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Administrative Proceedings: January 3 – March 31, 2000

Release No. Date Respondents
34-42602 Mar. 31, 2000 Brad Haddy and Ronald D. Spencer
34-42588 Mar. 29, 2000 Seth P. Joseph
34-42587 Mar. 29, 2000 Beth A. Morris and Steven H. Grant
34-42586 Mar. 29, 2000 Nanette Miller, CPA
34-42569 Mar. 23, 2000 Jill Pitts and Janet Hanson
34-42556 Mar. 21, 2000 Tuschner & Company, Inc.
34-42549 Mar. 20, 2000 Laser Technology, Inc.
34-42548 Mar. 20, 2000 Jeremy G. Dunne
34-42547 Mar. 20, 2000 H. DeWorth Williams
33-7814 Mar. 17, 2000 Vincent E. Serhan
Release Nos. 33-7814, 34-42541
33-7813 Mar. 17, 2000 David C. Erickson
Release Nos. 33-7813, 34-42540
33-7812 Mar. 15, 2000 Jethro J. Barlow, CPA, Alan K. Burton, J. Edwards Cox,Robert G. Weeks, David A. Hesterman, and Kenneth L. Weeks
33-7811 Mar. 15, 2000 Joseph J. Laferty
33-7810 Mar. 15, 2000 Paul A. Barrios
Release Nos. 33-7810, 34-42531
34-42513 Mar. 9, 2000 David Scott Heredia
34-42530 Mar. 15, 2000 Steven P.Erlich
IA-1861 Mar. 14, 2000 Brian T. Lenihan
IA-1860 Mar. 9, 2000 WWW Advisors, Inc.
33-7806 Mar. 2, 2000 Terence Michael Coxon, Alan Michael Sergy, and World Money Managers
IA-1858 Mar. 2, 2000 Huber Hogan Consulting, Inc., Russon Financial Services, Inc. and Robert C. Sears
IA-1799A Mar. 2, 2000 Asset Timing Corp.
34-42483 Mar. 2, 2000 Kenneth Terrell, Jason Wyckoff, Adam Altman, and Joanne Colt
33-7805 Feb. 29, 2000 Robert J. Meledandri, Jr.
33-7804 Feb. 28, 2000 Joseph E. Stephenson, individually and doing business as Stephenson Investment Opportunities
34-42448 Feb. 22, 2000 Michael L. Kinney
34-42447 Feb. 22, 2000 Investment Street Company, Dynamic Trading of Miami, Inc., Emilio Sardi and Javier Saenz
34-42446 Feb. 22, 2000 All-Tech Direct, Inc., f/k/a All-Tech Investment Group, Inc., Harry Lefkowitz, Mark Shefts, Lisa Esposito, Ralph Zulferino, David Waldman, Adam Leeds, and Barry Parish
34-42445 Feb. 22, 2000 Orlando Super Card, Inc.
Release Nos. 33-7802, 34-42445
34-42438 Feb. 18, 2000 Alex. P. de Soto
34-42432 Feb. 16, 2000 James D. Montgomery II
34-42422 Feb. 14, 2000 Donald J. Martineau
34-42425 Feb. 11, 2000 Larry J. Bagwell and Connie L. Bally
34-42421 Feb. 14, 2000 Del Mar Financial Services, Inc., Kevin C. Dills, Private Brokers Corporation, Robert A. Roberts, Matthew R. Jennings, Philip S. Brandon, and Jai Chaudhuri
34-42420 Feb. 14, 2000 Jethro J. Barlow, CPA, Alan K. Burton, J. Edwards Cox, Robert G. Weeks, David A. Hesterman, and Kenneth L. Weeks
34-42416 Feb. 11, 2000 Frank J. Cannata
34-42412 Feb. 10, 2000 Joseph E. Williams
Release Nos. 33-7798, 34-42412
34-42410 Feb. 10, 2000 Joseph M. Morris, CPA
34-42399 Feb. 7, 2000 Robert L. Norton
Release Nos. 33-7797, 34-42399
34-42395 Feb. 7, 2000 Waltzer and Associates, Lewis N. Waltzer, and Karney E. Waltzer
Release Nos. IA-1854, 33-7796, 34-42395
34-42394 Feb. 7, 2000 H.J. Meyers & Co., Inc.
34-42393 Feb. 7, 2000 H.J. Meyers & Co., Inc., Robert Setteducati, William Masucci, Michael Vanechanos, and James A. Villa
Release Nos. 33-7795, 34-42393
34-42392 Feb. 7, 2000 William L. Clancy
34-42391 Feb. 7, 2000 Roy E. Matlock
34-42387 Feb. 4, 2000 PricewaterhouseCoopers LLP
34-42380 Feb. 2, 2000 Kevin James Quinn
34-42375 Feb. 2, 2000 Thomas J. Parker and Jack C. Herndon, Jr.
Release Nos.34-42375, IA-1853
IA-1852 Feb. 2, 2000 J. Scott Eskind
34-42358 Jan. 27, 2000 S. Jay Goldinger
34-42355 Jan. 24, 2000 Edward Welch
34-42339 Jan. 13, 2000 Paul Y. Okuda, Stephen A. Thorpe, and David J. Chester
Release Nos. 33-7792, 34-42339
34-42326 Jan. 11, 2000 Informix Corporation
Release Nos. 33-7788, 34-42326
34-42316 Jan. 5, 2000 Model Imperial, Inc.
34-42305 Jan. 3, 2000 Kevin J. Kirkbride

http://www.sec.gov/litigation/admin/adm1q00.shtml


Modified: 01/03/2002