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Administrative Proceedings: January 3 March 30, 2001
| Release No. |
Date |
Respondents |
| 34-44137 |
Mar. 30, 2001 |
Mark R. Avila and Stephen R. Keenum |
| 34-44136 |
Mar. 30, 2001 |
Carl M. Apel |
| 34-44132 |
Mar. 29, 2001 |
Michael P. Keating and Keating Advisory Group |
| 34-44130 |
Mar. 29, 2001 |
National Steel Corporation |
| 33-7965 |
Mar. 28, 2001 |
Kenzie, Inc., the Three Oaks Fund, L.P., the Three Oaks Advanced Fund, L.L.C., Alfred R. Gerebizza and Daniel H.Spitzer |
| 34-44105 |
Mar. 27, 2001 |
Jerome M. Wenger |
| IA-1933 |
Mar. 20, 2001 |
Frederick A. Wolf |
| 34-44056a |
Mar. 16, 2001 |
Lloyd E. Wollmershauser |
| 34-44081 |
Mar. 15, 2001 |
David J. Naughton |
| 34-44080 |
Mar. 15, 2001 |
Ronald L. Gaiser |
| 34-44075 |
Mar. 14, 2001 |
Richard C. Reining, Michael R. Tompkins, Stephen R. Rawlings and Joseph L. Hill |
| 34-44074 |
Mar. 14, 2001 |
Bill J. Short |
| 34-44072 |
Mar. 14, 2001 |
Kevin E. Orton, CPA, and Orton & Company |
| 34-44069 |
Mar. 13, 2001 |
Shirley A. McKinney |
| 34-44068 |
Mar. 13, 2001 |
Michael J. McEvoy |
| 34-44064 |
Mar. 12, 2001 |
Kevin E. Orton, CPA |
| 34-44056 |
Mar. 9, 2001 |
Lloyd E. Wollmershauser a/k/a The PennyStockMan |
| 33-7963 |
Mar. 8, 2001 |
Hunter Adams, Jason A. Cohen, Steven M. Cohen, David Hirsch, Jonathan D. Winston, John J. Gremmo, III, James L. Bila, Christian W. Blake, Louis R. Facchini, Jr., Roberto A. Mangiarano, Joseph P. Mannino, David M. Margules, James J. Pellizzi, David M. Pesso, Michael Pugliese, Christopher J. Russo, Howard I. Weinstein, and Robert J. Winston
Release Nos. 33-7963, 34-44051 |
| 34-44050 |
Mar. 8, 2001 |
KPMG Peat Marwick LLP |
| 33-7962 |
Mar. 6, 2001 |
Thermotek International Inc. and Harold D. Massner |
| 33-7961 |
Mar. 5, 2001 |
John Chapman and Alan Wolfson
Release Nos. 33-7961, 34-44041 |
| 33-7960 |
Mar. 5, 2001 |
Cary Cimino
Release Nos. 33-7960, 34-44040 |
| 34-44029 |
Mar. 2, 2001 |
William Goodhue |
| 33-7958 |
Mar. 2, 2001 |
Sy Siegel
Release Nos. 33-7958, 34-44028 |
| 33-7957 |
Mar. 1, 2001 |
Gamal Marwan
Release Nos. 33-7957, 34-44027 |
| 34-44024 |
Feb. 28, 2001 |
WallStreet Prophet and Ricky Laine Gaspard |
| 34-44023 |
Feb. 28, 2001 |
Log Point Technologies, Inc. and Samuel P. Shanks |
| 34-44022 |
Feb. 28, 2001 |
iBIZ Technology Corp. |
| 34-44016 |
Feb. 28, 2001 |
James F. Vigue and Ivy L. Gilbert
Release Nos. 34-44016, IA-1930 |
| 34-44015 |
Feb. 28, 2001 |
William H. Channell, Jr. |
| 33-7956 |
Feb. 28, 2001 |
Stuart Bockler and Imcadvisors Inc. |
| 34-44006 |
Feb. 27, 2001 |
Pakie V. Plastino |
| 34-43997 |
Feb. 23, 2001 |
Allan G. Schaefer |
| 33-7954 |
Feb. 22, 2001 |
Joseph Berryl Septimus |
| 34-43995 |
Feb. 22, 2001 |
Todd J. Lascola |
| 34-43990 |
Feb. 21, 2001 |
Stephen John Green |
| 34-43967 |
Feb. 15, 2001 |
David M. Bonrouhi |
| 34-43962 |
Feb. 14, 2001 |
Michael R. Ford, CPA |
| 34-43961 |
Feb. 14, 2001 |
George M. Lintz |
| 34-43960 |
Feb. 14, 2001 |
Howard M. Brenner |
| 33-7953 |
Feb. 14, 2001 |
Computron Software, Inc., currently named AXS-One Inc. |
| 33-7952 |
Feb. 14, 2001 |
Marketing Direct Concepts, Inc. and Michael A. Calderone |
| 33-7951 |
Feb. 9, 2001 |
Tariq Samad Khan
Release Nos. 33-7951, 34-43947 |
| 33-7950 |
Feb. 9, 2001 |
H. J. Meyers & Co., Inc., Robert Setteducati, William Masucci, Michael Vanechanos, and James Alan Villa |
| 33-7949 |
Feb. 9, 2001 |
H. J. Meyers & Co., Inc., Robert Setteducati, William Masucci, Michael Vanechanos, and James Alan Villa |
| 34-43942 |
Feb. 8, 2001 |
M. Mahmud Awan |
| 34-43937 |
Feb. 7, 2001 |
Daniel M. Porush |
| 34-43936 |
Feb. 7, 2001 |
Alan M. Stricoff |
| 33-7948 |
Feb. 7, 2001 |
Isaac Hager |
| 34-43923 |
Feb. 5, 2001 |
Secure Sign, Inc. (Formerly Yourbankonline.com), Pakie V. Plastinoand William L. Butcher C.P.A. |
| 34-43910 |
Jan. 31, 2001 |
Charles P. Morrison CPA |
| 34-43909 |
Jan. 31, 2001 |
Berkshire Hathaway, Inc. |
| 33-7947 |
Jan. 30, 2001 |
Prudential Securities, Incorporated |
| 34-43903 |
Jan. 30, 2001 |
Robert N. Young |
| 33-7945 |
Jan. 29, 2001 |
Prudential Securities Incorporated, Stuart P. Bianchi and John C.Burch |
| 34-43891 |
Jan. 26, 2001 |
John A. Blount, III |
| 34-43890 |
Jan. 26, 2001 |
Regard B.Smith |
| 34-43883 |
Jan. 25, 2001 |
Swart, Baumruk & Co., LLP, Harry J. Swart, CPA |
| 34-43881 |
Jan. 24, 2001 |
Michael Schuchard |
| 34-43878 |
Jan. 24, 2001 |
Ralph Glasgal |
| 33-7942 |
Jan. 23, 2001 |
Geoffrey A. Newman |
| 34-43850 |
Jan. 17, 2001 |
Mark Steven Lynch, CPA |
| 34-43845 |
Jan. 16, 2001 |
Nicholas Lobue
Release Nos. 34-43845, IA-1917 |
| 33-7934 |
Jan. 16, 2001 |
H. J. Meyers & Co., Inc., Robert Setteducati, Williams Masucci, Michael Vanchanos, and James Alan Villa
Release Nos. 33-7934 and 34-43844 |
| 34-43809 |
Jan. 4, 2001 |
Transcrypt International, Inc. |
| 34-43802 |
Jan. 4, 2001 |
Steven D. Pierrone |
| 34-43801 |
Jan. 4, 2001 |
Stephen B. Marek |
| 34-43800 |
Jan. 4, 2001 |
Dominic Roelandt |
| 34-43788 |
Jan. 3, 2001 |
Countryland Wellness, Inc. |
http://www.sec.gov/litigation/admin/adm1q01.shtml
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