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Administrative Proceedings: January 3 – March 30, 2001

Release No. Date Respondents
34-44137 Mar. 30, 2001 Mark R. Avila and Stephen R. Keenum
34-44136 Mar. 30, 2001 Carl M. Apel
34-44132 Mar. 29, 2001 Michael P. Keating and Keating Advisory Group
34-44130 Mar. 29, 2001 National Steel Corporation
33-7965 Mar. 28, 2001 Kenzie, Inc., the Three Oaks Fund, L.P., the Three Oaks Advanced Fund, L.L.C., Alfred R. Gerebizza and Daniel H.Spitzer
34-44105 Mar. 27, 2001 Jerome M. Wenger
IA-1933 Mar. 20, 2001 Frederick A. Wolf
34-44056a Mar. 16, 2001 Lloyd E. Wollmershauser
34-44081 Mar. 15, 2001 David J. Naughton
34-44080 Mar. 15, 2001 Ronald L. Gaiser
34-44075 Mar. 14, 2001 Richard C. Reining, Michael R. Tompkins, Stephen R. Rawlings and Joseph L. Hill
34-44074 Mar. 14, 2001 Bill J. Short
34-44072 Mar. 14, 2001 Kevin E. Orton, CPA, and Orton & Company
34-44069 Mar. 13, 2001 Shirley A. McKinney
34-44068 Mar. 13, 2001 Michael J. McEvoy
34-44064 Mar. 12, 2001 Kevin E. Orton, CPA
34-44056 Mar. 9, 2001 Lloyd E. Wollmershauser a/k/a The PennyStockMan
33-7963 Mar. 8, 2001 Hunter Adams, Jason A. Cohen, Steven M. Cohen, David Hirsch, Jonathan D. Winston, John J. Gremmo, III, James L. Bila, Christian W. Blake, Louis R. Facchini, Jr., Roberto A. Mangiarano, Joseph P. Mannino, David M. Margules, James J. Pellizzi, David M. Pesso, Michael Pugliese, Christopher J. Russo, Howard I. Weinstein, and Robert J. Winston
Release Nos. 33-7963, 34-44051
34-44050 Mar. 8, 2001 KPMG Peat Marwick LLP
33-7962 Mar. 6, 2001 Thermotek International Inc. and Harold D. Massner
33-7961 Mar. 5, 2001 John Chapman and Alan Wolfson
Release Nos. 33-7961, 34-44041
33-7960 Mar. 5, 2001 Cary Cimino
Release Nos. 33-7960, 34-44040
34-44029 Mar. 2, 2001 William Goodhue
33-7958 Mar. 2, 2001 Sy Siegel
Release Nos. 33-7958, 34-44028
33-7957 Mar. 1, 2001 Gamal Marwan
Release Nos. 33-7957, 34-44027
34-44024 Feb. 28, 2001 WallStreet Prophet and Ricky Laine Gaspard
34-44023 Feb. 28, 2001 Log Point Technologies, Inc. and Samuel P. Shanks
34-44022 Feb. 28, 2001 iBIZ Technology Corp.
34-44016 Feb. 28, 2001 James F. Vigue and Ivy L. Gilbert
Release Nos. 34-44016, IA-1930
34-44015 Feb. 28, 2001 William H. Channell, Jr.
33-7956 Feb. 28, 2001 Stuart Bockler and Imcadvisors Inc.
34-44006 Feb. 27, 2001 Pakie V. Plastino
34-43997 Feb. 23, 2001 Allan G. Schaefer
33-7954 Feb. 22, 2001 Joseph Berryl Septimus
34-43995 Feb. 22, 2001 Todd J. Lascola
34-43990 Feb. 21, 2001 Stephen John Green
34-43967 Feb. 15, 2001 David M. Bonrouhi
34-43962 Feb. 14, 2001 Michael R. Ford, CPA
34-43961 Feb. 14, 2001 George M. Lintz
34-43960 Feb. 14, 2001 Howard M. Brenner
33-7953 Feb. 14, 2001 Computron Software, Inc., currently named AXS-One Inc.
33-7952 Feb. 14, 2001 Marketing Direct Concepts, Inc. and Michael A. Calderone
33-7951 Feb. 9, 2001 Tariq Samad Khan
Release Nos. 33-7951, 34-43947
33-7950 Feb. 9, 2001 H. J. Meyers & Co., Inc., Robert Setteducati, William Masucci, Michael Vanechanos, and James Alan Villa
33-7949 Feb. 9, 2001 H. J. Meyers & Co., Inc., Robert Setteducati, William Masucci, Michael Vanechanos, and James Alan Villa
34-43942 Feb. 8, 2001 M. Mahmud Awan
34-43937 Feb. 7, 2001 Daniel M. Porush
34-43936 Feb. 7, 2001 Alan M. Stricoff
33-7948 Feb. 7, 2001 Isaac Hager
34-43923 Feb. 5, 2001 Secure Sign, Inc. (Formerly Yourbankonline.com), Pakie V. Plastinoand William L. Butcher C.P.A.
34-43910 Jan. 31, 2001 Charles P. Morrison CPA
34-43909 Jan. 31, 2001 Berkshire Hathaway, Inc.
33-7947 Jan. 30, 2001 Prudential Securities, Incorporated
34-43903 Jan. 30, 2001 Robert N. Young
33-7945 Jan. 29, 2001 Prudential Securities Incorporated, Stuart P. Bianchi and John C.Burch
34-43891 Jan. 26, 2001 John A. Blount, III
34-43890 Jan. 26, 2001 Regard B.Smith
34-43883 Jan. 25, 2001 Swart, Baumruk & Co., LLP, Harry J. Swart, CPA
34-43881 Jan. 24, 2001 Michael Schuchard
34-43878 Jan. 24, 2001 Ralph Glasgal
33-7942 Jan. 23, 2001 Geoffrey A. Newman
34-43850 Jan. 17, 2001 Mark Steven Lynch, CPA
34-43845 Jan. 16, 2001 Nicholas Lobue
Release Nos. 34-43845, IA-1917
33-7934 Jan. 16, 2001 H. J. Meyers & Co., Inc., Robert Setteducati, Williams Masucci, Michael Vanchanos, and James Alan Villa
Release Nos. 33-7934 and 34-43844
34-43809 Jan. 4, 2001 Transcrypt International, Inc.
34-43802 Jan. 4, 2001 Steven D. Pierrone
34-43801 Jan. 4, 2001 Stephen B. Marek
34-43800 Jan. 4, 2001 Dominic Roelandt
34-43788 Jan. 3, 2001 Countryland Wellness, Inc.

http://www.sec.gov/litigation/admin/adm1q01.shtml


Modified: 01/03/2002