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Administrative Proceedings: April 1 – June 25, 1997

Release No.DateRespondents
33-7426June 25,1997 Spectrum Information Technologies, Incorporated
33-7425June 25, 1997National Partnership Investments Corporation, National Partnership Equities, Inc., National Corporate Tax Credit Fund, Century Hillcreste Apartment Investors, L.P., Alan I. Casden, Charles H. Boxenbaum, and Bruce E. Nelson
34-38770June 25, 1997Vincent Poliseno
34-38761June 24, 1997Pendleton C. Waugh
34-38762June 24, 1997Kenneth F. Richey
34-38765June 24, 1997Gary A. Prince
34-38754June 23, 1997George W. Meyers, Gregory W. Meyers, Tax Exempt Fund, Municipal Fund, and Fox, Reusch & Co., Inc.
34-38751June 20, 1997Steven Ira Wertman, Robert Bruce Orkin, Edward Charles William Donner, III and Earl Seth David
3-9333 June 18, 1997GFL Ultra Fund, Inc. Note includes dissenting opinion from Commissioner Steven M.H. Wallman
IA-1636June 13, 1997 Oakwood Counselors, Inc. and Paul J. Sherman
34-38727June 10, 1997B.J. Thomas
4-38726June 10, 1997Kyle Weston
IA-1635June 6, 1997McKenzie Walker Investment Management, Inc. and Richard C. McKenzie, Jr.
34-38714,
33-7421
June 4, 1997Aubrey O'Connor, Rick Pierson, James Winter, Gregory Bowen, Kenneth Ward
34-38713,
AAE-921
June 3, 1997Steven F. Broadbent
34-38695 May 30, 1997Amquest International, Ltd.
34- 38696 May 30, 1997 Christopher D. Jennings
34-38691,
AAE-919
May 29, 1997 Combined Companies International Corp.
IA-1634,
IC-22685
May 28, 1997Parnassus Investments, Jerome L. Dodson, Marilyn Chou, and David Gibson
34-38684 May 28, 1997Joseph Latona
34-38685 May 28, 1997Jeffrey F. Green
34-38688, Release No. AAE-917 May 28, 1997Steven W. Koinis
33 -7420, Release No. 34-38689 May 28, 1997Dickinson & Co. and T. Marshall Swartwood
34- 38674 May 27, 1997Arthur A. Graves, III
34- 38676 May 27, 1997Richard K. Steele, Jr.
34-38673 May 27, 1997Litwin Securities, Inc., Harold A. Litwin
34-38666 May 22, 1997Herbert G. Brown, George W. Cook, Jared D. Brown, and Robert G. Brown
34-38661 May 21, 1997James G. Freeman
34-38652 May 19, 1997Thomas H. Ehrlich
4-38653 May 19, 1997 Combined Companies International Corp.
34-38677 May 17, 1997William Rossi
34-38596 May 9, 1997Russell William Stein, Ford D. Albritton, Jr., and Dover and Associates, Inc.
34-38583 May 8, 1997Kenneth J. Schulte
34-38579 May 7, 1997Douglas R. Damon, Robert M. Davis, and Kenneth C. Klovitz
34-38578 May 7, 1997Gary J. Divall and Paul E. Magnuson
34-38572 May 5, 1997Nicholas J. Pace
34-38560 April 30, 1997Ronald H. Hoffman
34-38559 April 30, 1997Richard J. Lajoie, Jr.
34-38555 April 29, 1997Dorothea Bossio, Michael Imbriale and Rocco Leone
No. IA-1630 April 28, 1997Alliance Capital Management L.P.
34-38539 April 22, 1997David McClure
34-38538 April 22, 1997Gregory C. Moore
34- 38529 April 21, 1997Stanley J. Feminella
34-38524 April 18, 1997James L. D'Angelo
34-38518 April 17, 1997Peter M. Harrington
34-38517 April 16, 1997Joseph P. Brooks
33-7416 April 15, 1997Wayne J. Conners, Thomas A. Piechowicz, James M. Flynn, Sharon Bartock, Winfred Kipp and Christopher D. Conway
34-38510 April 15, 1997 Donald Spinks and CDS Financial Services
33-7414 April 15, 1997Michael D. Gibson, Gregory C. Moore, Jay D. Liebowitz and David McClure
34-38508 April 15, 1997Steven N. Weiss
3438500 April 14, 1997H. Ralph Sylvester, Donald R. Krueger and John C. Hawver
34-38496 April 10, 1997Janak C. Patel
3438492 April 10, 1997Historic Hotel Holdings, Inc.
34-38498 April 11, 1997J. M. Levy & Co. , Sol Greenbaum, and David Cohen
34- 38497 April 10, 1997Dennis T. Palmeri, Sr.
34-38494 April 10, 1997Philip S. Present II, and William J. Scanlon
34-38493 April 10, 1997Lynn K. Blattman
34-38477 April 4, 1997Ronald W. Daw and J. Weston Daw
34-38476 April 4, 1997Steven K. Clark
33-7412 April 3, 1997Sky Scientific, Inc., et al.
34-38475 April 3, 1997Jaron Equities Corp.. Sheridan Manhattan Group. Inc. and Dermot Sheridan
34-38459 April 1, 1997Robert D. Gersh
33-7410 April 1, 1997Quality Products, Inc.

http://www.sec.gov/litigation/admin/adm2q97.shtml


Modified: 01/04/2002