and Paul E. Pinholster |
| 34-39926 |
April 28, 1998 |
R. James Brower |
| 34-39921 |
April 27, 1998 |
George E. Brooks & Associates, Inc., Moreheade Investment Advisors Inc., and George E. Brooks |
| 34-39919 |
April 27, 1998 |
Joseph Sanfellipo |
| 34-39917 |
April 27, 1998 |
A. Morgan Maree, Jr. & Associates, Inc. and Hugh Duff Robertson |
| IA-1717 |
April 24, 1998 |
Reservoir Capital Management, Inc. and Roann Costin |
| 33-7529 |
April 27, 1998 |
Thomas F. Ferris |
| 33-7528 |
April 27, 1998 |
Albert Glenn Yesner |
| 33-7527 |
April 24, 1998 |
David T. Barr |
| 33-7526 |
April 23, 1998 |
Steven T. Snyder |
| 33-7525 |
April 23, 1998 |
Meridian Securities, Inc., CoreStates Capital Markets and Martin J. Stallone |
| 34-39902 |
April 22, 1998 |
Michael W. Crow |
| 34-39901 |
April 22, 1998 |
Jeffrey A. Lobel |
| IA-1715 |
April 13, 1998 |
Steven L. Down |
| IA-1714 |
April 13, 1998 |
Rothschild Investment Corporation |
| 34-39848 |
April 10, 1998 |
Jamie Charles Spangler |
| 34-39844 |
April 9, 1998 |
Jeffrey Price and Michael Ostrach |
| 34-39843 |
April 9, 1998 |
Lee Pharmaceuticals, Henry L. Lee, Jr., Ronald G. Lee and Michael L. Agresti |
| 33-7522 |
April 6, 1998 |
William P. Carroll |
http://www.sec.gov/litigation/admin/adm2q98.shtml
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