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Administrative Proceedings: April 1 – June 28, 2002
| Release No. |
Date |
Respondents |
| 34-46142 |
June 28, 2002 |
Andrew P. Bodnar |
| 34-46130 |
June 27, 2002 |
Moret Ernst & Young Accountants, n/k/a Ernst & Young Accountants
Release No.: AAER-1584 |
| 34-46121 |
June 26, 2002 |
Donna N. Morehead |
| IA-2040 |
June 26, 2002 |
William F. Branston |
| 34-46118 |
June 25, 2002 |
Steven Shane Nichols |
| 34-46109 |
June 25, 2002 |
John Adams, Jr., et al. |
| 34-46108 |
June 25, 2002 |
Benjamin C. Snyder |
| 34-46107 |
June 24, 2002 |
Michael Anthony Lester |
| 34-46105 |
June 24, 2002 |
The S.I.N.C.L.A.R.E. Group, Inc. |
| 33-8108 |
June 24, 2002 |
Investment Technology, Inc. |
| 34-46100 |
June 21, 2002 |
Timothy J. Noonan
Release No.: AAER-1580 |
| 34-46099 |
June 21, 2002 |
Rite Aid Corporation
Release No.: AAER-1579 |
| IA-2038 |
June 20, 2002 |
Portfolio Advisory Services, LLC, and Cedd L. Moses |
| 34-46094 |
June 20, 2002 |
Peter P. Trangelo
Release No.: IA-2037 |
| 34-46089 |
June 18, 2002 |
Seth Miller |
| 34-46088 |
June 18, 2002 |
Fifth Third Securities, Inc. |
| 34-46087 |
June 18, 2002 |
Fifth Third Securities, Inc. |
| 34-46083 |
June 17, 2002 |
James W. Spratt III |
| 34-46081 |
June 17, 2002 |
Performance Analytics, Inc., and Leslie I. Golembo
Release Nos.: IA-2036; IC-25615
|
| 34-46080 |
June 17, 2002 |
Jeffrey Dene Leader |
| 34-46074 |
June 12, 2002 |
Sara Gomez de Ferro |
| 34-46068 |
June 12, 2002 |
Douglas C. Brandon, Esq. |
| 34-46063 |
June 12, 2002 |
John Adams, Jr., et al. |
| IA-2035 |
June 12, 2002 |
Deprince, Race & Zollo, Inc., and John D. Race |
| 34-46052 |
June 10, 2002 |
Ashford.com, Inc., Kenneth E. Kurtzman, Brian E. Bergeron andAmazon.com, Inc. |
| 34-46051 |
June 10, 2002 |
Edward Neel Cox, Joseph Lee Covington, Billy Wayne Sparkman, Stephen T. Hoyle, Charles F. Johnson, Randy J. Post, Danny R. Mayfield, and Benny Armond Sides |
| 33-8105 |
June 7, 2002 |
Gerald S. Papazian
Release No.: 34-46048; AAER-1572 |
| 33-8104 |
June 7, 2002 |
Korea Data Systems USA, Inc., Lap Shun (John) Hui, and Bun (Ben) Wong
Release No.: 34-46047; AAER-1571 |
| 34-46039 |
June 6, 2002 |
Josephthal & Co., Inc. |
| 34-46035 |
June 5, 2002 |
John K. Bradley
Release No.: AAER-1568 |
| 33-8103 |
June 5, 2002 |
James E. Slayton, CPA
Release No.: 34-46034, AAER-1567 |
| 34-46033 |
June 5, 2002 |
James E. Slayton, CPA
Release No.: AAER-1566 |
| 34-46031 |
June 5, 2002 |
Katrina Krug, CPA
Release No.: AAER-1565 |
| 34-46030 |
June 5, 2002 |
Advanced Technical Products, Inc., James S. Carter, and Garrett L. Dominy
Release No.: AAER-1564 |
| 34-46017 |
June 3, 2002 |
Microsoft Corporation
Release No.: AAER-1563 |
| IA-2034 |
May 30, 2002 |
Alexis A. Arlett |
| 34-45964 |
May 20, 2002 |
Ernst & Young |
| 34-45962 |
May 20, 2002 |
Legato Systems, Inc. and Stephen Wise |
| 34-45961 |
May 20, 2002 |
Kfir Barzilay, Yan Dikshteyn, Boris Fidler, Lawrence Pross, and Eugene Beigelman |
| 34-45941 |
May 16, 2002 |
Dennis M. Gaito, CPA |
| 33-8100 |
May 15, 2002 |
Bruce E. Straughn |
| 34-45940 |
May 15, 2002 |
Joseph E. Erwin |
| 34-45925 |
May 14, 2002 |
Edison Schools, Inc. |
| 34-45917 |
May 13, 2002 |
John Adams, JR., et al. |
| 34-45888 |
May 7, 2002 |
Steven S. Goldberg |
| 34-45880 |
May 6, 2002 |
Anicom, Inc. |
| 34-45878 |
May 3, 2002 |
Erich A. Kline
Release No.: IA-2033 |
| 34-45874 |
May 3, 2002 |
Gemisys Corporation |
| 34-45870 |
May 3, 2002 |
Lone Star Transfer, Inc. and Stanley P. Eisenberg |
| 34-45856 |
May 1, 2002 |
Christina Skousen |
| 34-45853 |
May 1, 2002 |
Michael A. Kolberg and Dale E. Huizenga |
| 34-45852 |
May 1, 2002 |
Serologicals Corporation, Inc. |
| 33-8096 |
Apr. 29, 2002 |
Andrew P. Bodnar |
| 34-45841 |
Apr. 29, 2002 |
John Adams, Jr., et al. |
| 34-45826 |
Apr. 26, 2002 |
Surety Capital Corporation |
| 34-45822 |
Apr. 25, 2002 |
Hightec, Inc. |
| 34-45821 |
Apr. 25, 2002 |
S.I.N.C.L.A.R.E. Group, Inc. |
| 34-45820 |
Apr. 25, 2002 |
William L. Haynes |
| 33-8094 |
Apr. 24, 2002 |
J.W. Barclay & Co., Inc., et al.
Release No.: 34-45815 |
| 34-45814 |
Apr. 24, 2002 |
Kenneth W. Haver, CPA |
| 34-45806 |
Apr. 24, 2002 |
Hugo Salvador Villa Manzo
Release No.: IA-2031 |
| 34-45802 |
Apr. 23, 2002 |
John Adams, Jr., et al. |
| 34-45797 |
Apr. 22, 2002 |
Michael R. Drogin, CPA |
| 33-8093 |
Apr. 22, 2002 |
Teltran International Group, Ltd.
Release No.: 34-45796 |
| 33-8092 |
Apr. 22, 2002 |
Investment Technology, Inc. |
| 34-45785 |
Apr. 19, 2002 |
Laurie Jones Canady |
| IA-2029 |
Apr. 18, 2002 |
James Oh |
| 34-45776 |
Apr. 18, 2002 |
H. Dalton Davlin |
| 34-45767 |
Apr. 17, 2002 |
John Adams, Jr., et al. |
| 34-45743 |
Apr. 12, 2002 |
ND Money Management, Inc., RansonCapital Corporation, Robert E. Walstad and Monte L. Avery |
| 34-45735 |
Apr. 11, 2002 |
Mark W. Lancaster |
| 33-8086 |
Apr. 11, 2002 |
Delores Easthom |
| 33-8085 |
Apr. 11, 2002 |
Wayne Miller
Release No.: 34-45738 |
| 33-8084 |
Apr. 10, 2002 |
Ronald Nelson Weems
Release No.: 34-45724 |
| 33-8083 |
Apr. 10, 2002 |
Darrell Flanders and South West Trading Diversities, Inc.
Release No.: 34-45723 |
| 34-45722 |
Apr. 10, 2002 |
Lee E. Gahr |
| 33-8082 |
Apr. 9, 2002 |
Harvey M. Burstein and James D. Loeffelbein
Release No.: 34-45716 |
| 33-8081 |
Apr. 9, 2002 |
Harvey M. Burstein and James D. Loeffelbein
Release No.: 34-45715 |
| 33-8080 |
Apr. 8, 2002 |
Roundhill Securities, Inc., Robert J. Holub, Robert S. Minka, Sunil F. De Silva and Braxton G. Grizzard
Release No.: 34-45705 |
| 33-8079 |
Apr. 8, 2002 |
FoneCash, Inc. |
| 34-45697 |
Apr. 5, 2002 |
Rajiv Vohra |
| 34-45690 |
Apr. 4, 2002 |
Joao P. Santos |
| 34-45689 |
Apr. 4, 2002 |
John Adams, Jr., Ronald Bongo, Samuel Del Presto, Sean Hart, Curtis Marchand, III, Michael McDermott, Palmer Myers, David Nelson, Daniel Petronelli, Gary Smolokoff, Malik Tawil, Lawrence Weil, and Neil White |
| 34-45683 |
Apr. 2, 2002 |
David A. Thatcher |
| IA-2026 |
Apr. 1, 2002 |
Thomas J. Kearns |
http://www.sec.gov/litigation/admin/adm2q02.shtml
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