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Administrative Proceedings: April 4 – June 30, 2000

Release No. Date Respondents
34-42992 Jun. 30, 2000 Allegheny Health, Education and Research Foundation
34-42987 Jun. 29, 2000 Ronald G. Davies
33-7869 Jun. 28, 2000 Madlyn Lee Ferro and Dwight H. Stephens
34-42981 Jun. 26, 2000 Gregory A. Alba, CPA
34-42979 Jun. 23, 2000 Schnitzer & Kondub, P.C., Richard S. Kondub, CPA, and Ross J. Schnitzer, CPA
34-42977 Jun. 23, 2000 Reuben D. Peters
34-42976 Jun. 23, 2000 Albinas Kurkulis
34-42972 Jun. 21, 2000 Malcolm McGuire III
34-42968 Jun. 21, 2000 Waste Management, Inc.
IA-1882 Jun. 20, 2000 Timothy J. Lyons
IA-1881 Jun. 20, 2000 James L. Foster, Steven M. Bolla, Laurie F. Foster, and William E. Busacker, Jr.
Release Nos. IA-1881, 34-42963
34-42956 Jun. 19, 2000 Luis Bulas, Jr.
34-42955 Jun. 19, 2000 Linda Ballou, Ronald Wackler and Bruce Harlan
IA-1880 Jun. 15, 2000 Owen-Joseph Asset Management Corp. and William O. Foster
Release Nos. 34-42945, IA-1880
IA-1879 Jun. 15, 2000 Founders Asset Management LLC and Bjorn K. Borgen
34-42936 Jun. 14, 2000 Mary Sattler Polverari, C.P.A.
34-42935 Jun. 14, 2000 Steven Speaks, C.P.A.
34-42934 Jun. 14, 2000 Paul Hiznay
34-42933 Jun. 14, 2000 Cendant Corporation
33-7866 Jun. 14, 2000 William M. Stephens
Release Nos. 33-7866, 34-42941, IA-1878
33-7865 Jun. 14, 2000 Allen Z. Wolfson, Michael T. Grecco, John M. Black, Jr., Spiro, Lazaretos, Robert Balsamo, Vladimir Carvallo, and Konstantinos Dino Sonitis
Release Nos. 33-7865, 34-42940
33-7864 Jun. 14, 2000 Salvatore Piazza, James S. Labate, William F. Palla, Emmanuel Gennusso, Cary F. Cimino, Todd M. Nejaime, Kevin P. Radigan, Robert Gallo, Robert J. Dacunto, Michael P. Dacunto, Joseph P. Meduri, Vincent A. Padulo, Jr., Vito G. Padulo, John Bruzzese, Salvatore F. Ruggiero, Patrick Giglio, Irving Stitsky, Paul L. Burton, Marc I. Burton, Kenneth J. Fuina, Marc L. Weissman, Anthony P. Dinota, Jr., Facundo Ponce, Chester L. Chicosky, Lawrence M. Choiniere, William P. Burke, Michael Caso, John Catalano, Jr., George Bisnoff, Damien Douglas, Craig P. McGuinn, II, and Mark Danieli
Release Nos. 33-7864,34-42939
34-42927 Jun. 13, 2000 Donald G. Brooks
Release Nos. 34-42927, IA-1877
34-42923 Jun. 13, 2000 Lambert D. Vander Tuig
33-7863 Jun. 13, 2000 Edward Williamson
Release Nos. 33-7863, 34-42924
IA-1876 Jun. 12, 2000 MPI Investment Management, David Pequet and Ashok Shende
34-42919 Jun. 12, 2000 City Investment Group, LLC, John Barris, and Tigran Papazian
33-7862 Jun. 12, 2000 Al Avasso and Robert Schulman
33-7861 Jun. 9, 2000 John S. Reger II and Business & Financial Advisors, Inc.
34-42810 Jun. 8, 2000 Scott E. Edwards, CPA
34-42909 Jun. 8, 2000 Firstmark Corp.
IA-1874 Jun. 7, 2000 Brian T. Lenihan
34-42901 Jun. 6, 2000 Eric P. Furman, CPA
34-42882 Jun. 1, 2000 James D. Montgomery, II, Danny R. Auerbach, and Michael L. Glaser
34-42881 Jun. 1, 2000 James D. Montgomery, II, Danny R. Auerbach, and Michael L. Glaser
34-42880 Jun. 1, 2000 Peter G. Mintz
34-42879 Jun. 1, 2000 Samuel L. White
34-42878 Jun. 1, 2000 David E. Trotter
34-42877 Jun. 1, 2000 Joseph A. Monaco
34-42867 May 31, 2000 Rafi M. Khan
IA-1872 May 31, 2000 Schield Management Company, Marshall L. Schield, and Troy M. Schield
IA-1871 May 31, 2000 Schield Management Company, Marshall L. Schield, and Troy M. Schield
34-42856 May 30, 2000 Brian Walfish
33-7859 May 25, 2000 Paul Y. Okuda, Stephen A. Thorpe, and David J. Chester
Release Nos. 33-7859, 34-42827
34-42828 May 25, 2000 R. Gordon Jones and Mark F. Jensen
34-42826 May 25, 2000 Joseph P. Galluzzi
34-42813 May 23, 2000 Intile Designs, Inc.
34-42809 May 23, 2000 Arnold Zousmer
34-42788 May 16, 2000 Sandra L. Reeder
34-42781 May 15, 2000 America Online, Inc.
33-7857 May 10, 2000 The Dreyfus Corporation and Michael L. Schonberg
Release Nos. 33-7857, IA-1870, ic-24450
34-42766 May 8, 2000 All-Tech Direct, Inc. f/k/a All-Tech Investment Group, Inc., Harry Lefkowitz, Mark Shefts, Lisa Esposito, Ralph Zulferino, David Waldman, Adam Leeds, and Barry Parish
34-42765 May 8, 2000 All-Tech Direct, Inc. f/k/a All-Tech Investment Group, Inc., Harry Lefkowitz, Mark Shefts, Lisa Esposito, Ralph Zulferino, David Waldman, Adam Leeds, and Barry Parish
34-42753 May 3, 2000 Cynthia Pfaltzgraff, CMA
34-42743 May 2, 2000 Albert Adamczak, CPA
34-42742 May 2, 2000 Stephen H. Spargo
34-42739 May 1, 2000 Millenia Hope, Inc., c/o Irving Rothstein, Esq., Heller, Horowitz & Feit, P.C.
34-42738 May 1, 2000 Intelispan, Inc.
34-42737 May 1, 2000 Genesis Trading and Robert Garganese
34-42731 Apr. 28, 2000 Steven G. Barkus
34-42719 Apr. 25, 2000 Gerald M. Wetzler
34-42718 Apr. 25, 2000 Louis G. Karabochos
33-7854 Apr. 21, 2000 Charles E. Wessman
Release Nos. 33-7854, 34-72709
33-7853 Apr. 20, 2000 Richard Harriton
Release Nos. 33-7853, 34-42707
34-42695 Apr. 17, 2000 Francis T. Phalen, CPA
Release Nos. 34-42684
33-7852 Apr. 17, 2000 Mark Savage, George Panagiotou, Jr., and Dean Verrigni
34-42684 Apr. 13, 2000 Rita L. Schwartz
34-42674 Apr. 13, 2000 Kenneth R. Starnes
34-42673 Apr. 13, 2000 Peritus Software Services, Inc.
34-42670 Apr. 12, 2000 Phelps M. Wood
IA-1868 Apr. 14, 2000 Gold Asset Management, Inc. and Marc L. Gold
IA-1867 Apr. 13, 2000 Michael J. Rothmeier, Clark T. Blizzard, Rudolph Abel, Donald C. Berry, Christopher P. Roach, Craig Janutol, and East West Institutional Services, Inc.
IA-1866 Apr. 13, 2000 Michael J. Rothmeier, Clark T. Blizzard, Rudolph Abel, Donald C. Berry, Christopher P. Roach, Craig Janutol, and East West Institutional Services, Inc.
IA-1865 Apr. 13, 2000 Michael J. Rothmeier, Clark T. Blizzard, Rudolph Abel, Donald C. Berry, Christopher P. Roach, Craig Janutol, and East West Institutional Services, Inc.
33-7851 Apr. 14, 2000 Cesar Odio
33-7850 Apr. 13, 2000 Jerry C. Berman
33-7849 Apr. 10, 2000 Nova Communications Ltd., formerly known as First Colonial Ventures Ltd. and Murray W. Goldenberg
Release Nos. 33-7849, 34-42656
33-7848 Apr. 7, 2000 Aaron Finkelstein
33-7847 Apr. 7, 2000 William H. Clark
33-7844 Apr. 6, 2000 Rauscher Pierce Refsnes, Inc., Dain Rauscher Incorporated, and James R. Feltham
Release Nos. 33-7844, 34-42644, IA-1863
33-7841 Apr. 6, 2000 Morgan Stanley & Co. Incorporated
Release Nos. 33-7841, 34-42642
33-7838 Apr. 6, 2000 Merrill Lynch, Pierce, Fenner & Smith Incorporated
Release Nos. 33-7838, 34-42640
33-7835 Apr. 6, 2000 Lehman Brothers Inc.
Release Nos. 33-7835,34-42638
33-7832 Apr. 6, 2000 Goldman, Sachs & Co.
Release Nos. 33-7832, 34-42636
33-7829 Apr. 6, 2000 Salomon Smith Barney Inc.
33-7826 Apr. 6, 2000 William R. Hough & Co.
33-7823 Apr. 6, 2000 Painewebber Incorporated
33-7820 Apr. 6, 2000 Warburg Dillion Read LLC
33-7817 Apr. 6, 2000 Prudential Securities Incorporated
34-42625 Apr. 6, 2000 Shan Michael Hefley
34-42616 Apr. 4, 2000 Systems of Excellence, Inc.

http://www.sec.gov/litigation/admin/adm2q00.shtml


Modified: 10/11/2002