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Litigation Releases

The list below provides links to litigation releases concerning civil lawsuits brought by the Commission in federal court.

Second Quarter | First Quarter

Additional Archives

RSS Feed  SEC Litigation Releases RSS Feed

Release No. Date Action
Second Quarter
LR-22975 Apr. 17, 2014 Keith A. Seilhan
See also: SEC Complaint
LR-22974 Apr. 17, 2014 TelexFree, Inc. et al.
See also: SEC Complaint
LR-22973 Apr. 16, 2014 Palladino, et al.
LR-22972 Apr. 11, 2014 Timothy J. Coughlin, et al.
See also: SEC Complaint
LR-22971 Apr. 11, 2014 K2 Unlimited, Inc., 211 Ventures, LLC, Diane Glatfelter, Robert Rice, and Robert Anderson
LR-22970 Apr. 10, 2014 Richard T. Posey
LR-22969 Apr. 8, 2014 JCS Enterprises, Inc. et al.
LR-22968 Apr. 8, 2014 CVS Caremark Corp.
Other Release No.: AAER-3549
See also: SEC Complaint
LR-22967 Apr. 7, 2014 Matthew D. Sample
See also: SEC Complaint
LR-22966 Apr. 7, 2014 The Milan Group, Inc., a/k/a The Milan Trading Group, Inc., et al.
LR-22965 Apr. 3, 2014 Walter D. Wagner and Alexander J. Osborn
See also: SEC Complaint
LR-22964 Apr. 3, 2014 Michel Terpins, et al.
LR-22963 Apr. 2, 2014 John Kinnucan and Broadband Research Corporation
LR-22962 Apr. 2, 2014 Fredrick D. Scott
LR-22961 Apr. 1, 2014 Alan Sheinwald and Alliance Advisors LLC
LR-22960 Apr. 1, 2014 Simon
LR-22959 Apr. 1, 2014 Molinari and Nationwide Pharmassist Corp.
First Quarter
LR-22958 Mar. 31, 2014 Ching Hwa Chen
LR-22957 Mar. 31, 2014 Tyrone Hawk
LR-22956 Mar. 31, 2014 Syndicated Food Services International, Inc., et al.
LR-22955 Mar. 31, 2014 Schultz and Redfin Network, Inc.
LR-22954 Mar. 28, 2014 Jason A Halek, Joshua D. Spivey, Patrick J. Booths and Steven J. Little
LR-22953 Mar. 28, 2014 World Capital Market Inc., et al.
LR-22952 Mar. 26, 2014 Walter Gerasimowicz, Meditron Asset Management, LLC, and Meditron Management Group, LLC
LR-22951 Mar. 26, 2014 Bruce L. Grossman and Jonathan R. Curshen
LR-22950 Mar. 25, 2014 Imaging Diagnostic Systems, Inc., Linda Grable, and Allan Schwartz
LR-22949 Mar. 20, 2014 Frank Mazzola et al.
LR-22948 Mar. 20, 2014 Vladimir Eydelman and Steven Metro
LR-22947 Mar. 19, 2014 Radius Capital Corp. and Robert A. DiGiorgio
LR-22946 Mar. 19, 2014 David J. Cancian (Corrected)
See also: SEC Complaint
LR-22945 Mar. 19, 2014 A Chicago Convention Center, LLC, Anshoo Sethi, and Intercontinental Regional Center Trust of Chicago, LLC
See also: SEC Complaint
LR-22944 Mar. 14, 2014 John Babikian
LR-22943 Mar. 14, 2014 Charles Riel III a/k/a Chuck Riel et al.
See also: Order to Show Cause, Application and Memorandum
LR-22942 Mar. 13, 2014 Ronald N. Dennis
See also: SEC Complaint
LR-22941 Mar. 13, 2014 Alexander H.G. Mascioli and North Street Capital, LP
See also: SEC Complaint
LR-22940 Mar. 12, 2014 Alternative Green Technologies, Inc., et al.
LR-22939 Mar. 12, 2014 Boston Trading and Research, LLC, et al.
LR-22938 Mar. 10, 2014 Henry Morris, et al.
LR-22937 Mar. 7, 2014 Andrew W. Jacobs and Leslie J. Jacobs II
LR-22936 Mar. 5, 2014 StratoComm Corporation, et al.
LR-22935 Mar. 4, 2014 Gregory E. Webb and InfrAegis, Inc.
LR-22934 Feb. 27, 2014 Robert Custis
LR-22933 Feb. 25, 2014 Jeremy Fisher, The Good Life Financial Group, Inc., and The Good Life Global, LLC
LR-22932 Feb. 24, 2014 China MediaExpress Holdings, Inc. and Zheng Cheng
Other Release No.: AAER-3540
LR-22931 Feb. 24, 2014 Kevin P. O’Brien
LR-22930 Feb. 21, 2014 Christopher Sells and Timothy Murawski
Other Release No.: AAER-3539
LR-22929 Feb. 20, 2014 Samuel Braslau et al.
See also: SEC Complaint
LR-22928 Feb. 19, 2014 Jerry S. Williams, Monk’s Den, LLC, and First In Awareness, LLC
LR-22927 Feb. 14, 2014 James Y. Lee, et al.
See also: SEC Complaint
LR-22926 Feb. 12, 2014 Thomas C. Conradt, et al.
LR-22925 Feb. 11, 2014 Marlon Quan, Acorn Capital Group, LLC and Stewardship Investment Advisors, LLC, Defendants and Asset Based Resource Group, LLC and Florene Quan, Relief Defendants
LR-22924 Feb. 11, 2014 Peter L. Jensen and Thomas C. Tekulve, Jr.
LR-22923 Feb. 10, 2014 Uriel Sharef et al.
Other Release No.: AAER-3533
LR-22922 Feb. 7, 2014 Onyx Capital Advisors, LLC, Roy Dixon, Jr. and Michael A. Farr
LR-22921 Feb. 7, 2014 Hao He a/k/a Jimmy He
LR-22920 Feb. 6, 2014 Edward M. Daspin, a/k/a "Edward Michael," a/k/a "Ed Michael,"
LR-22919 Feb. 5, 2014 Joseph Paul Zada and Zada Enterprises, LLC
LR-22918 Feb. 4, 2014 Stephen Kovzan
LR-22917 Feb. 4, 2014 Rex C. Steffes, Cliff M. Steffes, Bret W. Steffes and Rex R. Steffes
LR-22916 Feb. 4, 2014 Michael P. Zenger
See also: SEC Complaint
LR-22915 Feb. 3, 2014 Revelation Capital Management Ltd. and Christopher P.C. Kuchanny
See also: SEC Complaint
LR-22914 Jan. 30, 2014 David L. Rothman, et al.
LR-22913 Jan. 29, 2014 Steven M. Dombrowski, Defendant, and Lisa L. Fox, Relief Defendant
See also: SEC Complaint
LR-22912 Jan. 28, 2014 Marek Leszczynski, et al.
LR-22911 Jan. 27, 2014 Deloitte Touche Tohmatsu CPA Ltd.
Other Release No.: AAER-3531
LR-22910 Jan. 27, 2014 Joseph M. Tocci
LR-22909 Jan. 24, 2014 Palladino, et al.
LR-22908A Jan. 23, 2014 Berton M. Hochfeld, et al.
LR-22907 Jan. 23, 2014 Anthony Coronati
LR-22906 Jan. 15, 2014 Christopher Hohol and Brian Poshak
Other Release No.: AAER-3528
LR-22905 Jan. 14, 2014 Waldyr Da Silva Prado Neto
LR-22904 Jan. 14, 2014 Mack D. Murrell, et al.
LR-22903 Jan. 13, 2014 InnoVida Holdings LLC, et al.
LR-22902 Jan. 9, 2014 Diamond Foods, Inc.
Other Release No.: AAER-3527
LR-22901 Jan. 6, 2014 Eric Aronson, Vincent Buonauro, Jr., Robert Kondratick, et al.

 

http://www.sec.gov/litigation/litreleases.shtml

Modified: 04/17/2014