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Administrative Proceedings: January 2 – March 28, 2002

Release No. Date Respondents
34-45669 Mar. 28, 2002 Edward Thomas Jung and E. Thomas Jung Partners, Ltd., also d/b/a ETJ Partners, Ltd.
Release No.: IA-2025
34-45666 Mar. 28, 2002 David T. Dodge
34-45665 Mar. 28, 2002 PictureTel Corp. and Les B. Strauss
34-45655 Mar. 27, 2002 Signal Technology Corporation
33-8077 Mar. 25, 2002 Robert A. Papariella, Harvest Financial Corporation and Frank D. Ruscetti
Release No.: 34-45637
34-45653 Mar. 27, 2002 Kimberly-Clark Corporation and John W. Donehower
34-45646 Mar. 26, 2002 Edward J. Muller
33-8076 Mar. 26, 2002 Douglas E. Costa
Release No.: 34-45636
33-8075 Mar. 25, 2002 First Florida Communications, Inc.
Release No.: 34-45635
IA-2023 Mar. 22, 2002 Stan D. Kiefer & Associates and Stanley D. Kiefer
34-45615 Mar. 21, 2002 Uri Evan, Joseph S. Cohen, and Frederick J. Horowitz
34-45614 Mar. 21, 2002 Daniel Parker
34-45613 Mar. 21, 2002 Harlan Schier
34-45612 Mar. 21, 2002 Frank Valdez
34-45611 Mar. 21, 2002 Keith Spero
34-45610 Mar. 21, 2002 Oleg Feldman
33-8073 Mar. 21, 2002 Financial Asset Management, Inc., James B. Rader and Debra L. Kennedy
Release Nos.: 34-45608, IA-2022
34-45600 Mar. 20, 2002 Jeremiah J. Hegarty and Michael P. Hegarty
Release No.: IA-2020
34-45599 Mar. 20, 2002 David E. Fitzgerald
34-45596 Mar. 20, 2002 Lisa M. Beuche, CPA
IA-2019 Mar. 19, 2002 Henry Weingarten
34-45588 Mar. 18, 2002 Elaine A. Decker, CPA
34-45587 Mar. 18, 2002 David Held, CPA
34-45586 Mar. 18, 2002 Timothy S. Heyerdahl
34-45583 Mar. 18, 2002 Frank J. Fasano and Arthur Bruce Bahlav
34-45582 Mar. 18, 2002 Frank J. Fasano and Arthur Bruce Bahlav
34-45565 Mar. 15, 2002 Ronald N. Pellett and Penny A. Sperry
34-45564 Mar. 15, 2002 Mark E. Rice
34-45555 Mar. 13, 2002 Bruce E. Straughn
34-45553 Mar. 12, 2002 IGI, Inc.
34-45552 Mar. 12, 2002 Donald J. MacPhee
34-45551 Mar. 12, 2002 William A. Dickson and Stephen P. Collins
34-45550 Mar. 12, 2002 Frederick W. Kolling, III, CPA
34-45549 Mar. 12, 2002 Victor R. Grauaug
33-8069 Mar. 8, 2002 Platinum Equities, Inc., Blackheath & Kent Holdings, Inc., John J. Kenny, and Pasquale Forti
Release No.: 34-45520
33-8068 Mar. 7, 2002 Facundo Ponce
Release No.: 34-45512
34-45510 Mar. 6, 2002 John W. Cruickshank, Jr.
33-8067 Mar. 6, 2002 James E. Slayton, CPA
Release No.: 34-45509
34-45507 Mar. 5, 2002 Telxon Corporation, Gary L. Grand, and James G. Cleveland
34-45502 Mar. 5, 2002 Kevin R. Andersen
34-45498 Mar. 4, 2002 Ellsworth Wayne McLaws and Alan Clagg
34-45491 Mar. 1, 2002 Robert E. Duke
34-45486 Feb. 28, 2002 Christopher P. Roach and East West Institutional Services, Inc.
Release No.: IA-2016
34-45485 Feb. 28, 2002 Frank Lee Harris III
34-45474 Feb. 25, 2002 David B. Gosse
IA-2015 Feb. 22, 2002 Eugene B. Deveney
34-45465 Feb. 21, 2002 Delta Equity Services Corporation and Raymond L. Grenier, Jr.
34-45473 Feb. 25, 2002 Edward Alexander
34-45463 Feb. 20, 2002 Nigel A. Ramsay
34-45461 Feb. 20, 2002 Mark McDermott
34-45460 Feb. 20, 2002 Norwest Investment Services, Inc., now known as Wells Fargo Brokerage Services, LLC, successor by merger
34-45459 Feb. 20, 2002 Russell C. Turek
34-45458 Feb. 20, 2002 JDN Realty Corporation
34-45455 Feb. 15, 2002 John Adams, Jr., Ronald Bongo, Samuel Del Presto, Sean Hart, Curtis Marchand, III, Michael Mcdermott, Palmer Myers, David Nelson, Daniel Petronelli, Gary Smolokoff, Malik Tawil, Lawrence Weil, and Neil White
34-45446 Feb. 14, 2002 Robert Shane Jones
34-45445 Feb. 14, 2002 Craig Wiginton
34-45441 Feb. 13, 2002 William H. Warner and Robert J. Quigley
Release No.: AAER-1505
IA-2014 Feb. 13, 2002 Craig P. Scanlon
34-45409 Feb. 6, 2002 Edward Bracken and Douglas Diggins
34-45408 Feb. 6, 2002 Alefheim Prodani
34-45407 Feb. 6, 2002 Richard Silverman
33-8062 Feb. 6, 2002 Pryor, McClendon, Counts & Co., Inc., n/k/a Pryor, Counts & Co., Inc., Raymond J. McClendon, Allen W. Counts, and Theresa A. Stanford,
Release No.: 34-45402
34-45393 Feb. 5, 2002 Critical Path, Inc.
34-45381 Feb. 1, 2002 Garri Zhigun
34-45380 Feb. 1 2002 Bernadette Stevens, aka Bernadette Stevens Bell
34-45372 Jan. 31, 2002 Thomas A. Carrey and Frank Marsella
34-45362 Jan. 30, 2002 Cyberguard Corporation, William D. Murray, Tommy D. Steele
IA-2012 Jan. 30, 2002 Rupay-Barrington Capital Management, Inc.
34-45356 Jan. 29, 2002 Thomas A. Carey and Frank Marsella
IA-2011 Jan. 24, 2002 United Custodial Corporation
33-8060 Jan. 24, 2002 Gregory F. Mazzeo
Release No.: 34-45329
33-8059 Jan. 24, 2002 iCapital Markets LLC
Release No.: 34-45328
33-8058 Jan. 24, 2002 Eric V. Schultz
Release Nos.: 34-45327, IC-25400
33-8057 Jan. 23, 2002 BNB Capital, Inc. and Vincent W. Beale, Sr.
Release No.: 34-45324
33-8055 Jan. 18, 2002 Raymond A. Parkins, Jr.
Release Nos.: 34-45314, IA-2010
34-45298 Jan. 17, 2002 Daniel Patrick O'Connell
34-45296 Jan. 16, 2002 Jerry Lynn Ruyle
34-45294 Jan. 16, 2002 Woody Keith Lowe
34-45293 Jan. 16, 2002 Kurtis Keith Lowe
34-45292 Jan. 16, 2002 Robert Alen Blackburn
34-45287 Jan. 16, 2002 Trump Hotels & Casino Resorts, Inc.
34-45280 Jan. 15, 2002 Nelson Barber, CPA
34-45279 Jan. 15, 2002 BellSouth Corporation
33-8054 Jan. 14, 2002 Art H. Beroff
34-45272 Jan. 14, 2002 KPMG LLP
Release No.: IC-25360
34-45245 Jan. 7, 2002 James E. Slayton
34-45243 Jan. 7, 2002 Carol Conway Dewees
33-8053 Jan. 7, 2002 California Software Corporation
Release No.: 34-45242
IC-25356 Jan. 4, 2002 Merrimac Advisors Company and Fredric J. French
Release No.: IA-2009
33-8052 Jan. 3, 2002 Financial Asset Management, Inc., James B. Rader and Debra L. Kennedy
Release Nos.: 34-45224, IA-2007
IA-2006 Jan. 2, 2002 Reed E. Slatkin
33-8051 Jan. 2, 2002 Thomas J. Palazzolo
Release No.: 34-45228

http://www.sec.gov/litigation/admin/adm1q02.shtml


Modified: 06/24/2002