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Administrative Proceedings: January 3 – March 31, 2000
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| Release No. |
Date |
Respondents |
| 34-42602 |
Mar. 31, 2000 |
Brad Haddy and Ronald D. Spencer |
| 34-42588 |
Mar. 29, 2000 |
Seth P. Joseph |
| 34-42587 |
Mar. 29, 2000 |
Beth A. Morris and Steven H. Grant |
| 34-42586 |
Mar. 29, 2000 |
Nanette Miller, CPA |
| 34-42569 |
Mar. 23, 2000 |
Jill Pitts and Janet Hanson |
| 34-42556 |
Mar. 21, 2000 |
Tuschner & Company, Inc. |
| 34-42549 |
Mar. 20, 2000 |
Laser Technology, Inc. |
| 34-42548 |
Mar. 20, 2000 |
Jeremy G. Dunne |
| 34-42547 |
Mar. 20, 2000 |
H. DeWorth Williams |
| 33-7814 |
Mar. 17, 2000 |
Vincent E. Serhan
Release Nos. 33-7814, 34-42541 |
| 33-7813 |
Mar. 17, 2000 |
David C. Erickson
Release Nos. 33-7813, 34-42540 |
| 33-7812 |
Mar. 15, 2000 |
Jethro J. Barlow, CPA, Alan K. Burton, J. Edwards Cox,Robert G. Weeks, David A. Hesterman, and Kenneth L. Weeks |
| 33-7811 |
Mar. 15, 2000 |
Joseph J. Laferty |
| 33-7810 |
Mar. 15, 2000 |
Paul A. Barrios
Release Nos. 33-7810, 34-42531 |
| 34-42513 |
Mar. 9, 2000 |
David Scott Heredia |
| 34-42530 |
Mar. 15, 2000 |
Steven P.Erlich |
| IA-1861 |
Mar. 14, 2000 |
Brian T. Lenihan |
| IA-1860 |
Mar. 9, 2000 |
WWW Advisors, Inc. |
| 33-7806 |
Mar. 2, 2000 |
Terence Michael Coxon, Alan Michael Sergy, and World Money Managers |
| IA-1858 |
Mar. 2, 2000 |
Huber Hogan Consulting, Inc., Russon Financial Services, Inc. and Robert C. Sears |
| IA-1799A |
Mar. 2, 2000 |
Asset Timing Corp. |
| 34-42483 |
Mar. 2, 2000 |
Kenneth Terrell, Jason Wyckoff, Adam Altman, and Joanne Colt |
| 33-7805 |
Feb. 29, 2000 |
Robert J. Meledandri, Jr. |
| 33-7804 |
Feb. 28, 2000 |
Joseph E. Stephenson, individually and doing business as Stephenson Investment Opportunities |
| 34-42448 |
Feb. 22, 2000 |
Michael L. Kinney |
| 34-42447 |
Feb. 22, 2000 |
Investment Street Company, Dynamic Trading of Miami, Inc., Emilio Sardi and Javier Saenz |
| 34-42446 |
Feb. 22, 2000 |
All-Tech Direct, Inc., f/k/a All-Tech Investment Group, Inc., Harry Lefkowitz, Mark Shefts, Lisa Esposito, Ralph Zulferino, David Waldman, Adam Leeds, and Barry Parish |
| 34-42445 |
Feb. 22, 2000 |
Orlando Super Card, Inc.
Release Nos. 33-7802, 34-42445 |
| 34-42438 |
Feb. 18, 2000 |
Alex. P. de Soto |
| 34-42432 |
Feb. 16, 2000 |
James D. Montgomery II |
| 34-42422 |
Feb. 14, 2000 |
Donald J. Martineau |
| 34-42425 |
Feb. 11, 2000 |
Larry J. Bagwell and Connie L. Bally |
| 34-42421 |
Feb. 14, 2000 |
Del Mar Financial Services, Inc., Kevin C. Dills, Private Brokers Corporation, Robert A. Roberts, Matthew R. Jennings, Philip S. Brandon, and Jai Chaudhuri |
| 34-42420 |
Feb. 14, 2000 |
Jethro J. Barlow, CPA, Alan K. Burton, J. Edwards Cox, Robert G. Weeks, David A. Hesterman, and Kenneth L. Weeks |
| 34-42416 |
Feb. 11, 2000 |
Frank J. Cannata |
| 34-42412 |
Feb. 10, 2000 |
Joseph E. Williams
Release Nos. 33-7798, 34-42412 |
| 34-42410 |
Feb. 10, 2000 |
Joseph M. Morris, CPA |
| 34-42399 |
Feb. 7, 2000 |
Robert L. Norton
Release Nos. 33-7797, 34-42399 |
| 34-42395 |
Feb. 7, 2000 |
Waltzer and Associates, Lewis N. Waltzer, and Karney E. Waltzer
Release Nos. IA-1854, 33-7796, 34-42395 |
| 34-42394 |
Feb. 7, 2000 |
H.J. Meyers & Co., Inc. |
| 34-42393 |
Feb. 7, 2000 |
H.J. Meyers & Co., Inc., Robert Setteducati, William Masucci, Michael Vanechanos, and James A. Villa
Release Nos. 33-7795, 34-42393 |
| 34-42392 |
Feb. 7, 2000 |
William L. Clancy |
| 34-42391 |
Feb. 7, 2000 |
Roy E. Matlock |
| 34-42387 |
Feb. 4, 2000 |
PricewaterhouseCoopers LLP |
| 34-42380 |
Feb. 2, 2000 |
Kevin James Quinn |
| 34-42375 |
Feb. 2, 2000 |
Thomas J. Parker and Jack C. Herndon, Jr.
Release Nos.34-42375, IA-1853 |
| IA-1852 |
Feb. 2, 2000 |
J. Scott Eskind |
| 34-42358 |
Jan. 27, 2000 |
S. Jay Goldinger |
| 34-42355 |
Jan. 24, 2000 |
Edward Welch |
| 34-42339 |
Jan. 13, 2000 |
Paul Y. Okuda, Stephen A. Thorpe, and David J. Chester
Release Nos. 33-7792, 34-42339 |
| 34-42326 |
Jan. 11, 2000 |
Informix Corporation
Release Nos. 33-7788, 34-42326 |
| 34-42316 |
Jan. 5, 2000 |
Model Imperial, Inc. |
| 34-42305 |
Jan. 3, 2000 |
Kevin J. Kirkbride |
http://www.sec.gov/litigation/admin/adm1q00.shtml
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