Cooperation Program Agreements
This page provides links to public cooperation-related agreements.
Enforcement Cooperation Initiative
|DateThe dates in this column represents the month and year when the agreements were posted on the SEC website.
||Amish Helping Fund
The Commission entered into a Deferred Prosecution Agreement with the Amish Helping Fund in recognition of its cooperation in the SEC's investigation and its agreement to undertake specified remedial measures to ensure compliance with the federal securities laws.
The Commission entered into Non Prosecution Agreements with Fannie Mae and Freddie Mac in recognition of each company's agreement to cooperate with the Commission's litigation against the former senior executives. In entering into these Agreements, the Commission considered the unique circumstances presented by the companies' current status, including the financial support provided to the companies by the U.S. Treasury, the role of the Federal Housing Finance Agency as conservator of each company, and the costs that may be imposed on U.S. taxpayers.
The Commission entered into a Deferred Prosecution Agreement with Tenaris S.A. to facilitate and reward cooperation in SEC investigations.
The Commission entered into a Non-Prosecution Agreement with Carter's, Inc. in connection with an investigation relating to potential financial fraud.