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Administrative Proceedings: April 3 – June 29, 2001

Release No. Date Respondents
34-44496 Jun. 29, 2001 Richard T. Hammack
33-7991 Jun. 29, 2001 Van R. Lewis III
33-7990 Jun. 28, 2001 Norman Lescht
34-44487 Jun. 28, 2001 James L Binge and Eric V. Bartoli
34-44486 Jun. 28, 2001 Peter J. Esposito
34-44474 Jun. 26, 2001 Jeffrey A. DeVille
34-44473 Jun. 25, 2001 American Classic Voyages Co.
IA-1949 Jun. 22, 2001 Victor M. Wilson
34-44461 Jun. 21, 2001 J. Allen Seymour, CPA
IA-1949 Jun. 22, 2001 Victor M. Wilson
34-44461 Jun. 21, 2001 J. Allen Seymour, CPA
34-44460 Jun. 21, 2001 Michael J. Becker
34-44456 Jun. 20, 2001 W. Scott Long, III
34-44448 Jun. 19, 2001 Robert G. Kutsenda, CPA
33-7988 Jun. 19, 2001 Walter Cercavschi, CPA
Release No. 34-44447
33-7987 Jun. 19, 2001 Edward G. Maier, CPA
Release No. 34-44446
33-7986 Jun. 19, 2001 Robert E. Allgyer, CPA
Release No. 34-44445
34-44444 Jun. 19, 2001 Arthur Andersen LLP
34-44441 Jun. 18, 2001 Arthur Bruce Bahlav and Frank J. Fasano, former owners of SFI Investments, Inc.
34-44440 Jun. 18, 2001 China Food and Beverage Co. and James Tilton
34-44439 Jun. 18, 2001 Trans-Global Holdings, Inc. and Jacques Verhaak
34-44425 Jun. 14, 2001 James Thomas McCurdy, CPA
34-44421 Jun. 13, 2001 Charles F. Hagemann
34-44420 Jun. 13, 2001 Ricardo Ballesteros Gutierrez
34-44419 Jun. 13, 2001 All-Tech Direct, Inc., f/k/a All-Tech Investment Group, Inc., Harry Lefkowitz, Mark Shefts,Lisa Esposito, Ralph Zulferino, David Waldman, Adams Leeds, and Barry Parish
34-44418 Jun. 13, 2001 All-Tech Direct, Inc., f/k/a All-Tech Investment Group, Inc., Harry Lefkowitz, Mark Shefts,Lisa Esposito, Ralph Zulferino, David Waldman, Adams Leeds, and Barry Parish
34-44417 Jun. 13, 2001 All-Tech Direct, Inc., f/k/a All-Tech Investment Group, Inc., Harry Lefkowitz, Mark Shefts,Lisa Esposito, Ralph Zulferino, David Waldman, Adams Leeds, and Barry Parish
34-44416 Jun. 13, 2001 All-Tech Direct, Inc., f/k/a All-Tech Investment Group, Inc., Harry Lefkowitz, Mark Shefts,Lisa Esposito, Ralph Zulferino, David Waldman, Adams Leeds, and Barry Parish
34-44415 Jun. 13, 2001 All-Tech Direct, Inc., f/k/a All-Tech Investment Group, Inc., Harry Lefkowitz, Mark Shefts,Lisa Esposito, Ralph Zulferino, David Waldman, Adams Leeds, and Barry Parish
34-44414 Jun. 13, 2001 Patrick J. Rooney and Adrian Antoniu Alexander
34-44413 Jun. 13, 2001 JPR Capital Corp., Paul Umansky, Charles Hampton and Jeffrey Wolf
34-44412 Jun. 13, 2001 Jeffrey Ramson
34-44407 Jun. 11, 2001 Legg Mason Wood Walker, Incorporated, Thomas M. Daly, Jr., and Joseph A. Sullivan
33-7984 Jun. 11, 2001 Legg Mason Wood Walker, Incorporated, Thomas M. Daly, Jr., and Joseph A. Sullivan
34-44389 Jun. 5, 2001 Am-Pac International, Inc.
34-44388 Jun. 4, 2001 James M. Cassidy and TPG Capital Corporation
34-44387 Jun. 4, 2001 Mary E. Blake
34-44384 Jun. 4, 2001 Scott N. Draime
33-7982 Jun. 1, 2001 Carmel Equity Partners, et al.
33-7981 Jun. 1, 2001 Carmel Equity Partners, et al.
33-7980 Jun. 1, 2001 Carmel Equity Partners, et al.
34-44380 Jun. 1, 2001 United Stock Transfer Inc. and John J. Donnelly
34-44379 Jun. 1, 2001 Rockport Healthcare Group Inc., Harry M. Neer and Larry K. Hinson
IA-1947 Jun. 1, 2001 Michael T. Higgins
34-44361 May 29, 2001 Vito Michael Randazzo
34-44360 May 29, 2001 Michael P. Cilmi
34-44359 May 29, 2001 Paul E. Colontino
34-44358 May 29, 2001 Christopher J. Brand
33-7979 May 24, 2001 Valentin L. Manglapus, II
34-44350 May 24, 2001 Paul Nortman
34-44346 May 24, 2001 Prime Capital Corporation
34-44323 May 18, 2001 Troy W. Justus
33-7978 May 17, 2001 Larry W. Tyler
34-44313 May 17, 2001 Carolyn Birch Noonan
34-44312 May 17, 2001 Dennis E. Ward
34-44310 May 16, 2001 Michael Andrew Petrescu-Comnene
34-44308 May 16, 2001 Microtest, Inc.
33-7977 May 15, 2001 David C. Fannin
33-7976 May 15, 2001 Sunbeam Corporation
34-44284 May 9, 2001 Douglas E. Mallach
34-44283 May 9, 2001 Guy P. Wyser-Pratte, Wyser-Pratte Management Co., Inc.and Wyser-Pratte and Co., Inc.
34-44275 May 8, 2001 Roger Myatt
34-44274 May 8, 2001 Edward E. Bao
34-44270 May 7, 2001 Craig R. Clark, CPA
34-44268 May 7, 2001 Joel R. Mogy Investment Counsel, Inc. and Joel R. Mogy
34-44266 May 4, 2001 Richard A. Preisig, Jr.
34-44265 May 4, 2001 R. Gordon Jones, CPA and Mark F. Jensen, CPA
34-44264 May 4, 2001 Barry C. Scutilo, CPA, Mark F. Jensen, CPA, and R. Gordon Jones, CPA
34-44263 May 4, 2001 Jeffrey A. Mansfield
34-44262 May 4, 2001 Eugene J. Filippino
34-44261 May 4, 2001 Richard S. Chancis, Michael J. Anton, Antonio R. Campos, Luis R. Loza and Wayne W. Schumacher
33-7975 May 3, 2001 Robert J. Monski
34-44255 May 3, 2001 Sunpoint Securities, Inc.
34-44254 May 3, 2001 Mary Ellen Wilder
34-44253 May 3, 2001 Van R. Lewis, III
34-44252 May 3, 2001 Abraham Weitz
34-44267 May 2, 2001 Glenn E. Lavender
34-44247 May 2, 2001 Pat A. Rossetti, CPA
34-44242 May 1, 2001 Dudley Mihran Freeland
34-44241 May 1, 2001 John Romano
34-44240 May 1, 2001 Joseph Bevacqua, CPA
34-44229 Apr. 27, 2001 Arden Franklin, CPA
34-44230 Apr. 27, 2001 Todd J. Lascola
33-7974 Apr. 26, 2001 Weber Investment Corporation
33-7973 Apr. 23, 2001 John S. Reger II, and Business & Financial Advisors, Inc.
34-44204 Apr. 19, 2001 Cristan Kinnard Blackman and Charles Ray Roberts, Jr.
34-44202 Apr. 19, 2001 Autolend Group, Inc.
34-44193 Apr. 18, 2001 Bruce J. Kingdon, Kenneth Goglia, and Harvey Plante
33-7972 Apr. 18, 2001 Shamrock Partners, Ltd., James T. Kelly, John R. Doyle, and Steven J. Fischer
33-7971 Apr. 18, 2001 Shamrock Partners, Ltd.,James T. Kelly, John R. Doyle, and Steven J. Fischer
34-44192 Apr. 17, 2001 Alpha Tech Stock Transfer and James W. Farrell
33-7970 Apr. 17, 2001 Steven T. Snyder
IA-1938 Apr. 12, 2001 Mumtaz Saxena
34-44170 Apr. 10, 2001 Sean T. Healey
33-7969 Apr. 10, 2001 John Wellington Bagwell
34-44074a Apr. 4, 2001 Bill J. Short, II
33-7967 Apr. 3, 2001 Garry P. Isaacs
33-7966 Apr. 3, 2001 Mark E. Gould and Jackson L. Morris

http://www.sec.gov/litigation/admin/adm2q01.shtml


Modified: 06/24/2002