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Administrative Proceedings: April 3 – June 29, 2001
| Release No. |
Date |
Respondents |
| 34-44496 |
Jun. 29, 2001 |
Richard T. Hammack |
| 33-7991 |
Jun. 29, 2001 |
Van R. Lewis III |
| 33-7990 |
Jun. 28, 2001 |
Norman Lescht |
| 34-44487 |
Jun. 28, 2001 |
James L Binge and Eric V. Bartoli |
| 34-44486 |
Jun. 28, 2001 |
Peter J. Esposito |
| 34-44474 |
Jun. 26, 2001 |
Jeffrey A. DeVille |
| 34-44473 |
Jun. 25, 2001 |
American Classic Voyages Co. |
| IA-1949 |
Jun. 22, 2001 |
Victor M. Wilson |
| 34-44461 |
Jun. 21, 2001 |
J. Allen Seymour, CPA |
| IA-1949 |
Jun. 22, 2001 |
Victor M. Wilson |
| 34-44461 |
Jun. 21, 2001 |
J. Allen Seymour, CPA |
| 34-44460 |
Jun. 21, 2001 |
Michael J. Becker |
| 34-44456 |
Jun. 20, 2001 |
W. Scott Long, III |
| 34-44448 |
Jun. 19, 2001 |
Robert G. Kutsenda, CPA |
| 33-7988 |
Jun. 19, 2001 |
Walter Cercavschi, CPA
Release No. 34-44447 |
| 33-7987 |
Jun. 19, 2001 |
Edward G. Maier, CPA
Release No. 34-44446 |
| 33-7986 |
Jun. 19, 2001 |
Robert E. Allgyer, CPA
Release No. 34-44445 |
| 34-44444 |
Jun. 19, 2001 |
Arthur Andersen LLP |
| 34-44441 |
Jun. 18, 2001 |
Arthur Bruce Bahlav and Frank J. Fasano, former owners of SFI Investments, Inc. |
| 34-44440 |
Jun. 18, 2001 |
China Food and Beverage Co. and James Tilton |
| 34-44439 |
Jun. 18, 2001 |
Trans-Global Holdings, Inc. and Jacques Verhaak |
| 34-44425 |
Jun. 14, 2001 |
James Thomas McCurdy, CPA |
| 34-44421 |
Jun. 13, 2001 |
Charles F. Hagemann |
| 34-44420 |
Jun. 13, 2001 |
Ricardo Ballesteros Gutierrez |
| 34-44419 |
Jun. 13, 2001 |
All-Tech Direct, Inc., f/k/a All-Tech Investment Group, Inc., Harry Lefkowitz, Mark Shefts,Lisa Esposito, Ralph Zulferino, David Waldman, Adams Leeds, and Barry Parish |
| 34-44418 |
Jun. 13, 2001 |
All-Tech Direct, Inc., f/k/a All-Tech Investment Group, Inc., Harry Lefkowitz, Mark Shefts,Lisa Esposito, Ralph Zulferino, David Waldman, Adams Leeds, and Barry Parish |
| 34-44417 |
Jun. 13, 2001 |
All-Tech Direct, Inc., f/k/a All-Tech Investment Group, Inc., Harry Lefkowitz, Mark Shefts,Lisa Esposito, Ralph Zulferino, David Waldman, Adams Leeds, and Barry Parish |
| 34-44416 |
Jun. 13, 2001 |
All-Tech Direct, Inc., f/k/a All-Tech Investment Group, Inc., Harry Lefkowitz, Mark Shefts,Lisa Esposito, Ralph Zulferino, David Waldman, Adams Leeds, and Barry Parish |
| 34-44415 |
Jun. 13, 2001 |
All-Tech Direct, Inc., f/k/a All-Tech Investment Group, Inc., Harry Lefkowitz, Mark Shefts,Lisa Esposito, Ralph Zulferino, David Waldman, Adams Leeds, and Barry Parish |
| 34-44414 |
Jun. 13, 2001 |
Patrick J. Rooney and Adrian Antoniu Alexander |
| 34-44413 |
Jun. 13, 2001 |
JPR Capital Corp., Paul Umansky, Charles Hampton and Jeffrey Wolf |
| 34-44412 |
Jun. 13, 2001 |
Jeffrey Ramson |
| 34-44407 |
Jun. 11, 2001 |
Legg Mason Wood Walker, Incorporated, Thomas M. Daly, Jr., and Joseph A. Sullivan |
| 33-7984 |
Jun. 11, 2001 |
Legg Mason Wood Walker, Incorporated, Thomas M. Daly, Jr., and Joseph A. Sullivan |
| 34-44389 |
Jun. 5, 2001 |
Am-Pac International, Inc. |
| 34-44388 |
Jun. 4, 2001 |
James M. Cassidy and TPG Capital Corporation |
| 34-44387 |
Jun. 4, 2001 |
Mary E. Blake |
| 34-44384 |
Jun. 4, 2001 |
Scott N. Draime |
| 33-7982 |
Jun. 1, 2001 |
Carmel Equity Partners, et al. |
| 33-7981 |
Jun. 1, 2001 |
Carmel Equity Partners, et al. |
| 33-7980 |
Jun. 1, 2001 |
Carmel Equity Partners, et al. |
| 34-44380 |
Jun. 1, 2001 |
United Stock Transfer Inc. and John J. Donnelly |
| 34-44379 |
Jun. 1, 2001 |
Rockport Healthcare Group Inc., Harry M. Neer and Larry K. Hinson |
| IA-1947 |
Jun. 1, 2001 |
Michael T. Higgins |
| 34-44361 |
May 29, 2001 |
Vito Michael Randazzo |
| 34-44360 |
May 29, 2001 |
Michael P. Cilmi |
| 34-44359 |
May 29, 2001 |
Paul E. Colontino |
| 34-44358 |
May 29, 2001 |
Christopher J. Brand |
| 33-7979 |
May 24, 2001 |
Valentin L. Manglapus, II |
| 34-44350 |
May 24, 2001 |
Paul Nortman |
| 34-44346 |
May 24, 2001 |
Prime Capital Corporation |
| 34-44323 |
May 18, 2001 |
Troy W. Justus |
| 33-7978 |
May 17, 2001 |
Larry W. Tyler |
| 34-44313 |
May 17, 2001 |
Carolyn Birch Noonan |
| 34-44312 |
May 17, 2001 |
Dennis E. Ward |
| 34-44310 |
May 16, 2001 |
Michael Andrew Petrescu-Comnene |
| 34-44308 |
May 16, 2001 |
Microtest, Inc. |
| 33-7977 |
May 15, 2001 |
David C. Fannin |
| 33-7976 |
May 15, 2001 |
Sunbeam Corporation |
| 34-44284 |
May 9, 2001 |
Douglas E. Mallach |
| 34-44283 |
May 9, 2001 |
Guy P. Wyser-Pratte, Wyser-Pratte Management Co., Inc.and Wyser-Pratte and Co., Inc. |
| 34-44275 |
May 8, 2001 |
Roger Myatt |
| 34-44274 |
May 8, 2001 |
Edward E. Bao |
| 34-44270 |
May 7, 2001 |
Craig R. Clark, CPA |
| 34-44268 |
May 7, 2001 |
Joel R. Mogy Investment Counsel, Inc. and Joel R. Mogy |
| 34-44266 |
May 4, 2001 |
Richard A. Preisig, Jr. |
| 34-44265 |
May 4, 2001 |
R. Gordon Jones, CPA and Mark F. Jensen, CPA |
| 34-44264 |
May 4, 2001 |
Barry C. Scutilo, CPA, Mark F. Jensen, CPA, and R. Gordon Jones, CPA |
| 34-44263 |
May 4, 2001 |
Jeffrey A. Mansfield |
| 34-44262 |
May 4, 2001 |
Eugene J. Filippino |
| 34-44261 |
May 4, 2001 |
Richard S. Chancis, Michael J. Anton, Antonio R. Campos, Luis R. Loza and Wayne W. Schumacher |
| 33-7975 |
May 3, 2001 |
Robert J. Monski |
| 34-44255 |
May 3, 2001 |
Sunpoint Securities, Inc. |
| 34-44254 |
May 3, 2001 |
Mary Ellen Wilder |
| 34-44253 |
May 3, 2001 |
Van R. Lewis, III |
| 34-44252 |
May 3, 2001 |
Abraham Weitz |
| 34-44267 |
May 2, 2001 |
Glenn E. Lavender |
| 34-44247 |
May 2, 2001 |
Pat A. Rossetti, CPA |
| 34-44242 |
May 1, 2001 |
Dudley Mihran Freeland |
| 34-44241 |
May 1, 2001 |
John Romano |
| 34-44240 |
May 1, 2001 |
Joseph Bevacqua, CPA |
| 34-44229 |
Apr. 27, 2001 |
Arden Franklin, CPA |
| 34-44230 |
Apr. 27, 2001 |
Todd J. Lascola |
| 33-7974 |
Apr. 26, 2001 |
Weber Investment Corporation |
| 33-7973 |
Apr. 23, 2001 |
John S. Reger II, and Business & Financial Advisors, Inc. |
| 34-44204 |
Apr. 19, 2001 |
Cristan Kinnard Blackman and Charles Ray Roberts, Jr. |
| 34-44202 |
Apr. 19, 2001 |
Autolend Group, Inc. |
| 34-44193 |
Apr. 18, 2001 |
Bruce J. Kingdon, Kenneth Goglia, and Harvey Plante |
| 33-7972 |
Apr. 18, 2001 |
Shamrock Partners, Ltd., James T. Kelly, John R. Doyle, and Steven J. Fischer |
| 33-7971 |
Apr. 18, 2001 |
Shamrock Partners, Ltd.,James T. Kelly, John R. Doyle, and Steven J. Fischer |
| 34-44192 |
Apr. 17, 2001 |
Alpha Tech Stock Transfer and James W. Farrell |
| 33-7970 |
Apr. 17, 2001 |
Steven T. Snyder |
| IA-1938 |
Apr. 12, 2001 |
Mumtaz Saxena |
| 34-44170 |
Apr. 10, 2001 |
Sean T. Healey |
| 33-7969 |
Apr. 10, 2001 |
John Wellington Bagwell |
| 34-44074a |
Apr. 4, 2001 |
Bill J. Short, II |
| 33-7967 |
Apr. 3, 2001 |
Garry P. Isaacs |
| 33-7966 |
Apr. 3, 2001 |
Mark E. Gould and Jackson L. Morris |
http://www.sec.gov/litigation/admin/adm2q01.shtml
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