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Litigation Releases

The list below provides links to litigation releases concerning civil lawsuits brought by the Commission in federal court.
Second Quarter | First Quarter

Additional Archives

RSS Feed  SEC Litigation Releases RSS Feed

Release No. Date Action
Second Quarter
LR-23267 May 20, 2015 Wwebnet, Inc. and Robert L. Kelly
LR-23266 May 20, 2015 China Valves Technology, Inc., et al.
LR-23265 May 19, 2015 Sethi Petroleum, LLC and Sameer Sethi
LR-23264 May 18, 2015 Eric McPhail, et al.
LR-23263 May 15, 2015 Palladino, et al.
LR-23262 May 14, 2015 North Star Finance LLC, Thomas G. Ellis, Yasuo Oda, Thomas H. Vetter, Michael K. Martin, Sharon L. Salinas, Capital Source Funding LLC, Capital Source Lending LLC
See also: SEC Complaint
LR-23261 May 14, 2015 Brian D. Jorgenson, et al.
LR-23260 May 13, 2015 Ifitikar Ahmed, et al.
See also: SEC Complaint
LR-23259 May 13, 2015 ITT Educational Services, Inc., Kevin M. Modany, and Daniel M. Fitzpatrick
LR-23258 May 12, 2015 FX & Beyond Corporation and Steve H. Karroum
See also: Application for Order to Show Cause and for Order Requiring Compliance with Subpoenas
LR-23257 May 11, 2015 Timothy J. McGee, et al.
LR-23256 May 11, 2015 Christopher A. Novinger, et al.
See also: SEC Complaint
LR-23255 May 8, 2015 ClearPath Wealth Management, LLC and Patrick Evans Churchville, et al.
See also: SEC Complaint
LR-23254 May 7, 2015 David R. Gibson, et al.
See also: SEC Complaint
LR-23253 May 7, 2015 Charles H. Merchant, Sr. and Southern USA Resources, Inc.
See also: SEC Complaint
LR-23252 May 6, 2015 North Dakota Developments, LLC, Robert L. Gavin, and Daniel J. Hogan, et. al.
LR-23251 May 1, 2015 Rudolf D. Pameijer, et al.
LR-23250 Apr. 30, 2015 Joel I. Wilson et al.
LR-23249 Apr. 29, 2015 Xiaoyu Xia and Yanting Hu
LR-23248 Apr. 28, 2015 Frank Perkins Hixon, Jr., et al.
LR-23247 Apr. 27, 2015 Robert Asti
Other Release No.: AAER-3653
LR-23246 Apr. 24, 2015 Veros Partners, Inc., et al.
See also: SEC Complaint
LR-23245 Apr. 22, 2015 Leroy Brown, Jr. and LB Stocks and Trades Advice LLC
LR-23244 Apr. 21, 2015 Moazzam "Mark" Malik and American Bridge Investment Group, LLC, d/b/a Wolf Hedge LLC
LR-23243 Apr. 16, 2015 Daniel P. McKelvey, et al.
See also: SEC Complaint
LR-23242 Apr. 16, 2015 eCareer Holdings, Inc., eCareer, Inc., Joseph J. Azzata, Dean A. Esposito, Joseph DeVito, and Frederick J. Birks, et al.
See also: SEC Complaint, Trading Suspension
LR-23241 Apr. 14, 2015 Richard F. Syron, et al.
LR-23240 Apr. 13, 2015 James A. Evans, Jr., d/b/a Cashflowbot.com, d/b/a DollarMonster
See also: SEC Complaint
LR-23239 Apr. 10, 2015 Mieka Energy Corporation, et al.
See also: SEC Complaint
LR-23238 Apr. 10, 2015 Michael M. Cohen and Proteonomix, Inc.,
LR-23237 Apr. 9, 2015 Katsuichi Fusamae
See also: SEC Complaint
LR-23236 Apr. 9, 2015 Janus Spectrum LLC et al.
See also: SEC Complaint
LR-23235 Apr. 8, 2015 Warren D. Nadel et al.
LR-23234 Apr. 8, 2015 8000, Inc., Jonathan E. Bryant, Thomas J. Kelly, and Carl N. Duncan, Esq.
LR-23233 Apr. 7, 2015 Pacific West Capital Group Inc., et al.
See also: SEC Complaint
LR-23232 Apr. 7, 2015 Capital Financial Partners, LLC et al.
See also: SEC Complaint
LR-23231 Apr. 6, 2015 GC Resources, LLC and Brian J. Polito
See also: SEC Complaint
LR-23230 Apr. 6, 2015 Team Resources, Inc., et al.
LR-23229 Apr. 6, 2015 Gary J. Burtka and Eric Waidelich
LR-23228 Apr. 2, 2015 Charles R. Kokesh
LR-23227 Apr. 1, 2015 David Craven et al.
First Quarter
LR-23226 Mar. 31, 2015 StratoComm Corporation, et al.
LR-23225 Mar. 31, 2015 Andrew M. Miller
Other Release No.: AAER-3646
See also: SEC Complaint
LR-23224 Mar. 27, 2015 Michael J. Ling
See also: SEC Complaint
LR-23223 Mar. 27, 2015 Michael Anthony Dupre Lucarelli
LR-23222 Mar. 27, 2015 Macquarie Capital (USA) Inc. et al.
LR-23221 Mar. 27, 2015 Gregory W. Gray, Jr., et al.
LR-23220 Mar. 25, 2015 BioChemics, Inc., et al.
See also: SEC Complaint
LR-23219 Mar. 12, 2015 David Craven et al.
See also: SEC Complaint
LR-23218 Mar. 12, 2015 Edward J. Woodard, et al.
LR-23217 Mar. 11, 2015 Guy M. Jean-Pierre, a/k/a Marcelo Dominguez de Guerra
LR-23216 Mar. 10, 2015 Bonan Huang and Nan Huang
See also: SEC Complaint
LR-23215 Mar. 6, 2015 Zeringue, et al.
See also: SEC Complaint
LR-23214 Mar. 4, 2015 China Infrastructure Investment Corp., et al.
LR-23213 Mar. 3, 2015 Ahmad Fnaikher Alyasin and Optima Global Financial, Inc.
See also: SEC Complaint
LR-23212 Mar. 3, 2015 Inofin, Inc., Michael J. Cuomo, Kevin J. Mann, Sr., Melissa George, Thomas Kevin Keough, David Affeldt, and Nancy Keough
LR-23211 Mar. 2, 2015 Gary S. Williky
See also: SEC Complaint
LR-23210 Feb. 27, 2015 Gregory W. Gray, Jr., et al.
See also: SEC Complaint
LR-23209 Feb. 27, 2015 Tropikgadget FZE, et al.
See also:
LR-23208 Feb. 26, 2015 Joseph A. Noel
LR-23207 Feb. 26, 2015 Daniel Thibeault et al.
LR-23206 Feb. 24, 2015 Mark A. Lefkowitz, et al.
LR-23205 Feb. 23, 2015 Heart Tronics, Inc., et al.
LR-23204 Feb. 23, 2015 GLR Capital Management, LLC, et al.
LR-23203 Feb. 20, 2015 Premiere Power, LLC, et al.
See also: SEC Complaint
LR-23202 Feb. 19, 2015 Scott Zeringue and Jesse Roberts, III
See also: SEC Complaint
LR-23201 Feb. 19, 2015 Michael M. Cohen and Proteonomix, Inc.
See also: SEC Complaint
LR-23200 Feb. 18, 2015 Steven B. Hart
LR-23199 Feb. 18, 2015 K2 Unlimited, Inc.
LR-23198 Feb. 18, 2015 Kristine L. Johnson, Troy A. Barnes, Work with Troy Barnes, Inc. (d/b/a) The Achieve Community, Defendants, and Achieve International, LLC, Relief Defendant
See also: SEC Complaint
LR-23197 Feb. 13, 2015 Mozzam "Mark" Malik and American Bridge Investment Group, LLC, d/b/a Wolf Hedge LLC
See also: SEC Complaint
LR-23196 Feb. 12, 2015 Roger S. Bliss and Roger S. Bliss d/b/a Roger Bliss and Associates Equities, LLC, Roger Bliss and Associates Club LLC and/or Bliss Club LLC
See also: SEC Complaint
LR-23195 Feb. 11, 2015 Caledonian Bank Ltd., et al.
See also: SEC Complaint
LR-23194 Feb. 10, 2015 Craig S. Lax
See also: SEC Complaint
LR-23193 Feb. 9, 2015 Bradley A. Holcom
LR-23192 Feb. 6, 2015 Steven Neil
LR-23191 Feb. 6, 2015 Joseph A. Kostelecky
See also: SEC Complaint
LR-23190 Feb. 6, 2015 David Rivard
Other Release No.: AAER-3628
LR-23189 Feb. 5, 2015 John Gray et al.
LR-23188 Feb. 5, 2015 Total Wealth Management, Inc., et al.
See also: SEC Complaint
LR-23187 Feb. 3, 2015 Joel J. Epstein
See also: SEC Complaint
LR-23186 Feb. 3, 2015 Phillip Cory Roberts
See also: SEC Application and Order Compelling Compliance with Administrative Subpoena
LR-23185 Jan. 30, 2015 Francisco Illarramendi, et al.
LR-23184 Jan. 30, 2015 Edwin Yoshihiro Fujinaga and MRI International, Inc., et al.
LR-23183 Jan. 29, 2015 Navistar International Corp.
See also: SEC Court Filing
LR-23182 Jan. 29, 2015 Loren W. Holzhueter, et al.
See also: SEC Complaint
LR-23181 Jan. 29, 2015 Troy Lyndon and Ronald Zaucha
LR-23180 Jan. 27, 2015 City of Harvey, Illinois and Joseph T. Letke
LR-23179 Jan. 22, 2015 Bonan Huang and Nan Huang
LR-23178 Jan. 22, 2015 Daniel Thibeault, et al.
LR-23177 Jan. 22, 2015 Wwebnet, Inc. and Robert L. Kelly,
LR-23176 Jan. 22, 2015 MayfieldGentry Realty Advisors, LLC, et al.
LR-23175 Jan. 21, 2015 Frederic Elm f/k/a Frederic Elmaleh, et al.
See also: SEC Complaint
LR-23174 Jan. 16, 2015 Magdalena Tavella
LR-23173 Jan. 13, 2015 Aleksandr Milrud
See also: SEC Complaint
LR-23172 Jan. 13, 2015 Noah L. Myers
LR-23171 Jan. 9, 2015 Daniel Thibeault et al.
See also: SEC Complaint
LR-23170 Jan. 7, 2015 Sherwin Brown and Jamerica Financial, Inc.

 

http://www.sec.gov/litigation/litreleases.shtml

Modified: 05/21/2015