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Administrative Proceedings: April 1 – June 28, 2002

Release No. Date Respondents
34-46142 June 28, 2002 Andrew P. Bodnar
34-46130 June 27, 2002 Moret Ernst & Young Accountants, n/k/a Ernst & Young Accountants
Release No.: AAER-1584
34-46121 June 26, 2002 Donna N. Morehead
IA-2040 June 26, 2002 William F. Branston
34-46118 June 25, 2002 Steven Shane Nichols
34-46109 June 25, 2002 John Adams, Jr., et al.
34-46108 June 25, 2002 Benjamin C. Snyder
34-46107 June 24, 2002 Michael Anthony Lester
34-46105 June 24, 2002 The S.I.N.C.L.A.R.E. Group, Inc.
33-8108 June 24, 2002 Investment Technology, Inc.
34-46100 June 21, 2002 Timothy J. Noonan
Release No.: AAER-1580
34-46099 June 21, 2002 Rite Aid Corporation
Release No.: AAER-1579
IA-2038 June 20, 2002 Portfolio Advisory Services, LLC, and Cedd L. Moses
34-46094 June 20, 2002 Peter P. Trangelo
Release No.: IA-2037
34-46089 June 18, 2002 Seth Miller
34-46088 June 18, 2002 Fifth Third Securities, Inc.
34-46087 June 18, 2002 Fifth Third Securities, Inc.
34-46083 June 17, 2002 James W. Spratt III
34-46081 June 17, 2002 Performance Analytics, Inc., and Leslie I. Golembo
Release Nos.: IA-2036; IC-25615
34-46080 June 17, 2002 Jeffrey Dene Leader
34-46074 June 12, 2002 Sara Gomez de Ferro
34-46068 June 12, 2002 Douglas C. Brandon, Esq.
34-46063 June 12, 2002 John Adams, Jr., et al.
IA-2035 June 12, 2002 Deprince, Race & Zollo, Inc., and John D. Race
34-46052 June 10, 2002 Ashford.com, Inc., Kenneth E. Kurtzman, Brian E. Bergeron andAmazon.com, Inc.
34-46051 June 10, 2002 Edward Neel Cox, Joseph Lee Covington, Billy Wayne Sparkman, Stephen T. Hoyle, Charles F. Johnson, Randy J. Post, Danny R. Mayfield, and Benny Armond Sides
33-8105 June 7, 2002 Gerald S. Papazian
Release No.: 34-46048; AAER-1572
33-8104 June 7, 2002 Korea Data Systems USA, Inc., Lap Shun (John) Hui, and Bun (Ben) Wong
Release No.: 34-46047; AAER-1571
34-46039 June 6, 2002 Josephthal & Co., Inc.
34-46035 June 5, 2002 John K. Bradley
Release No.: AAER-1568
33-8103 June 5, 2002 James E. Slayton, CPA
Release No.: 34-46034, AAER-1567
34-46033 June 5, 2002 James E. Slayton, CPA
Release No.: AAER-1566
34-46031 June 5, 2002 Katrina Krug, CPA
Release No.: AAER-1565
34-46030 June 5, 2002 Advanced Technical Products, Inc., James S. Carter, and Garrett L. Dominy
Release No.: AAER-1564
34-46017 June 3, 2002 Microsoft Corporation
Release No.: AAER-1563
IA-2034 May 30, 2002 Alexis A. Arlett
34-45964 May 20, 2002 Ernst & Young
34-45962 May 20, 2002 Legato Systems, Inc. and Stephen Wise
34-45961 May 20, 2002 Kfir Barzilay, Yan Dikshteyn, Boris Fidler, Lawrence Pross, and Eugene Beigelman
34-45941 May 16, 2002 Dennis M. Gaito, CPA
33-8100 May 15, 2002 Bruce E. Straughn
34-45940 May 15, 2002 Joseph E. Erwin
34-45925 May 14, 2002 Edison Schools, Inc.
34-45917 May 13, 2002 John Adams, JR., et al.
34-45888 May 7, 2002 Steven S. Goldberg
34-45880 May 6, 2002 Anicom, Inc.
34-45878 May 3, 2002 Erich A. Kline
Release No.: IA-2033
34-45874 May 3, 2002 Gemisys Corporation
34-45870 May 3, 2002 Lone Star Transfer, Inc. and Stanley P. Eisenberg
34-45856 May 1, 2002 Christina Skousen
34-45853 May 1, 2002 Michael A. Kolberg and Dale E. Huizenga
34-45852 May 1, 2002 Serologicals Corporation, Inc.
33-8096 Apr. 29, 2002 Andrew P. Bodnar
34-45841 Apr. 29, 2002 John Adams, Jr., et al.
34-45826 Apr. 26, 2002 Surety Capital Corporation
34-45822 Apr. 25, 2002 Hightec, Inc.
34-45821 Apr. 25, 2002 S.I.N.C.L.A.R.E. Group, Inc.
34-45820 Apr. 25, 2002 William L. Haynes
33-8094 Apr. 24, 2002 J.W. Barclay & Co., Inc., et al.
Release No.: 34-45815
34-45814 Apr. 24, 2002 Kenneth W. Haver, CPA
34-45806 Apr. 24, 2002 Hugo Salvador Villa Manzo
Release No.: IA-2031
34-45802 Apr. 23, 2002 John Adams, Jr., et al.
34-45797 Apr. 22, 2002 Michael R. Drogin, CPA
33-8093 Apr. 22, 2002 Teltran International Group, Ltd.
Release No.: 34-45796
33-8092 Apr. 22, 2002 Investment Technology, Inc.
34-45785 Apr. 19, 2002 Laurie Jones Canady
IA-2029 Apr. 18, 2002 James Oh
34-45776 Apr. 18, 2002 H. Dalton Davlin
34-45767 Apr. 17, 2002 John Adams, Jr., et al.
34-45743 Apr. 12, 2002 ND Money Management, Inc., RansonCapital Corporation, Robert E. Walstad and Monte L. Avery
34-45735 Apr. 11, 2002 Mark W. Lancaster
33-8086 Apr. 11, 2002 Delores Easthom
33-8085 Apr. 11, 2002 Wayne Miller
Release No.: 34-45738
33-8084 Apr. 10, 2002 Ronald Nelson Weems
Release No.: 34-45724
33-8083 Apr. 10, 2002 Darrell Flanders and South West Trading Diversities, Inc.
Release No.: 34-45723
34-45722 Apr. 10, 2002 Lee E. Gahr
33-8082 Apr. 9, 2002 Harvey M. Burstein and James D. Loeffelbein
Release No.: 34-45716
33-8081 Apr. 9, 2002 Harvey M. Burstein and James D. Loeffelbein
Release No.: 34-45715
33-8080 Apr. 8, 2002 Roundhill Securities, Inc., Robert J. Holub, Robert S. Minka, Sunil F. De Silva and Braxton G. Grizzard
Release No.: 34-45705
33-8079 Apr. 8, 2002 FoneCash, Inc.
34-45697 Apr. 5, 2002 Rajiv Vohra
34-45690 Apr. 4, 2002 Joao P. Santos
34-45689 Apr. 4, 2002 John Adams, Jr., Ronald Bongo, Samuel Del Presto, Sean Hart, Curtis Marchand, III, Michael McDermott, Palmer Myers, David Nelson, Daniel Petronelli, Gary Smolokoff, Malik Tawil, Lawrence Weil, and Neil White
34-45683 Apr. 2, 2002 David A. Thatcher
IA-2026 Apr. 1, 2002 Thomas J. Kearns

http://www.sec.gov/litigation/admin/adm2q02.shtml


Modified: 03/04/2003